CONFLUENCE INVESTMENT MANAGEMENT LLC Q1 2021 Filing
Filed April 5, 2021
Portfolio Value
$7.1T
Holdings
300
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (300 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | VNTVontier Corporation | 508,702 | $15.4B | 0.22% | |
| 102 | MLNVanEck Vectors Long Municipal | 719,693 | $15.4B | 0.22% | |
| 103 | SPYGSPDR Portfolio S&P 500 Growth | 248,332 | $14.0B | 0.20% | |
| 104 | IBDTiShares iBonds Dec 2028 Term C | 472,848 | $13.4B | 0.19% | |
| 105 | SLYGSPDR S&P 600 Small Cap Growth | 148,121 | $12.7B | 0.18% | |
| 106 | DDDupont De Nemurs Incorporated | 163,481 | $12.6B | 0.18% | |
| 107 | IBTIiShares iBonds Dec 2028 Term T | 463,880 | $11.6B | 0.16% | |
| 108 | GTESGates Industrial | 708,094 | $11.3B | 0.16% | |
| 109 | —Invesco BulletShares 2024 Corp | 508,990 | $11.3B | 0.16% | |
| 110 | IBDSiShares iBonds Dec 2027 Term C | 416,705 | $11.1B | 0.16% | |
| 111 | KAIKadant Incorporated | 55,082 | $10.2B | 0.14% | |
| 112 | AQLTiShares iBonds Dec 2025 Term T | 367,971 | $9.4B | 0.13% | |
| 113 | IBTGiShares iBonds Dec 2026 Term T | 363,585 | $9.3B | 0.13% | |
| 114 | MOVMovado Group Incorporated | 324,067 | $9.2B | 0.13% | |
| 115 | IBMSiShares iBonds Dec 2029 Term T | 368,900 | $9.1B | 0.13% | |
| 116 | IBTEiShares iBonds Dec 2024 Term T | 345,049 | $8.9B | 0.12% | |
| 117 | IBDUiShares iBonds Dec 2029 Term C | 333,831 | $8.7B | 0.12% | |
| 118 | VNQVanguard Real Estate Index ETF | 93,145 | $8.6B | 0.12% | |
| 119 | TLTiShares 20 Year Treasury Bond | 61,471 | $8.3B | 0.12% | |
| 120 | MDYVSPDR S&P 400 Mid Cap Value ETF | 124,333 | $8.1B | 0.11% | |
| 121 | IEMGiShares Core MSCI Emerging Mar | 124,000 | $8.0B | 0.11% | |
| 122 | WGOWinnebago Industries Incorpora | 102,525 | $7.9B | 0.11% | |
| 123 | RBCRBC Bearings Incorporated | 39,215 | $7.7B | 0.11% | |
| 124 | JBTJohn Bean Technologies Corpora | 57,737 | $7.7B | 0.11% | |
| 125 | FAROFaro Technologies Incorporated | 84,447 | $7.3B | 0.10% | |
| 126 | ALNTAllied Motion Technologies Inc | 141,671 | $7.3B | 0.10% | |
| 127 | IIIVI3 Verticals Incorporated | 228,932 | $7.1B | 0.10% | |
| 128 | VBTXVeritex Holdings | 217,721 | $7.1B | 0.10% | |
| 129 | EPCEdgewell Personal Care Company | 170,845 | $6.8B | 0.09% | |
| 130 | PDBCInvesco Optimum Yield Diversif | 391,051 | $6.7B | 0.09% | |
| 131 | —iShares iBonds Dec 2022 Term T | 258,482 | $6.6B | 0.09% | |
| 132 | HTGCHercules Technology Growth Cap | 407,888 | $6.5B | 0.09% | |
| 133 | FWRDUSDForward Air Corporation | 71,571 | $6.4B | 0.09% | |
| 134 | —James River Group Holdings Lim | 138,573 | $6.3B | 0.09% | |
| 135 | HTOSJW Group | 97,825 | $6.2B | 0.09% | |
| 136 | GOODGladstone Commercial Corporati | 304,468 | $6.0B | 0.08% | |
| 137 | IBMQiShares iBonds Dec 2028 Term M | 216,701 | $5.9B | 0.08% | |
| 138 | THRThermon Group Holdings Incorpo | 296,273 | $5.8B | 0.08% | |
| 139 | NMFCNew Mountain Finance Corporati | 461,551 | $5.7B | 0.08% | |
| 140 | —TCP Capital Corporation | 410,752 | $5.7B | 0.08% | |
| 141 | NWNNorthwest Natural Holding Comp | 104,737 | $5.7B | 0.08% | |
| 142 | BMRCBank of Marin (CA) | 142,741 | $5.6B | 0.08% | |
| 143 | MAINMain Street Capital Corporatio | 140,019 | $5.5B | 0.08% | |
| 144 | SPYSPDR S&P 500 | 13,324 | $5.3B | 0.07% | |
| 145 | IBMPiShares iBonds Dec 2027 Term M | 188,812 | $5.1B | 0.07% | |
| 146 | PAHCPhibro Animal Health Corporati | 208,196 | $5.1B | 0.07% | |
| 147 | RCOResources Global Professionals | 371,130 | $5.0B | 0.07% | |
| 148 | MDYGSPDR S&P 400 Mid Cap Growth ET | 66,324 | $5.0B | 0.07% | |
| 149 | JJSFJ & J Snack Foods Corporation | 30,256 | $4.8B | 0.07% | |
| 150 | GBDCGolub Capital BDC Incorporated | 316,553 | $4.6B | 0.06% | |
| 151 | —Neenah Paper Incorporated | 89,865 | $4.6B | 0.06% | |
| 152 | AQLTiShares iBonds Dec 2024 Term M | 169,437 | $4.6B | 0.06% | |
| 153 | SLRCSolar Capital Limited | 255,093 | $4.5B | 0.06% | |
| 154 | —Natus Medical Incorporated | 175,277 | $4.5B | 0.06% | |
| 155 | BBDCBarings BDC Incorporated | 447,319 | $4.5B | 0.06% | |
| 156 | SCMStellus Capital Investment | 347,026 | $4.4B | 0.06% | |
| 157 | PRFTUSDPerficient Incorporated | 74,167 | $4.4B | 0.06% | |
| 158 | TSLXSixth Street Specialty Lending | 201,842 | $4.2B | 0.06% | |
| 159 | XLFSPDR Financial Select Sector E | 122,815 | $4.2B | 0.06% | |
| 160 | IBMOiShares iBonds Dec 2026 Term M | 153,172 | $4.1B | 0.06% | |
| 161 | PNNTPennantPark Investment Corpora | 717,827 | $4.1B | 0.06% | |
| 162 | AQLTiShares iBonds Dec 2023 Term T | 157,473 | $4.0B | 0.06% | |
| 163 | XLISPDR Industrial Select Sector | 40,869 | $4.0B | 0.06% | |
| 164 | XLBSPDR Materials Select Sector E | 49,614 | $3.9B | 0.05% | |
| 165 | AQLTiShares iBonds Dec 2023 Term M | 148,286 | $3.9B | 0.05% | |
| 166 | IAUiShares iBonds Dec 2025 Term M | 138,647 | $3.9B | 0.05% | |
| 167 | RVNUxTrackers Municipal Infrastruc | 133,383 | $3.9B | 0.05% | |
| 168 | GSBDGoldman Sachs BDC Incorporated | 189,008 | $3.7B | 0.05% | |
| 169 | OFSOFS Capital Corporation | 387,920 | $3.4B | 0.05% | |
| 170 | XHBSPDR S&P Homebuilders ETF | 45,491 | $3.2B | 0.04% | |
| 171 | OBDCOwl Rock Capital Corporation | 205,369 | $2.8B | 0.04% | |
| 172 | MUBiShares National Muni Bond ETF | 23,540 | $2.7B | 0.04% | |
| 173 | TFISPDR Nuveen Bloomberg Barclays | 52,858 | $2.7B | 0.04% | |
| 174 | IGSBiShares 1-5 Year Investment Gr | 44,747 | $2.4B | 0.03% | |
| 175 | CSWCCapital Southwest Corporation | 106,044 | $2.3B | 0.03% | |
| 176 | TSMTaiwan Semiconductor Manufactu | 19,223 | $2.3B | 0.03% | |
| 177 | —iShares iBonds Dec 2022 Term M | 85,131 | $2.2B | 0.03% | |
| 178 | BSMTInvesco BulletShares 2029 Muni | 77,083 | $2.0B | 0.03% | |
| 179 | BSMUInvesco BulletShares 2030 Muni | 78,913 | $2.0B | 0.03% | |
| 180 | BRK-BBerkshire Hathaway Incorporate | 5 | $1.9B | 0.03% | |
| 181 | SONYSony Corporation ADS | 15,679 | $1.7B | 0.02% | |
| 182 | TPVGTriplePoint Venture Growth BDC | 108,876 | $1.6B | 0.02% | |
| 183 | BABAAlibaba Group Holding Limited | 6,630 | $1.5B | 0.02% | |
| 184 | TCEHYTencent Holdings Limited | 18,824 | $1.5B | 0.02% | |
| 185 | JJSFJ & J Snack Foods Corporation | 9,458 | $1.5B | 0.02% | |
| 186 | DSDVYDSV Panalpina | 14,346 | $1.4B | 0.02% | |
| 187 | FNVFranco-Nevada Corporation | 11,032 | $1.4B | 0.02% | |
| 188 | LVMUYLVMH Moet Hennessy Louis Vuitt | 9,658 | $1.3B | 0.02% | |
| 189 | NATHNathan's Famous Incorporated | 20,114 | $1.3B | 0.02% | |
| 190 | RIORio Tinto PLC | 16,153 | $1.3B | 0.02% | |
| 191 | BROBrown & Brown Incorporated | 27,440 | $1.3B | 0.02% | |
| 192 | SHOPShopify Incorporated | 1,128 | $1.2B | 0.02% | |
| 193 | AAGIYAIA Group Limited | 24,912 | $1.2B | 0.02% | |
| 194 | INFYInfosys Technologies Limited A | 65,247 | $1.2B | 0.02% | |
| 195 | ICLRIcon PLC | 6,190 | $1.2B | 0.02% | |
| 196 | ZTOZTO Express Cayman Incorporate | 40,923 | $1.2B | 0.02% | |
| 197 | NVONovo Nordisk A/S ADS | 16,334 | $1.1B | 0.02% | |
| 198 | CYBRCyberark Software Limited | 8,514 | $1.1B | 0.02% | |
| 199 | LRLCYL'Oreal SA | 13,584 | $1.0B | 0.01% | |
| 200 | PRUPrudential Financial Incorpora | 11,207 | $1.0B | 0.01% |