NorthRock Partners, LLC Q1 2019 Filing

Filed May 14, 2019

Portfolio Value

$379.5B

Holdings

90

Report Date

Q1 2019

Filing Type

13F-HR

All Holdings (90 positions)

#StockSharesValue% PortfolioType
1
SPYSPDR S&P 500 ETF TR
289,810$81.9B21.57%
2
IWDISHARES TR
355,175$43.9B11.56%
3
IWFISHARES TR
288,616$43.7B11.51%
4
INVESCO EXCH TRD SLF IDX FD
1,514,613$31.9B8.41%
5
EMOCLEARBRIDGE MLP AND MIDSTRM
1,738,902$22.0B5.81%
6
IWPISHARES TR
155,016$21.0B5.54%
7
IWSISHARES TR
231,466$20.1B5.30%
8
IJTISHARES TR
91,617$16.4B4.31%
9
IJSISHARES TR
109,164$16.1B4.24%
10
A4SAMERIPRISE FINL INC
72,994$9.3B2.46%
11
DYHTARGET CORP
113,582$9.1B2.40%
12
EFGISHARES TR
102,710$8.0B2.10%
13
FSICUSDFS KKR CAPITAL CORP
1,115,433$7.0B1.83%
14
MBBISHARES TR
41,535$4.4B1.16%
15
EFVISHARES TR
85,932$4.2B1.11%
16
MSFTMICROSOFT CORP
34,844$4.1B1.08%
17
BABOEING CO
6,321$2.4B0.64%
18
AAPLAPPLE INC
11,419$2.2B0.57%
19
BRK/BBERKSHIRE HATHAWAY INC DEL
7,573$1.5B0.40%
20
ATDALLEGHENY TECHNOLOGIES INC
51,047$1.3B0.34%
21
HONHONEYWELL INTL INC
7,336$1.2B0.31%
22
AMZNAMAZON COM INC
590$1.1B0.28%
23
CVXCHEVRON CORP NEW
8,321$1.0B0.27%
24
NEWREURNEW RELIC INC
9,692$957.0M0.25%
25
MMM3M CO
4,199$872.0M0.23%
26
HWKNHAWKINS INC
22,176$816.0M0.22%
27
CELGCELGENE CORP
8,619$814.0M0.21%
28
VONVVANGUARD SCOTTSDALE FDS
7,420$803.0M0.21%
29
XOMEXXON MOBIL CORP
9,797$792.0M0.21%
30
CSCOCISCO SYS INC
14,317$774.0M0.20%
31
IJRISHARES TR
8,747$675.0M0.18%
32
SUSAISHARES TR
5,715$675.0M0.18%
33
PROVIDENCE SVC CORP
9,653$644.0M0.17%
34
MDYSPDR S&P MIDCAP 400 ETF TR
1,839$635.0M0.17%
35
UNHUNITEDHEALTH GROUP INC
2,558$631.0M0.17%
36
HESHESS CORP
10,041$607.0M0.16%
37
SBUXSTARBUCKS CORP
7,811$582.0M0.15%
38
OTTROTTER TAIL CORP
11,632$579.0M0.15%
39
NANO DIMENSION LTD
681,800$484.0M0.13%
40
NFLXNETFLIX INC
1,337$476.0M0.13%
41
PGPROCTER AND GAMBLE CO
4,487$467.0M0.12%
42
DISDISNEY WALT CO
4,174$462.0M0.12%
43
CALIFORNIA RES CORP
17,500$450.0M0.12%
44
GOOGLALPHABET INC
377$444.0M0.12%
45
TAT&T INC
13,108$410.0M0.11%
46
NEUROTROPE INC
71,500$390.0M0.10%
47
VOTVANGUARD INDEX FDS
2,665$381.0M0.10%
48
DONSPDR DOW JONES INDL AVRG ETF
1,396$362.0M0.10%
49
BPBP PLC
8,159$356.0M0.09%
50
IWMISHARES TR
2,316$355.0M0.09%
51
VEAVANGUARD TAX MANAGED INTL FD
8,529$350.0M0.09%
52
MCDMCDONALDS CORP
1,827$348.0M0.09%
53
EEMISHARES TR
7,948$341.0M0.09%
54
VOEVANGUARD INDEX FDS
3,107$338.0M0.09%
55
SPTMSPDR SERIES TRUST
9,264$326.0M0.09%
56
VBKVANGUARD INDEX FDS
1,794$323.0M0.09%
57
DIALCOLUMBIA ETF TR I
15,400$306.0M0.08%
58
HDHOME DEPOT INC
1,575$302.0M0.08%
59
BRK-BBERKSHIRE HATHAWAY INC DEL
1$301.0M0.08%
60
VNQVANGUARD INDEX FDS
3,412$298.0M0.08%
61
MRKMERCK & CO INC
3,508$293.0M0.08%
62
LMTLOCKHEED MARTIN CORP
967$292.0M0.08%
63
TTS1EURTILE SHOP HLDGS INC
50,455$286.0M0.08%
64
LRAD CORP
100,000$285.0M0.08%
65
VBRVANGUARD INDEX FDS
2,184$282.0M0.07%
66
XELXCEL ENERGY INC
4,977$282.0M0.07%
67
IVWISHARES TR
1,620$279.0M0.07%
68
DOCUDOCUSIGN INC
5,000$259.0M0.07%
69
CMCSACOMCAST CORP NEW
6,324$253.0M0.07%
70
GOOGALPHABET INC
214$251.0M0.07%
71
VWOVANGUARD INTL EQUITY INDEX F
5,813$247.0M0.07%
72
NEENEXTERA ENERGY INC
1,266$245.0M0.06%
73
MDTMEDTRONIC PLC
2,644$243.0M0.06%
74
JNJJOHNSON & JOHNSON
1,721$239.0M0.06%
75
RTN1USDRAYTHEON CO
1,280$233.0M0.06%
76
SNAPSNAP INC
21,135$232.0M0.06%
77
S7VSALLY BEAUTY HLDGS INC
12,600$232.0M0.06%
78
EFAISHARES TR
3,406$221.0M0.06%
79
GSKGLAXOSMITHKLINE PLC
5,126$217.0M0.06%
80
VVISA INC
1,372$213.0M0.06%
81
ADPAUTOMATIC DATA PROCESSING IN
1,314$212.0M0.06%
82
AMLPUSDALPS ETF TR
20,900$210.0M0.06%
83
GISGENERAL MLS INC
3,956$204.0M0.05%
84
PNRPENTAIR PLC
5,242$204.0M0.05%
85
IJHISHARES TR
1,056$201.0M0.05%
86
WRAPWRAP TECHNOLOGIES INC
25,000$178.0M0.05%
87
OPRXOPTIMIZERX CORP
10,000$127.0M0.03%
88
AEPAMERICAN ELEC PWR CO INC
119,325$119.0M0.03%
89
KMIKINDER MORGAN INC DEL
32,132$58.0M0.02%
90
HSIHEIDRICK & STRUGGLES INTL IN
29,092$29.0M0.01%