NorthRock Partners, LLC Q1 2016 Filing

Filed May 13, 2016

Portfolio Value

$192.5B

Holdings

49

Report Date

Q1 2016

Filing Type

13F-HR

All Holdings (49 positions)

#StockSharesValue% PortfolioType
1
SPYSPDR S&P 500 ETF TR
257,602$52.9B27.49%
2
IWFISHARES TR
258,489$25.8B13.39%
3
IWDISHARES TR
252,562$25.0B12.96%
4
EMOCLEARBRIDGE ENERGY MLP FD IN
1,617,867$22.0B11.40%
5
IWSISHARES TR
170,947$12.1B6.30%
6
IWPISHARES TR
124,412$11.5B5.95%
7
IJTISHARES TR
82,802$10.3B5.34%
8
IJSISHARES TR
88,606$10.0B5.21%
9
GRAMERCY PPTY TR
422,589$3.6B1.88%
10
DYHTARGET CORP
37,210$3.3B1.72%
11
MMM3M CO
11,666$1.9B1.01%
12
PROVIDENCE SVC CORP
21,559$1.1B0.57%
13
PGPROCTER & GAMBLE CO
11,970$986.0M0.51%
14
HWKNHAWKINS INC
26,697$974.0M0.51%
15
AAPLAPPLE INC
8,151$890.0M0.46%
16
FORFORESTAR GROUP INC
56,866$742.0M0.39%
17
A4SAMERIPRISE FINL INC
7,770$728.0M0.38%
18
EFTEATON VANCE FLTING RATE INC
50,290$596.0M0.31%
19
VONVVANGUARD SCOTTSDALE FDS
6,360$551.0M0.29%
20
XLESELECT SECTOR SPDR TR
8,420$521.0M0.27%
21
PIPRPIPER JAFFRAY COS
9,914$492.0M0.26%
22
XOMEXXON MOBIL CORP
5,575$467.0M0.24%
23
UNHUNITEDHEALTH GROUP INC
3,070$395.0M0.21%
24
WFCWELLS FARGO & CO NEW
6,518$315.0M0.16%
25
MDTMEDTRONIC PLC
4,143$313.0M0.16%
26
VOTVANGUARD INDEX FDS
3,050$306.0M0.16%
27
VOEVANGUARD INDEX FDS
3,495$304.0M0.16%
28
BBYBEST BUY INC
9,229$303.0M0.16%
29
MDYSPDR S&P MIDCAP 400 ETF TR
1,100$289.0M0.15%
30
TAT&T INC
6,992$274.0M0.14%
31
VNQVANGUARD INDEX FDS
3,026$254.0M0.13%
32
VBRVANGUARD INDEX FDS
2,490$253.0M0.13%
33
TIPISHARES TR
2,181$250.0M0.13%
34
VBKVANGUARD INDEX FDS
2,065$246.0M0.13%
35
MSFTMICROSOFT CORP
4,343$241.0M0.13%
36
ADBEADOBE SYS INC
2,525$237.0M0.12%
37
GISGENERAL MLS INC
3,654$232.0M0.12%
38
ADPAUTOMATIC DATA PROCESSING IN
2,491$225.0M0.12%
39
UPSUNITED PARCEL SERVICE INC
2,110$223.0M0.12%
40
OASEUROASIS PETE INC NEW
30,000$218.0M0.11%
41
VWOVANGUARD INTL EQUITY INDEX F
6,151$213.0M0.11%
42
BRK-BBERKSHIRE HATHAWAY INC DEL
1$213.0M0.11%
43
MRKMERCK & CO INC NEW
3,862$206.0M0.11%
44
CELGCELGENE CORP
2,012$202.0M0.10%
45
QUMUEURQUMU CORP
40,300$185.0M0.10%
46
CHRISTOPHER & BANKS CORP
32,000$77.0M0.04%
47
BSXBOSTON SCIENTIFIC CORP
3,011$56.0M0.03%
48
DAKOTA PLAINS HLDGS INC
444,600$40.0M0.02%
49
NEURALSTEM INC
36,000$28.0M0.01%