K2 PRINCIPAL FUND, L.P. Q2 2022 Filing

Filed August 12, 2022

Portfolio Value

$906.5B

Holdings

305

Report Date

Q2 2022

Filing Type

13F-HR

All Holdings (305 positions)

#StockSharesValue% PortfolioType
1
TLTISHARES TR
493,100$56.6B6.25%Put
2
TSLATESLA INC
77,233$52.0B5.74%
3
CI FINL CORP
4,147,810$44.1B4.86%
4
INSPINSPIRE MED SYS INC
186,575$34.1B3.76%Put
5
FCXFREEPORT-MCMORAN INC
821,000$24.0B2.65%Put
6
SIVBEURSVB FINANCIAL GROUP
55,859$22.1B2.43%Put
7
NMRKNEWMARK GROUP INC
2,010,515$19.4B2.14%
8
RIVNRIVIAN AUTOMOTIVE INC
735,909$18.9B2.09%Call
9
WWAYFAIR INC
423,698$18.5B2.04%Call
10
HYGISHARES TR
250,000$18.4B2.03%Put
11
IEIISHARES TR
150,000$17.9B1.97%Put
12
DASHDOORDASH INC
240,558$15.4B1.70%Put
13
HTZWWHERTZ GLOBAL HLDGS INC
1,471,486$14.4B1.59%
14
PFSIPENNYMAC FINL SVCS INC NEW
308,481$13.5B1.49%
15
VONAGE HLDGS CORP
10,006$12.5B1.38%
16
COINCOINBASE GLOBAL INC
266,237$12.5B1.38%Call
17
USX1UNITED STATES STL CORP NEW
640,800$11.5B1.27%Put
18
AVIRATEA PHARMACEUTICALS INC
1,606,059$11.4B1.26%
19
GMEGAMESTOP CORP NEW
93,013$11.4B1.25%
20
SKINTHE BEAUTY HEALTH COMPANY
881,310$11.3B1.25%Call
21
GQ9SPDR GOLD TR
63,000$10.6B1.17%Put
22
DJTDIGITAL WORLD ACQUISITION CO
439,100$10.6B1.17%Put
23
MANDIANT INC
9,500$10.3B1.14%
24
ZENDESK INC
10,500$10.3B1.13%
25
TWTR 0 03/15/26TWITTER INC
11,000$9.7B1.07%
26
SJTSAN JUAN BASIN RTY TR
1,116,991$9.7B1.07%Put
2710,057$9.6B1.06%
28
BOA ACQUISITION CORP
958,411$9.4B1.04%
29
CVNACARVANA CO
414,092$9.3B1.03%Put
30
AMRALPHA METALLURGICAL RESOUR I
70,000$9.0B1.00%Call
31
MARRIOTT VACATIONS WORLDWIDE
8,252$8.2B0.91%
32
AEROJET ROCKETDYNE HLDGS INC
5,062$7.9B0.87%
33
QCOMQUALCOMM INC
60,000$7.7B0.85%Put
34
TWITTER INC
7,800$7.7B0.84%
35
WISDOMTREE INVTS INC
7,250$7.7B0.84%
36
AFRMAFFIRM HLDGS INC
402,601$7.3B0.80%Call
37
INN 1.5 02/15/26SUMMIT HOTEL PPTYS
8,375$7.1B0.79%
38
AEMAGNICO EAGLE MINES LTD
153,110$7.0B0.77%Put
39
SJR/BEURSHAW COMMUNICATIONS INC
236,400$7.0B0.77%
40
CLFCLEVELAND-CLIFFS INC NEW
448,000$6.9B0.76%Put
41
B RILEY PRINCIPAL 150 MERGER
685,877$6.8B0.75%
42
IWMISHARES TR
40,000$6.8B0.75%Put
43
AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN
5,575$6.5B0.72%
44
SPRYSILVERBACK THERAPEUTICS INC
1,541,706$6.5B0.72%
45
ACUITYADS HLDGS INC
2,618,616$6.0B0.67%
46
PD 1.25 07/01/25PAGERDUTY INC
6,000$5.9B0.66%
47
MIGAMICROSTRATEGY INC
35,000$5.8B0.63%Put
48
PEB 1.75 12/15/26PEBBLEBROOK HOTEL TR
6,300$5.7B0.63%
49
SPOT 0 03/15/26SPOTIFY USA INC
7,000$5.6B0.61%
50
MXMAGNACHIP SEMICONDUCTOR CORP
377,848$5.5B0.61%Call
51
RNG 0 03/01/25RINGCENTRAL INC
5,799$4.8B0.53%
52
AFRIFORAFRIC GLOBAL PLC
452,192$4.7B0.52%
53
IAU*ISHARES GOLD TR
125,000$4.3B0.47%Call
54
KGCKINROSS GOLD CORP
1,142,400$4.1B0.45%Put
55
ABTUGBXAQUABOUNTY TECHNOLOGIES INC
2,389,510$4.1B0.45%
56
TFIITFI INTL INC
50,000$4.0B0.44%Call
57
AEA-BRIDGES IMPACT CORP
400,000$4.0B0.44%
58
REDWOODS ACQUISITION CORP
394,799$3.9B0.44%
59
PTONPELOTON INTERACTIVE INC
425,300$3.9B0.43%Put
60
SIXEURSIX FLAGS ENTMT CORP NEW
175,900$3.8B0.42%Call
61
ARCH1USDARCH RESOURCES INC
26,000$3.7B0.41%Call
62
NXTCNEXTCURE INC
788,327$3.7B0.41%
63
RVLVREVOLVE GROUP INC
140,939$3.7B0.40%
64
DBX 0 03/01/26DROPBOX INC
4,000$3.6B0.40%
65
SWCHEURSWITCH INC
107,953$3.6B0.40%
66
NVROEURNEVRO CORP
81,728$3.6B0.40%Put
67
ACCUSDAMERICAN CAMPUS CMNTYS INC
53,309$3.4B0.38%
68
RCLROYAL CARIBBEAN GROUP
97,299$3.4B0.37%Put
69
DUDDELL STREET ACQUISITN COR
342,258$3.4B0.37%
70
TWTRUSDTWITTER INC
90,000$3.4B0.37%Put
71
WALDENCAST ACQUISITION CORP
335,701$3.3B0.36%
72
DUOLDUOLINGO INC
37,513$3.3B0.36%Call
73
UBER 0 12/15/25UBER TECHNOLOGIES INC
4,000$3.2B0.35%
74
OVEROVERSTOCK COM INC DEL
127,849$3.2B0.35%Put
75
BASECOUCHBASE INC
194,428$3.2B0.35%
76
STLDSTEEL DYNAMICS INC
47,500$3.1B0.35%Put
77
NUENUCOR CORP
30,000$3.1B0.35%Put
78
TCR2 THERAPEUTICS INC
1,078,070$3.1B0.34%
79
SRGSERITAGE GROWTH PPTYS
560,937$2.9B0.32%Call
80
BYNDBEYOND MEAT INC
114,314$2.7B0.30%
81
CMPSCOMPASS PATHWAYS PLC
250,000$2.7B0.30%Put
82
TRIP 0.25 04/01/26TRIPADVISOR INC
3,500$2.7B0.29%
83
GFLGFL ENVIRONMENTAL INC
77,600$2.6B0.28%Put
84
AAALCOA CORP
55,000$2.5B0.28%Call
85
ISTAR INC
178,874$2.5B0.27%Call
86
ANGEL POND HOLDINGS CORP
250,000$2.4B0.27%
87
CC NEUBERGER PRIN HLDGS II
239,461$2.4B0.26%
88
AURORA ACQUISITION CORP
242,991$2.4B0.26%
89
TUSCAN HLDGS CORP II
222,015$2.3B0.25%
90
RWMPROSHARES TR
86,900$2.3B0.25%
91
POINTS COM INC
89,647$2.2B0.25%
92
RG6ROGERS CORP
8,391$2.2B0.24%
93
BAMBROOKFIELD ASSET MGMT INC
48,600$2.2B0.24%
94
SF9SANDERSON FARMS INC
8,853$1.9B0.21%Call
95
UNGUSDUNITED STS NAT GAS FD LP
100,000$1.9B0.21%Put
96
TWLOTWILIO INC
22,500$1.9B0.21%Call
97
WRLDWORLD ACCEP CORPORATION
16,703$1.9B0.21%Call
98
HTAEURHEALTHCARE TR AMER INC
67,122$1.9B0.21%
99
BYND 0 03/15/27BEYOND MEAT INC
5,000$1.8B0.20%
100
2JEFOCUS FINL PARTNERS INC
52,916$1.8B0.20%
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