HIGHBRIDGE CAPITAL MANAGEMENT LLC Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$904.3B

Holdings

62

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (62 positions)

#StockSharesValue% PortfolioType
1
SPYSPDR S&P 500 ETF TR
300,000$96.6B10.68%Put
2
OMEROS CORP
38,800,000$37.8B4.18%
3
DTE ENERGY CO
726,000$37.3B4.12%
4
RINGCENTRAL INC
17,055,000$35.8B3.96%
5
INVACARE CORP
36,400,000$33.9B3.75%
6
LITE 0.25 03/15/24LUMENTUM HLDGS INC
22,865,000$33.4B3.69%
7
W 1.125 11/01/24WAYFAIR INC
31,750,000$33.0B3.64%
8
PARKER DRILLING CO
1,341,195$30.2B3.34%
9
XBISPDR SERIES TRUST
300,000$28.5B3.16%Put
10
ZIONS BANCORPORATION N A
1,441,700$28.2B3.12%
11
PARATEK PHARMACEUTICALS INC
37,825,000$27.3B3.02%
12
PHMPULTE GROUP INC
650,000$25.2B2.79%Put
13
NANTHEALTH INC
35,600,000$24.4B2.70%
14
AEGERION PHARMACEUTICALS INC
24,775,610$24.2B2.67%
15
TRIB 4 04/01/45TRINITY BIOTECH INVT LTD
30,425,000$23.0B2.54%
16
INTELSAT S A
30,554,000$20.5B2.26%
17
QUOTIENT LTD
2,073,267$19.7B2.18%
18
SYNAPTICS INC
17,500,000$19.5B2.15%
19
CAESARS ENTMT CORP
10,000,000$19.2B2.12%
20
OPK 4.5 02/15/25OPKO HEALTH INC
24,500,000$19.2B2.12%
21
PLUG 5.5 03/15/23PLUG POWER INC
11,000,000$16.6B1.83%
22
TVTX 2.5 09/15/25RETROPHIN INC
20,850,000$16.4B1.81%
23
IVC 5 11/15/24INVACARE CORP
17,550,000$16.2B1.79%
24
GEGENERAL ELECTRIC CO
1,400,000$15.6B1.73%Put
25
ASHASHLAND GLOBAL HLDGS INC
200,000$15.3B1.69%Put
26
HOSTESS BRANDS INC
8,339,003$15.3B1.69%
27
VERASTEM INC
16,829,000$15.0B1.66%
28
CLVSEURCLOVIS ONCOLOGY INC
1,428,200$14.9B1.65%Put
29
CONTURA ENERGY INC
1,490,000$13.5B1.49%
3032,118,000$13.0B1.44%
31
PROTALIX BIOTHERAPEUTICS INC
14,407,000$12.8B1.42%
32
PACIFIC DRILLING SA LUXEMBOU
3,125,587$12.8B1.41%
33
CLVS 1.25 05/01/25CLOVIS ONCOLOGY INC
19,066,000$12.1B1.34%
34
NUANCE COMMUNICATIONS INC
10,962,000$11.6B1.28%
35
CREE INC
10,000,000$10.6B1.18%
36
ASSERTIO THERAPEUTICS INC
12,635,000$9.3B1.03%
37
TELIGENT INC NEW
21,000,000$9.2B1.02%
38
SEA LTD
3,000,000$6.4B0.71%
39
MEDICINES CO
75,200$6.4B0.71%Put
40
SWK 5.25 11/15/22STANLEY BLACK & DECKER INC
55,000$6.0B0.66%
41
ISIIONIS PHARMACEUTICALS INC
96,060$5.8B0.64%
42
VIRGIN GALACTIC HOLDINGS INC
1,579,588$5.3B0.59%
43
SNYSANOFI
3,907,852$4.6B0.51%
44
OASIS PETE INC NEW
5,400,000$4.2B0.47%
45
AXDX 2.5 03/15/23ACCELERATE DIAGNOSTICS INC
5,200,000$4.0B0.44%
46
NIONIO INC
793,000$3.2B0.35%Put
47
CHESAPEAKE ENERGY CORP
6,000,000$2.9B0.32%
48
AIGAMERICAN INTL GROUP INC
220,000$2.3B0.25%
49
OPKOPKO HEALTH INC
1,426,947$2.1B0.23%
50
RANPAK HLDGS CORP
1,160,780$1.2B0.14%
51
SAEXPLORATION HLDGS INC
381,765$1.2B0.13%
52
GRAF INDL CORP
1,487,200$595.0M0.07%
53
THTARGET HOSPITALITY CORP
1,000,865$430.0M0.05%
54
DENBURY RES INC DEL
262,000$184.0M0.02%
55
RMG ACQUISITION CORP
297,473$181.0M0.02%
56
NESCO HLDGS INC
402,353$177.0M0.02%
57
AMCI ACQUISITION CORP
500,844$155.0M0.02%
58
VSTMVERASTEM INC
24,200$32.0M0.00%
59
AGROFRESH SOLUTIONS
3,425,000$20.0M0.00%
60
ESTRE AMBIENTAL INC
3,625,000$9.0M0.00%
61
DOLPHIN ENTMT INC
110,000$3.0M0.00%
62
AMTXAEMETIS INC
70,768$00.00%