MAI Capital Management Q4 2017 Filing
Filed January 30, 2018
Portfolio Value
$1.8T
Holdings
472
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (472 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF | 411,183 | $109.7B | 6.23% | |
| 2 | MDYSPDR S&P Mid Cap 400 ETF | 236,113 | $81.6B | 4.63% | |
| 3 | IVViShares S&P 500 Index | 226,316 | $60.8B | 3.46% | |
| 4 | IJHiShares S&P Mid Cap Index | 230,836 | $43.8B | 2.49% | |
| 5 | IEMGiShares Core MSCI Emerging Mkt | 561,959 | $32.0B | 1.82% | |
| 6 | AAPLApple Inc | 176,675 | $29.9B | 1.70% | |
| 7 | IWMiShares Russell 2000 Index | 179,843 | $27.4B | 1.56% | |
| 8 | AQLTiShares Core MSCI EAFE | 385,232 | $25.5B | 1.45% | |
| 9 | JPMJPMorgan Chase & Co. | 226,325 | $24.2B | 1.38% | |
| 10 | EFAiShares MSCI EAFE Index | 343,403 | $24.1B | 1.37% | |
| 11 | SDYSPDR S&P Dividend ETF | 254,057 | $24.0B | 1.36% | |
| 12 | JNJJohnson & Johnson | 165,300 | $23.1B | 1.31% | |
| 13 | —PowerShares QQQ | 139,825 | $21.8B | 1.24% | |
| 14 | IWFiShares Russell 1000 Growth In | 159,805 | $21.5B | 1.22% | |
| 15 | IJRiShares S&P Small Cap Index | 276,207 | $21.2B | 1.21% | |
| 16 | MSFTMicrosoft Corporation | 240,938 | $20.6B | 1.17% | |
| 17 | BABoeing Company | 67,350 | $19.9B | 1.13% | |
| 18 | IJKiShares S&P Mid Cap 400 Growth | 85,893 | $18.5B | 1.05% | |
| 19 | CMCSAComcast Corp. Cl A | 453,658 | $18.2B | 1.03% | |
| 20 | UNHUnitedHealth Group Inc | 81,620 | $18.0B | 1.02% | |
| 21 | IJJiShares S&P Mid Cap 400 Value | 110,217 | $17.6B | 1.00% | |
| 22 | —JPM S&P 500 Nt due 12/6/18 | 14,390,000 | $16.8B | 0.95% | |
| 23 | INTCIntel Corp | 359,386 | $16.6B | 0.94% | |
| 24 | HDHome Depot, Inc. | 83,246 | $15.8B | 0.90% | |
| 25 | QCOMQualcomm Incorporated | 230,202 | $14.7B | 0.84% | |
| 26 | ABTAbbott Laboratories | 256,017 | $14.6B | 0.83% | |
| 27 | NEENextEra Energy | 91,826 | $14.3B | 0.81% | |
| 28 | —GS EEM Nt due 12/6/18 | 9,865,000 | $13.1B | 0.74% | |
| 29 | RTN1USDRaytheon Company | 69,445 | $13.0B | 0.74% | |
| 30 | CSCOCisco Systems | 340,072 | $13.0B | 0.74% | |
| 31 | WFCWells Fargo & Company | 210,948 | $12.8B | 0.73% | |
| 32 | BACBank of America Corp | 431,353 | $12.7B | 0.72% | |
| 33 | PEPPepsiCo, Inc. | 105,814 | $12.7B | 0.72% | |
| 34 | VWOVanguard FTSE Emerging Markets | 273,952 | $12.6B | 0.71% | |
| 35 | —UBS E-TRACS Alerian MLP Infras | 517,932 | $12.5B | 0.71% | |
| 36 | DBEFDeutsche X Tracks MSCI EAFE | 393,974 | $12.5B | 0.71% | |
| 37 | AMGNAmgen Inc | 70,730 | $12.3B | 0.70% | |
| 38 | —MS EFA Nt Due 12/8/18 | 9,450,000 | $11.7B | 0.66% | |
| 39 | IWDiShares Russell 1000 Value Ind | 92,729 | $11.5B | 0.66% | |
| 40 | CBChubb Ltd | 77,014 | $11.3B | 0.64% | |
| 41 | —MS SPX Nt 2/6/20 | 10,637,000 | $11.2B | 0.64% | |
| 42 | FEZSPDR Euro STOXX 50 ETF | 273,542 | $11.1B | 0.63% | |
| 43 | HONHoneywell International, Inc. | 70,915 | $10.9B | 0.62% | |
| 44 | VVisa Inc Cl A | 94,354 | $10.8B | 0.61% | |
| 45 | DEODiageo PLC ADR | 73,335 | $10.7B | 0.61% | |
| 46 | —PwrShares Bldg/Construction ET | 305,652 | $10.6B | 0.60% | |
| 47 | EPDEnterprise Products Ptnrs | 388,229 | $10.3B | 0.58% | |
| 48 | TWXCHFTime Warner Inc | 110,733 | $10.1B | 0.58% | |
| 49 | EEMiShares MSCI Emerg Mkts Indx F | 213,978 | $10.1B | 0.57% | |
| 50 | VMCVulcan Materials | 77,969 | $10.0B | 0.57% | |
| 51 | TRVCCitigroup | 131,517 | $9.8B | 0.56% | |
| 52 | AMJEURJPMorgan Alerian MLP Index | 343,183 | $9.4B | 0.54% | |
| 53 | KMIKinder Morgan, Inc. | 508,350 | $9.2B | 0.52% | |
| 54 | —JPM S&P 500 Nt due 4/10/19 | 7,965,000 | $9.1B | 0.52% | |
| 55 | —Alphabet Inc Class C | 8,693 | $9.1B | 0.52% | |
| 56 | IWOiShares Russell 2000 Growth In | 47,550 | $8.9B | 0.50% | |
| 57 | IVEiShares S&P Barra Value Index | 76,283 | $8.7B | 0.50% | |
| 58 | SHWSherwin Williams Company | 21,168 | $8.7B | 0.49% | |
| 59 | BACVerizon Communications | 162,442 | $8.6B | 0.49% | |
| 60 | WEPMagellan Midstream Ptnrs LP | 117,878 | $8.4B | 0.48% | |
| 61 | NKENike Inc. | 133,615 | $8.4B | 0.47% | |
| 62 | —EQT Midstream Partners, LP | 113,475 | $8.3B | 0.47% | |
| 63 | —Guggenheim S&P Healthcare Equa | 45,864 | $8.2B | 0.47% | |
| 64 | AMZNAmazon.com | 6,873 | $8.0B | 0.46% | |
| 65 | MOAltria Group Inc. | 112,288 | $8.0B | 0.46% | |
| 66 | METMetlife Inc. | 152,905 | $7.7B | 0.44% | |
| 67 | BUDAnheuser-Busch InBev | 68,608 | $7.7B | 0.43% | |
| 68 | PGProcter & Gamble | 82,938 | $7.6B | 0.43% | |
| 69 | BRK/BBerkshire Hathaway Class B | 38,337 | $7.6B | 0.43% | |
| 70 | BMYBristol-Myers Squibb | 123,182 | $7.5B | 0.43% | |
| 71 | SCZiShares MSCI EAFE Small Cap In | 116,839 | $7.5B | 0.43% | |
| 72 | XLNXEURXilinx Inc | 110,366 | $7.4B | 0.42% | |
| 73 | IWNiShares Russell 2000 Value Ind | 58,880 | $7.4B | 0.42% | |
| 74 | IVWiShares S&P 500 Growth | 48,424 | $7.4B | 0.42% | |
| 75 | CVXChevron Corporation | 57,433 | $7.2B | 0.41% | |
| 76 | MPCMarathon Petroleum Corp | 107,931 | $7.1B | 0.40% | |
| 77 | —GS Russell 2000 Idx Due 5/20 | 5,935,000 | $7.1B | 0.40% | |
| 78 | OXYOccidental Petroleum | 93,847 | $6.9B | 0.39% | |
| 79 | —GS S&P 400 Mid Nt due 4/9/19 | 5,955,000 | $6.9B | 0.39% | |
| 80 | CVSCVS Health Corp. | 92,924 | $6.7B | 0.38% | |
| 81 | MDLZMondelez Intl Inc Com | 157,162 | $6.7B | 0.38% | |
| 82 | —Valero Energy Partners LP | 150,119 | $6.7B | 0.38% | |
| 83 | —Alphabet Inc Class A | 6,149 | $6.5B | 0.37% | |
| 84 | WYWeyerhauser Corporation | 183,391 | $6.5B | 0.37% | |
| 85 | BKNGPriceline Group Inc. | 3,692 | $6.4B | 0.36% | |
| 86 | LVLNSPDR S&P Bank ETF | 131,168 | $6.2B | 0.35% | |
| 87 | XOMExxon Mobil Corp | 73,289 | $6.1B | 0.35% | |
| 88 | —MS EEM Nt due 4/8/19 | 4,945,000 | $6.0B | 0.34% | |
| 89 | DISDisney, Walt Co. | 55,534 | $6.0B | 0.34% | |
| 90 | TYLTyler Technologies Inc | 33,155 | $5.9B | 0.33% | Put |
| 91 | COSTCostco Wholesale Corp | 31,011 | $5.8B | 0.33% | |
| 92 | ADBEAdobe Systems | 32,522 | $5.7B | 0.32% | |
| 93 | —GS S&P500 buffered equity Nt 9 | 5,000,000 | $5.6B | 0.32% | |
| 94 | GEGeneral Electric Company | 309,154 | $5.4B | 0.31% | |
| 95 | UPSUnited Parcel Service Inc. | 45,252 | $5.4B | 0.31% | |
| 96 | VEAVanguard FTSE Developed Market | 117,788 | $5.3B | 0.30% | |
| 97 | —MS SPX Due 2/8/18 | 3,995,000 | $5.2B | 0.29% | |
| 98 | BPBP Amoco PLC ADR | 122,250 | $5.1B | 0.29% | |
| 99 | DDominion Energy Midstream Part | 167,699 | $5.1B | 0.29% | |
| 100 | DLSWisdomTree Int'l Small Cap Div | 62,449 | $4.8B | 0.27% |
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