MAI Capital Management Q4 2018 Filing
Filed January 30, 2019
Portfolio Value
$1.7T
Holdings
436
Report Date
Q4 2018
Filing Type
13F-HR
All Holdings (436 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF | 399,421 | $99.8B | 5.82% | |
| 2 | IVViShares S&P 500 Index | 304,565 | $76.6B | 4.47% | |
| 3 | MDYSPDR S&P Mid Cap 400 ETF | 195,072 | $59.0B | 3.44% | |
| 4 | IJHiShares S&P Mid Cap Index | 245,959 | $40.8B | 2.38% | |
| 5 | AAPLApple Inc | 206,056 | $32.5B | 1.89% | Put |
| 6 | MSFTMicrosoft Corporation | 285,041 | $29.0B | 1.69% | Put |
| 7 | IEMGiShares Core MSCI Emerging Mkt | 601,640 | $28.4B | 1.65% | |
| 8 | SDYSPDR S&P Dividend ETF | 296,367 | $26.5B | 1.55% | |
| 9 | IWMiShares Russell 2000 Index | 191,098 | $25.6B | 1.49% | |
| 10 | JNJJohnson & Johnson | 181,402 | $23.4B | 1.36% | |
| 11 | IWFiShares Russell 1000 Growth In | 172,204 | $22.5B | 1.31% | |
| 12 | JPMJPMorgan Chase & Co. | 228,587 | $22.3B | 1.30% | |
| 13 | AQLTiShares Core MSCI EAFE | 404,078 | $22.2B | 1.30% | |
| 14 | IJKiShares S&P Mid Cap 400 Growth | 111,153 | $21.3B | 1.24% | |
| 15 | INTCIntel Corp | 447,273 | $21.0B | 1.22% | Put |
| 16 | IJJiShares S&P Mid Cap 400 Value | 149,750 | $20.7B | 1.21% | |
| 17 | UNHUnitedHealth Group Inc | 82,440 | $20.5B | 1.20% | |
| 18 | IVEiShares S&P Barra Value Index | 194,957 | $19.7B | 1.15% | |
| 19 | ABTAbbott Laboratories | 270,355 | $19.6B | 1.14% | Put |
| 20 | NDQInvesco QQQ Trust | 126,144 | $19.5B | 1.13% | |
| 21 | IJRiShares S&P Small Cap Index | 273,377 | $18.9B | 1.10% | |
| 22 | EFAiShares MSCI EAFE Index | 315,298 | $18.5B | 1.08% | |
| 23 | BABoeing Company | 57,447 | $18.5B | 1.08% | |
| 24 | VTIVanguard Tot Stock Mrkt ETF | 135,349 | $17.3B | 1.01% | |
| 25 | NEENextEra Energy | 92,966 | $16.2B | 0.94% | |
| 26 | CMCSAComcast Corp. Cl A | 469,329 | $16.0B | 0.93% | |
| 27 | CSCOCisco Systems | 364,085 | $15.8B | 0.92% | |
| 28 | IVWiShares S&P 500 Growth | 103,582 | $15.6B | 0.91% | |
| 29 | IWDiShares Russell 1000 Value Ind | 140,433 | $15.6B | 0.91% | |
| 30 | HDHome Depot, Inc. | 89,849 | $15.4B | 0.90% | |
| 31 | AMGNAmgen Inc | 76,502 | $14.9B | 0.87% | |
| 32 | QCOMQualcomm Incorporated | 240,770 | $13.7B | 0.80% | |
| 33 | VWOVanguard FTSE Emerging Mkts ET | 351,889 | $13.4B | 0.78% | |
| 34 | VVisa Inc Cl A | 99,311 | $13.1B | 0.76% | |
| 35 | BACVerizon Communications | 224,014 | $12.6B | 0.73% | Put |
| 36 | —RBC SPX due 6/16/21 | 13,090,000 | $12.5B | 0.73% | |
| 37 | PEPPepsiCo, Inc. | 112,594 | $12.4B | 0.72% | |
| 38 | TA T & T Corp New | 422,286 | $12.1B | 0.70% | |
| 39 | AMZNAmazon.com | 7,642 | $11.5B | 0.67% | |
| 40 | DBEFDeutsche X Tracks MSCI EAFE | 410,587 | $11.5B | 0.67% | |
| 41 | BACBank of America Corp | 459,906 | $11.3B | 0.66% | |
| 42 | RTN1USDRaytheon Company | 72,307 | $11.1B | 0.65% | |
| 43 | —MS SPX Nt 2/6/20 | 10,477,000 | $10.8B | 0.63% | |
| 44 | CBChubb Ltd | 82,401 | $10.6B | 0.62% | |
| 45 | DEODiageo PLC ADR | 73,870 | $10.5B | 0.61% | |
| 46 | EPDEnterprise Products Ptnrs | 406,795 | $10.0B | 0.58% | |
| 47 | NKENike Inc. | 134,075 | $9.9B | 0.58% | |
| 48 | HONHoneywell International, Inc. | 75,179 | $9.9B | 0.58% | |
| 49 | —Alphabet Inc Class C | 9,465 | $9.8B | 0.57% | |
| 50 | WFCWells Fargo & Company | 210,779 | $9.7B | 0.57% | |
| 51 | XLNXEURXilinx Inc | 112,665 | $9.6B | 0.56% | |
| 52 | —UBS E-TRACS Alerian MLP Infras | 482,275 | $9.5B | 0.56% | |
| 53 | KMIKinder Morgan, Inc. | 605,147 | $9.3B | 0.54% | |
| 54 | —JPM S&P 500 Nt due 4/10/19 | 7,865,000 | $9.2B | 0.54% | |
| 55 | —GS MSCI EM due 6/16/21 | 9,090,000 | $9.1B | 0.53% | |
| 56 | TRVCCitigroup | 173,125 | $9.0B | 0.53% | |
| 57 | IWOiShares Russell 2000 Growth In | 50,344 | $8.5B | 0.49% | |
| 58 | BRK/BBerkshire Hathaway Class B | 40,838 | $8.3B | 0.49% | |
| 59 | —JPM MSCI EAFE due 6/16/21 | 8,465,000 | $8.3B | 0.49% | |
| 60 | DISDisney, Walt Co. | 71,529 | $7.8B | 0.46% | |
| 61 | —Alphabet Inc Class A | 7,437 | $7.8B | 0.45% | |
| 62 | EEMiShares MSCI Emerg Mkts Indx F | 194,831 | $7.6B | 0.44% | |
| 63 | PGProcter & Gamble | 82,122 | $7.5B | 0.44% | |
| 64 | ADBEAdobe Inc | 33,086 | $7.5B | 0.44% | |
| 65 | COSTCostco Wholesale Corp | 35,814 | $7.3B | 0.43% | |
| 66 | RSPHInvesco S&P 500 Healthcare | 40,874 | $7.3B | 0.42% | |
| 67 | VEAVanguard FTSE Developed Mkts E | 194,108 | $7.2B | 0.42% | |
| 68 | ORCLOracle Corp | 159,262 | $7.2B | 0.42% | |
| 69 | IWNiShares Russell 2000 Value Ind | 66,442 | $7.1B | 0.42% | |
| 70 | ETNEaton Corporation | 101,210 | $6.9B | 0.40% | |
| 71 | CVXChevron Corporation | 62,868 | $6.8B | 0.40% | |
| 72 | BMYBristol-Myers Squibb | 130,188 | $6.8B | 0.39% | |
| 73 | —GS S&P 400 Mid Nt due 4/9/19 | 5,930,000 | $6.7B | 0.39% | |
| 74 | SCZiShares MSCI EAFE Small Cap In | 127,908 | $6.6B | 0.39% | |
| 75 | ETEnergy Transfer LP | 499,745 | $6.6B | 0.38% | |
| 76 | WEPMagellan Midstream Ptnrs LP | 115,011 | $6.6B | 0.38% | |
| 77 | METMetlife Inc. | 157,981 | $6.5B | 0.38% | |
| 78 | MRKMerck & Co | 84,872 | $6.5B | 0.38% | |
| 79 | MPCMarathon Petroleum Corp | 104,891 | $6.2B | 0.36% | |
| 80 | CVSCVS Health Corp. | 93,988 | $6.2B | 0.36% | |
| 81 | MDLZMondelez Intl Inc Com | 151,515 | $6.1B | 0.35% | |
| 82 | MOAltria Group Inc. | 122,297 | $6.0B | 0.35% | |
| 83 | —GS Russell 2000 Idx Due 5/20 | 5,545,000 | $6.0B | 0.35% | |
| 84 | UPSUnited Parcel Service Inc. | 60,970 | $5.9B | 0.35% | |
| 85 | BKNGBooking Holdings Inc | 3,424 | $5.9B | 0.34% | |
| 86 | METAFacebook | 44,097 | $5.8B | 0.34% | Put |
| 87 | ABBVAbbVie Inc. | 62,056 | $5.7B | 0.33% | Call |
| 88 | BPBP Amoco PLC ADR | 150,036 | $5.7B | 0.33% | |
| 89 | SHWSherwin Williams Company | 14,224 | $5.6B | 0.33% | |
| 90 | OXYOccidental Petroleum | 88,753 | $5.4B | 0.32% | |
| 91 | —EQM Midstream Partners, LP | 125,066 | $5.4B | 0.32% | |
| 92 | —MS EEM Nt due 4/8/19 | 4,945,000 | $5.4B | 0.31% | |
| 93 | PKBInvesco Dynamic Building and C | 224,529 | $5.3B | 0.31% | |
| 94 | TYLTyler Technologies Inc | 28,450 | $5.3B | 0.31% | Put |
| 95 | XOMExxon Mobil Corp | 72,979 | $5.0B | 0.29% | |
| 96 | TRGPTarga Resources Prtns Com St | 134,106 | $4.8B | 0.28% | |
| 97 | AMTAmerican Tower | 28,674 | $4.5B | 0.26% | |
| 98 | —RBC SX5E Abs Ret due 8/13/20 | 4,847,000 | $4.5B | 0.26% | |
| 99 | VMCVulcan Materials | 44,363 | $4.4B | 0.26% | |
| 100 | PFEPfizer Inc | 99,502 | $4.3B | 0.25% |
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