DRW Securities, LLC Q3 2017 Filing
Filed November 14, 2017
Portfolio Value
$324.4B
Holdings
56
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (56 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 787,584 | $197.9B | 60.99% | Put |
| 2 | GQ9SPDR GOLD TRUST GOLD | 274,131 | $33.3B | 10.27% | Put |
| 3 | —BARCLAYS BK PLC | 596,500 | $23.4B | 7.21% | Put |
| 4 | TQQQPROSHARES TR | 115,356 | $13.2B | 4.06% | |
| 5 | —POWERSHARES QQQ TRUST | 73,503 | $10.7B | 3.30% | |
| 6 | QLDPROSHARES TR | 141,783 | $9.1B | 2.81% | |
| 7 | LQDISHARES TR | 34,339 | $4.2B | 1.28% | |
| 8 | —GARRISON CAP INC | 434,262 | $3.7B | 1.13% | |
| 9 | UPROPROSHARES TR | 28,247 | $3.3B | 1.01% | |
| 10 | SLVISHARES SILVER TRUST | 176,122 | $2.8B | 0.85% | Call |
| 11 | TNADIREXION SHS ETF TR | 31,360 | $2.0B | 0.63% | |
| 12 | SH1USDPROSHARES TR | 61,174 | $2.0B | 0.61% | |
| 13 | XBISPDR SERIES TRUST | 20,000 | $1.7B | 0.53% | Put |
| 14 | SPXLDIREXION SHS ETF TR | 44,612 | $1.7B | 0.53% | |
| 15 | —DIREXION SHS ETF TR | 42,841 | $1.6B | 0.48% | |
| 16 | AGQPROSHARES TR | 103,939 | $1.4B | 0.44% | |
| 17 | SSOPROSHARES TR | 9,923 | $960.0M | 0.30% | |
| 18 | TLTISHARES TR | 7,524 | $939.0M | 0.29% | |
| 19 | MINTPIMCO ETF TR | 9,015 | $918.0M | 0.28% | |
| 20 | —HORIZON PHARMA PLC | 54,700 | $693.0M | 0.21% | Put |
| 21 | USTPROSHARES TR | 11,329 | $658.0M | 0.20% | |
| 22 | UBTPROSHARES TR | 7,208 | $579.0M | 0.18% | |
| 23 | RNGRINGCENTRAL INC | 13,400 | $559.0M | 0.17% | Call |
| 24 | —SPDR SERIES TRUST | 10,433 | $477.0M | 0.15% | |
| 25 | —ZOGENIX INC | 13,000 | $456.0M | 0.14% | |
| 26 | SGENEURSEATTLE GENETICS INC | 8,000 | $435.0M | 0.13% | |
| 27 | —BEMIS INC | 9,000 | $410.0M | 0.13% | |
| 28 | ALXNALEXION PHARMACEUTICALS INC | 2,700 | $379.0M | 0.12% | |
| 29 | SPTISPDR SERIES TRUST | 5,988 | $359.0M | 0.11% | |
| 30 | —PRUDENTIAL SHT DURATION HG Y | 23,305 | $356.0M | 0.11% | |
| 31 | —PROSHARES TR II | 3,780 | $354.0M | 0.11% | |
| 32 | CBOECBOE HLDGS INC | 2,931 | $315.0M | 0.10% | |
| 33 | VCLTVANGUARD SCOTTSDALE FDS | 3,102 | $292.0M | 0.09% | |
| 34 | BHPBHP BILLITON LTD | 6,900 | $280.0M | 0.09% | Call |
| 35 | NCMIEURNATIONAL CINEMEDIA INC | 35,900 | $251.0M | 0.08% | |
| 36 | IM8NINSMED INC | 8,000 | $250.0M | 0.08% | |
| 37 | VYGRVOYAGER THERAPEUTICS INC | 12,000 | $247.0M | 0.08% | |
| 38 | ARRYEURARRAY BIOPHARMA INC | 20,000 | $246.0M | 0.08% | |
| 39 | —PLATFORM SPECIALTY PRODS COR | 21,300 | $237.0M | 0.07% | Put |
| 40 | BGBBLACKSTONE GSO STRATEGIC CR | 13,700 | $219.0M | 0.07% | |
| 41 | XJQCXNUVEEN CR STRATEGIES INCM FD COM | 25,000 | $212.0M | 0.07% | |
| 42 | DELLDELL TECHNOLOGIES INC | 2,600 | $201.0M | 0.06% | |
| 43 | —IGNYTA INC | 16,000 | $198.0M | 0.06% | |
| 44 | AMRNAMARIN CORP PLC | 55,400 | $194.0M | 0.06% | |
| 45 | CBAYUSDCYMABAY THERAPEUTICS INC | 20,000 | $161.0M | 0.05% | |
| 46 | GBYSANGAMO THERAPEUTICS INC | 10,000 | $150.0M | 0.05% | |
| 47 | ICADUSDICAD INC | 26,500 | $117.0M | 0.04% | |
| 48 | —ADURO BIOTECH INC | 10,000 | $107.0M | 0.03% | |
| 49 | ALDXALDEYRA THERAPEUTICS INC | 12,000 | $86.0M | 0.03% | |
| 50 | —CLEAR CHANNEL OUTDOOR HLDGS | 15,558 | $72.0M | 0.02% | |
| 51 | CTIC1USDCTI BIOPHARMA CORP | 16,561 | $53.0M | 0.02% | |
| 52 | —SIERRA ONCOLOGY INC | 25,000 | $39.0M | 0.01% | |
| 53 | —ZAFGEN INC | 10,000 | $35.0M | 0.01% | |
| 54 | RVPRETRACTABLE TECHNOLOGIES INC | 45,600 | $30.0M | 0.01% | |
| 55 | GONGERON CORP | 10,000 | $22.0M | 0.01% | |
| 56 | —ENDOCYTE INC | 11,000 | $16.0M | 0.00% |