Klingman & Associates, LLC Q4 2016 Filing
Filed January 26, 2017
Portfolio Value
$329.5B
Holdings
96
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (96 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVVISHARES TR | 182,299 | $41.0B | 12.45% | |
| 2 | SPYSPDR S&P 500 ETF TR | 146,809 | $32.8B | 9.96% | |
| 3 | AMJEURJPMORGAN CHASE & CO | 890,137 | $28.1B | 8.54% | |
| 4 | IJHISHARES TR | 129,477 | $21.4B | 6.50% | |
| 5 | —UBS AG JERSEY BRH | 742,074 | $21.1B | 6.40% | |
| 6 | SDYSPDR SERIES TRUST | 244,352 | $20.9B | 6.35% | |
| 7 | PRFUSDPOWERSHARES ETF TRUST | 194,935 | $19.4B | 5.89% | |
| 8 | MDYSPDR S&P MIDCAP 400 ETF T | 52,660 | $15.9B | 4.82% | |
| 9 | TIPISHARES TR | 119,969 | $13.6B | 4.12% | |
| 10 | IJRISHARES TR | 81,558 | $11.2B | 3.40% | |
| 11 | IDV*ISHARES TR | 270,532 | $8.0B | 2.43% | |
| 12 | VNQVANGUARD INDEX FDS | 67,364 | $5.6B | 1.69% | |
| 13 | IWMISHARES TR | 38,914 | $5.2B | 1.59% | |
| 14 | VTIPVANGUARD MALVERN FDS | 103,336 | $5.1B | 1.54% | |
| 15 | —OPPENHEIMER REV WEIGHTED | 116,916 | $5.1B | 1.54% | |
| 16 | PJTPJT PARTNERS INC | 163,398 | $5.0B | 1.53% | |
| 17 | NEARISHARES U S ETF TR | 95,564 | $4.8B | 1.46% | |
| 18 | —POWERSHARES ETF TR II | 113,657 | $4.7B | 1.43% | |
| 19 | USMVISHARES TR | 98,500 | $4.5B | 1.35% | |
| 20 | AQLTISHARES TR | 47,342 | $4.2B | 1.27% | |
| 21 | CFGCITIZENS FINL GROUP INC | 84,500 | $3.0B | 0.91% | |
| 22 | EFAISHARES TR | 50,520 | $2.9B | 0.89% | |
| 23 | IWBISHARES TR | 21,633 | $2.7B | 0.82% | |
| 24 | —POWERSHARES ETF TR II | 81,408 | $2.0B | 0.61% | |
| 25 | MLPXUSDGLOBAL X FDS | 127,997 | $1.9B | 0.58% | |
| 26 | FCTFIRST TR SR FLG RTE INCM | 135,892 | $1.9B | 0.57% | |
| 27 | HDVISHARES TR | 21,667 | $1.8B | 0.54% | |
| 28 | XOMEXXON MOBIL CORP | 18,502 | $1.7B | 0.51% | |
| 29 | VEUVANGUARD INTL EQUITY INDE | 36,333 | $1.6B | 0.49% | |
| 30 | XFRAXBLACKROCK FLOAT RATE OME | 92,357 | $1.3B | 0.40% | |
| 31 | MINTPIMCO ETF TR | 12,979 | $1.3B | 0.40% | |
| 32 | VWOVANGUARD INTL EQUITY INDE | 35,533 | $1.3B | 0.39% | |
| 33 | EFAVISHARES TR | 17,845 | $1.1B | 0.33% | |
| 34 | VTIVANGUARD INDEX FDS | 9,242 | $1.1B | 0.32% | |
| 35 | GEGENERAL ELECTRIC CO | 33,407 | $1.1B | 0.32% | |
| 36 | DEMWISDOMTREE TR | 25,205 | $941.0M | 0.29% | |
| 37 | VEAVANGUARD TAX MANAGED INTL | 25,101 | $917.0M | 0.28% | |
| 38 | —OPPENHEIMER REV WEIGHTED | 16,664 | $901.0M | 0.27% | |
| 39 | VIGVANGUARD SPECIALIZED PORT | 9,443 | $804.0M | 0.24% | |
| 40 | XEMDXWESTERN ASSET EMRG MKT DE | 53,397 | $785.0M | 0.24% | |
| 41 | RYROYAL BK CDA MONTREAL QUE | 11,463 | $776.0M | 0.24% | |
| 42 | —OPPENHEIMER REV WEIGHTED | 11,296 | $758.0M | 0.23% | |
| 43 | VXUSVANGUARD STAR FD | 15,600 | $716.0M | 0.22% | |
| 44 | OEFISHARES TR | 6,880 | $683.0M | 0.21% | |
| 45 | JPMJPMORGAN CHASE & CO | 7,677 | $662.0M | 0.20% | |
| 46 | SCZISHARES TR | 13,055 | $651.0M | 0.20% | |
| 47 | PFEPFIZER INC | 19,260 | $626.0M | 0.19% | |
| 48 | —RYDEX ETF TRUST | 6,652 | $576.0M | 0.17% | |
| 49 | VBVANGUARD INDEX FDS | 4,345 | $560.0M | 0.17% | |
| 50 | VVRINVESCO SR INCOME TR | 116,952 | $543.0M | 0.16% | |
| 51 | SOXXISHARES TR | 4,400 | $540.0M | 0.16% | |
| 52 | XCHYXCALAMOS CONV & HIGH INCOM | 50,871 | $537.0M | 0.16% | |
| 53 | MSFTMICROSOFT CORP | 8,199 | $509.0M | 0.15% | |
| 54 | IWFISHARES TR | 4,752 | $498.0M | 0.15% | |
| 55 | BRK/BBERKSHIRE HATHAWAY INC DE | 3,028 | $494.0M | 0.15% | |
| 56 | RWXSPDR INDEX SHS FDS | 13,534 | $488.0M | 0.15% | |
| 57 | IWRISHARES TR | 2,601 | $465.0M | 0.14% | |
| 58 | VYMVANGUARD WHITEHALL FDS IN | 5,619 | $426.0M | 0.13% | |
| 59 | JNJJOHNSON & JOHNSON | 3,671 | $423.0M | 0.13% | |
| 60 | —COHEN & STEERS GLOBAL INC | 48,095 | $410.0M | 0.12% | |
| 61 | DISDISNEY WALT CO | 3,901 | $407.0M | 0.12% | |
| 62 | EMBISHARES TR | 3,600 | $397.0M | 0.12% | |
| 63 | VOVANGUARD INDEX FDS | 2,770 | $365.0M | 0.11% | |
| 64 | AAPLAPPLE INC | 3,063 | $355.0M | 0.11% | |
| 65 | PEPPEPSICO INC | 3,374 | $353.0M | 0.11% | |
| 66 | IWDISHARES TR | 3,138 | $352.0M | 0.11% | |
| 67 | EWXSPDR INDEX SHS FDS | 8,860 | $352.0M | 0.11% | |
| 68 | EMLPFIRST TR EXCHANGE TRADED | 13,696 | $346.0M | 0.11% | |
| 69 | HONHONEYWELL INTL INC | 2,925 | $339.0M | 0.10% | |
| 70 | HSYHERSHEY CO | 3,200 | $331.0M | 0.10% | |
| 71 | —POWERSHARES ETF TR II | 12,000 | $324.0M | 0.10% | |
| 72 | VXFVANGUARD INDEX FDS | 3,250 | $312.0M | 0.09% | |
| 73 | WIPSPDR SERIES TRUST | 6,000 | $312.0M | 0.09% | |
| 74 | NEANUVEEN SR INCOME FD | 45,129 | $306.0M | 0.09% | |
| 75 | TRVCCITIGROUP INC | 5,133 | $305.0M | 0.09% | |
| 76 | SCHESCHWAB STRATEGIC TR | 13,152 | $284.0M | 0.09% | |
| 77 | PGPROCTER AND GAMBLE CO | 3,039 | $256.0M | 0.08% | |
| 78 | ABBVABBVIE INC | 4,039 | $253.0M | 0.08% | |
| 79 | FXECURRENCYSHARES EURO TR | 2,401 | $246.0M | 0.07% | |
| 80 | MOALTRIA GROUP INC | 3,614 | $244.0M | 0.07% | |
| 81 | PXFPOWERSHARES ETF TR II | 6,410 | $241.0M | 0.07% | |
| 82 | HDHOME DEPOT INC | 1,789 | $240.0M | 0.07% | |
| 83 | IEFISHARES TR | 2,283 | $239.0M | 0.07% | |
| 84 | MRKMERCK & CO INC | 4,011 | $236.0M | 0.07% | |
| 85 | IJJISHARES TR | 1,617 | $235.0M | 0.07% | |
| 86 | BACVERIZON COMMUNICATIONS IN | 4,396 | $235.0M | 0.07% | |
| 87 | DBEFDBX ETF TR | 8,319 | $233.0M | 0.07% | |
| 88 | MUBISHARES TR | 2,097 | $227.0M | 0.07% | |
| 89 | CVXCHEVRON CORP NEW | 1,912 | $225.0M | 0.07% | |
| 90 | 4I1PHILIP MORRIS INTL INC | 2,416 | $221.0M | 0.07% | |
| 91 | FLOTISHARES TR | 4,000 | $203.0M | 0.06% | |
| 92 | MCIBARINGS CORPORATE INVS | 10,703 | $166.0M | 0.05% | |
| 93 | XSCDXLMP CAP & INCOME FD INC | 11,600 | $154.0M | 0.05% | |
| 94 | —NUVEEN ENERGY MLP TOTL RT | 10,973 | $149.0M | 0.05% | |
| 95 | RFICOHEN & STEERS TOTAL RETU | 10,930 | $132.0M | 0.04% | |
| 96 | —TONIX PHARMACEUTICALS HLD | 10,000 | $5.0M | 0.00% |