Empyrean Capital Partners, LP Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$2.0T
Holdings
68
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (68 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 2,312,100 | $500.1B | 25.11% | Put |
| 2 | HPEHEWLETT PACKARD ENTERPRISE C | 5,000,914 | $113.8B | 5.71% | |
| 3 | AIGAMERICAN INTL GROUP INC | 1,282,500 | $76.1B | 3.82% | |
| 4 | SRGSERITAGE GROWTH PPTYS | 1,348,272 | $68.3B | 3.43% | |
| 5 | LTRPAUSDLIBERTY TRIPADVISOR HLDGS IN | 3,096,032 | $67.6B | 3.40% | |
| 6 | ARMKARAMARK | 1,772,303 | $67.4B | 3.38% | |
| 7 | TAPMOLSON COORS BREWING CO | 515,000 | $56.5B | 2.84% | |
| 8 | —STILLWATER MNG CO | 42,532,000 | $51.3B | 2.58% | |
| 9 | LVLNSPDR SERIES TRUST | 1,198,200 | $50.6B | 2.54% | Put |
| 10 | CFGCITIZENS FINL GROUP INC | 2,003,310 | $49.5B | 2.49% | |
| 11 | —RESTORATION HARDWARE HLDGS I | 1,400,000 | $48.4B | 2.43% | |
| 12 | ISBCUSDINVESTORS BANCORP INC NEW | 4,000,000 | $48.0B | 2.41% | |
| 13 | GDXVANECK VECTORS ETF TR | 1,660,500 | $43.9B | 2.20% | Call |
| 14 | IWMISHARES TR | 339,923 | $42.2B | 2.12% | Put |
| 15 | CATCATERPILLAR INC DEL | 473,000 | $42.0B | 2.11% | Put |
| 16 | TFSLTFS FINL CORP | 2,315,000 | $41.2B | 2.07% | |
| 17 | DELLDELL TECHNOLOGIES INC | 806,420 | $38.5B | 1.94% | |
| 18 | LSXMKUSDLIBERTY MEDIA CORP DELAWARE | 1,006,831 | $33.6B | 1.69% | |
| 19 | FXECURRENCYSHARES EURO TR | 282,400 | $30.9B | 1.55% | Put |
| 20 | TXNTEXAS INSTRS INC | 432,500 | $30.4B | 1.52% | Put |
| 21 | KRNYKEARNY FINL CORP MD | 1,948,562 | $26.5B | 1.33% | |
| 22 | —ALTRA INDL MOTION CORP | 22,150,000 | $26.4B | 1.33% | |
| 23 | INVAINNOVIVA INC | 2,239,315 | $24.6B | 1.24% | |
| 24 | WMBWILLIAMS COS INC DEL | 800,000 | $24.6B | 1.23% | |
| 25 | IRTINDEPENDENCE RLTY TR INC | 2,625,000 | $23.6B | 1.19% | |
| 26 | LM03LIBERTY MEDIA CORP DELAWARE | 628,000 | $21.3B | 1.07% | |
| 27 | —ALON USA ENERGY INC | 22,000,000 | $21.1B | 1.06% | |
| 28 | —NEWPARK RES INC | 16,426,000 | $16.3B | 0.82% | |
| 29 | —DYNEGY INC NEW DEL | 1,300,000 | $16.1B | 0.81% | |
| 30 | —CALAMP CORP | 15,952,000 | $14.9B | 0.75% | |
| 31 | —SMART & FINAL STORES INC | 1,125,000 | $14.4B | 0.72% | |
| 32 | —PANDORA MEDIA INC | 1,000,000 | $14.3B | 0.72% | |
| 33 | GQ9SPDR GOLD TRUST | 113,100 | $14.2B | 0.71% | Call |
| 34 | —TERRAFORM PWR INC | 974,483 | $13.6B | 0.68% | |
| 35 | HHYATT HOTELS CORP | 274,254 | $13.5B | 0.68% | |
| 36 | ENVAENOVA INTL INC | 1,392,033 | $13.5B | 0.68% | |
| 37 | NIHDEURNII HLDGS INC | 4,032,912 | $13.4B | 0.67% | |
| 38 | —MENTOR GRAPHICS CORP | 10,000,000 | $13.4B | 0.67% | |
| 39 | NGNOVAGOLD RES INC | 2,317,623 | $13.0B | 0.65% | |
| 40 | SOYSUNOPTA INC | 1,548,000 | $10.9B | 0.55% | |
| 41 | —ALERE INC | 250,000 | $10.8B | 0.54% | |
| 42 | —AEGEAN MARINE PETE NETWORK I | 10,650,000 | $10.7B | 0.54% | |
| 43 | TDCTERADATA CORP DEL | 340,027 | $10.5B | 0.53% | |
| 44 | —NORTHSTAR ASSET MGMT GROUP I | 700,000 | $9.1B | 0.45% | |
| 45 | —PHOTRONICS INC | 6,894,000 | $8.3B | 0.42% | |
| 46 | HN9HANESBRANDS INC | 294,100 | $7.4B | 0.37% | Put |
| 47 | FWONALIBERTY MEDIA CORP DELAWARE | 251,704 | $7.1B | 0.36% | |
| 48 | —CAVIUM INC | 119,100 | $6.9B | 0.35% | |
| 49 | —GLOBAL EAGLE ENTMT INC | 8,000,000 | $6.6B | 0.33% | |
| 50 | CYHCOMMUNITY HEALTH SYS INC NEW | 500,000 | $5.8B | 0.29% | |
| 51 | INFNEURINFINERA CORPORATION | 638,904 | $5.8B | 0.29% | |
| 52 | —GOLDCORP INC NEW | 315,000 | $5.2B | 0.26% | |
| 53 | MDYSPDR S&P MIDCAP 400 ETF TR | 17,163 | $4.8B | 0.24% | |
| 54 | —CAESARS ACQUISITION CO | 390,000 | $4.8B | 0.24% | |
| 55 | DBDEUTSCHE BANK AG | 356,600 | $4.7B | 0.23% | Put |
| 56 | —PLATFORM SPECIALTY PRODS COR | 500,000 | $4.1B | 0.20% | |
| 57 | CCEPCOCA COLA EUROPEAN PARTNERS | 100,000 | $4.0B | 0.20% | |
| 58 | OSG1EUROVERSEAS SHIPHOLDING GROUP I | 366,665 | $3.9B | 0.19% | |
| 59 | LM05LIBERTY MEDIA CORP DELAWARE | 131,997 | $3.8B | 0.19% | |
| 60 | —REPLIGEN CORP | 3,000,000 | $3.5B | 0.17% | |
| 61 | —CARRIAGE SVCS INC | 2,777,000 | $3.3B | 0.16% | |
| 62 | BATRKUSDLIBERTY MEDIA CORP DELAWARE | 172,822 | $3.0B | 0.15% | |
| 63 | ATKRATKORE INTL GROUP INC | 132,770 | $2.5B | 0.12% | |
| 64 | —GRIDSUM HLDG INC | 126,382 | $2.1B | 0.11% | |
| 65 | —BOSTON PRIVATE FINL HLDGS IN | 223,953 | $1.4B | 0.07% | |
| 66 | BATRAUSDLIBERTY MEDIA CORP DELAWARE | 52,795 | $921.0M | 0.05% | |
| 67 | NAKNORTHERN DYNASTY MINERALS LT | 963,149 | $684.0M | 0.03% | |
| 68 | —INVENSENSE INC | 27,300 | $203.0M | 0.01% | Call |