DLD Asset Management, LP Q4 2016 Filing
Filed February 13, 2017
Portfolio Value
$305.4B
Holdings
63
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (63 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —TESARO INC | 21,257,000 | $82.5B | 27.03% | |
| 2 | VGR V2.5 01/15/19VECTOR GROUP LTD | 24,000,000 | $37.5B | 12.28% | |
| 3 | VRSN 3.25 08/15/37VERISIGN INC | 15,000,000 | $33.4B | 10.94% | |
| 4 | VRTXVERTEX PHARMACEUTICALS INC | 397,300 | $29.3B | 9.59% | Put |
| 5 | —STILLWATER MNG CO | 15,931,000 | $20.4B | 6.67% | |
| 6 | —MEDICINES CO | 8,878,000 | $12.2B | 4.01% | |
| 7 | —HORIZON PHARMA PLC | 518,790 | $8.4B | 2.75% | Put |
| 8 | BCRXBIOCRYST PHARMACEUTICALS | 1,258,700 | $8.0B | 2.61% | Call |
| 9 | —PACIRA PHARMACEUTICALS INC | 5,530,000 | $7.8B | 2.56% | |
| 10 | —ACORDA THERAPEUTICS INC | 382,793 | $7.2B | 2.36% | Put |
| 11 | —ALERE INC | 150,100 | $5.9B | 1.92% | Call |
| 12 | —WABASH NATL CORP | 4,000,000 | $5.8B | 1.89% | |
| 13 | —ANI PHARMACEUTICALS INC | 4,500,000 | $5.2B | 1.70% | |
| 14 | VGREURVECTOR GROUP LTD | 197,800 | $4.5B | 1.47% | Put |
| 15 | —RITE AID CORP | 483,123 | $4.0B | 1.30% | Put |
| 16 | —AEVI GENOMIC MEDICINE INC | 594,900 | $3.1B | 1.01% | Put |
| 17 | —NAVISTAR INTL CORP NEW | 3,000,000 | $3.0B | 0.97% | |
| 18 | CHTRCHARTER COMMUNICATIONS INC N | 9,905 | $2.9B | 0.93% | |
| 19 | —INOTEK PHARMACEUTICALS CORP | 460,700 | $2.8B | 0.92% | Put |
| 20 | BSFAANI PHARMACEUTICALS INC | 41,000 | $2.5B | 0.81% | Put |
| 21 | LN5LANNET INC | 65,000 | $1.4B | 0.47% | Put |
| 22 | —ZOGENIX INC | 104,400 | $1.3B | 0.42% | Call |
| 23 | —AEP INDS INC | 10,000 | $1.2B | 0.38% | |
| 24 | —ST JUDE MED INC | 12,000 | $962.0M | 0.32% | |
| 25 | —PARATEK PHARMACEUTICALS INC | 56,290 | $866.0M | 0.28% | Put |
| 26 | —REYNOLDS AMERICAN INC | 15,000 | $841.0M | 0.28% | |
| 27 | —YADKIN FINL CORP | 20,000 | $685.0M | 0.22% | |
| 28 | —BATS GLOBAL MKTS INC | 20,000 | $670.0M | 0.22% | |
| 29 | —PRIVATEBANCORP INC | 12,000 | $650.0M | 0.21% | |
| 30 | —MENTOR GRAPHICS CORP | 17,000 | $627.0M | 0.21% | |
| 31 | —WHITEWAVE FOODS CO | 11,000 | $612.0M | 0.20% | |
| 32 | —B/E AEROSPACE INC | 10,000 | $602.0M | 0.20% | |
| 33 | —MEDIA GEN INC NEW | 30,000 | $565.0M | 0.19% | |
| 34 | —TEAM HEALTH HOLDINGS INC | 12,000 | $521.0M | 0.17% | |
| 35 | —DU PONT E I DE NEMOURS & CO | 7,000 | $514.0M | 0.17% | |
| 36 | —CABELAS INC | 8,000 | $468.0M | 0.15% | |
| 37 | —ENDURANCE SPECIALTY HLDGS LT | 5,000 | $462.0M | 0.15% | |
| 38 | —WCI CMNTYS INC | 17,000 | $399.0M | 0.13% | |
| 39 | —HARMAN INTL INDS INC | 3,500 | $389.0M | 0.13% | |
| 40 | —G & K SVCS INC | 4,000 | $386.0M | 0.13% | |
| 41 | —VALSPAR CORP | 3,500 | $363.0M | 0.12% | |
| 42 | —EVERBANK FINL CORP | 18,000 | $350.0M | 0.11% | |
| 43 | —BROCADE COMMUNICATIONS SYS I | 28,000 | $350.0M | 0.11% | |
| 44 | —MIDDLEBURG FINANCIAL CORP | 9,000 | $313.0M | 0.10% | |
| 45 | —LA JOLLA PHARMACEUTICAL CO | 16,800 | $295.0M | 0.10% | Put |
| 46 | —JOY GLOBAL INC | 10,200 | $286.0M | 0.09% | |
| 47 | —LEVEL 3 COMMUNICATIONS INC | 5,000 | $282.0M | 0.09% | |
| 48 | —CAROLINA BK HLDGS INC GREENS | 10,572 | $273.0M | 0.09% | |
| 49 | —HEADWATERS INC | 11,000 | $259.0M | 0.08% | |
| 50 | NXPINXP SEMICONDUCTORS N V | 2,500 | $245.0M | 0.08% | |
| 51 | —CHENIERE ENERGY PTNRS LP HLD | 10,000 | $224.0M | 0.07% | |
| 52 | —INTERSIL CORP | 10,000 | $223.0M | 0.07% | |
| 53 | —SUFFOLK BANCORP | 5,000 | $214.0M | 0.07% | |
| 54 | TWXCHFTIME WARNER INC | 2,200 | $212.0M | 0.07% | |
| 55 | —AMERICAN CAP LTD | 10,903 | $195.0M | 0.06% | |
| 56 | —CASCADE BANCORP | 20,000 | $162.0M | 0.05% | |
| 57 | —ALON USA ENERGY INC | 14,153 | $161.0M | 0.05% | |
| 58 | —NORTHSTAR RLTY FIN CORP | 10,000 | $152.0M | 0.05% | |
| 59 | —NORTHSTAR ASSET MGMT GROUP I | 10,000 | $149.0M | 0.05% | |
| 60 | —INVENSENSE INC | 10,000 | $128.0M | 0.04% | |
| 61 | —IMMUNE DESIGN CORP | 20,900 | $114.0M | 0.04% | Call |
| 62 | —SYNUTRA INTL INC | 15,000 | $80.0M | 0.03% | |
| 63 | —WRIGHT MED GROUP N V | 30,541 | $40.0M | 0.01% |