NorthRock Partners, LLC Q1 2020 Filing

Filed May 13, 2020

Portfolio Value

$714.0B

Holdings

200

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (200 positions)

#StockSharesValue% PortfolioType
1
SPYSPDR S&P 500 ETF TR
461,889$119.1B16.67%
2
SPYVSPDR SER TR
2,003,246$51.8B7.25%
3
SPYGSPDR SER TR
905,409$32.4B4.53%
4
4I1PHILIP MORRIS INTL INC
424,600$31.0B4.34%
5
MDLZMONDELEZ INTL INC
597,465$29.9B4.19%
6
AAPLAPPLE INC
111,584$28.4B3.97%
7
IWFISHARES TR
173,799$26.2B3.67%
8
MDYVSPDR SER TR
698,782$24.6B3.45%
9
SLYVSPDR SER TR
563,758$23.0B3.23%
10
EFVISHARES TR
617,744$22.0B3.09%
11
IWDISHARES TR
197,152$19.6B2.74%
12
MDYGSPDR SER TR
412,851$17.7B2.48%
13
SLYGSPDR SER TR
368,790$17.0B2.39%
14
MOALTRIA GROUP INC
372,144$14.4B2.02%
15
DYHTARGET CORP
148,317$13.8B1.93%
16
DEMWISDOMTREE TR
395,753$13.1B1.84%
17
IWPISHARES TR
87,987$10.7B1.50%
18
VTIVANGUARD INDEX FDS
72,000$9.3B1.30%
19
IWSISHARES TR
116,246$7.5B1.04%
20
A4SAMERIPRISE FINL INC
72,082$7.4B1.03%
21
IJTISHARES TR
46,002$6.3B0.89%
22
IVVISHARES TR
22,691$5.9B0.82%
23
VIGVANGUARD SPECIALIZED FUNDS
48,920$5.1B0.71%
24
MSFTMICROSOFT CORP
31,584$5.0B0.70%
25
IJSISHARES TR
49,060$4.9B0.69%
26
KHCKRAFT HEINZ CO
197,064$4.9B0.68%
27
ABBVABBVIE INC
61,702$4.7B0.66%
28
MBBISHARES TR
41,743$4.7B0.65%
29
ABTABBOTT LABS
54,722$4.3B0.60%
30
EFGISHARES TR
60,194$4.3B0.60%
31
TAT&T INC
146,421$4.3B0.60%
32
HDVISHARES TR
56,854$4.1B0.57%
33
INTCINTEL CORP
75,098$4.1B0.57%
34
VUGVANGUARD INDEX FDS
24,675$3.9B0.54%
35
JNJJOHNSON & JOHNSON
28,667$3.8B0.53%
36
AMZNAMAZON COM INC
1,824$3.6B0.50%
37
FSICUSDFS KKR CAPITAL CORP
1,181,237$3.5B0.50%
38
VEUVANGUARD INTL EQUITY INDEX F
90,881$3.4B0.48%
39
VXFVANGUARD INDEX FDS
37,039$3.4B0.47%
40
VGTVANGUARD WORLD FDS
14,594$3.1B0.43%
41
BRK/BBERKSHIRE HATHAWAY INC DEL
16,823$3.1B0.43%
42
OBDCOWL ROCK CAPITAL CORPORATION
235,901$2.7B0.38%
43
VYMVANGUARD WHITEHALL FDS
38,230$2.7B0.37%
44
PGPROCTER & GAMBLE CO
23,873$2.6B0.37%
45
BACVERIZON COMMUNICATIONS INC
47,316$2.5B0.36%
46
NDQINVESCO QQQ TR
13,046$2.5B0.35%
47
JPMJPMORGAN CHASE & CO
26,688$2.4B0.34%
48
ACWVISHARES INC
27,670$2.2B0.31%
49
SDYSPDR SER TR
26,255$2.1B0.29%
50
GOOGLALPHABET INC
1,744$2.0B0.28%
51
IWRISHARES TR
45,291$2.0B0.27%
52
PEPPEPSICO INC
16,205$1.9B0.27%
53
IJRISHARES TR
32,471$1.8B0.26%
54
IBMINTERNATIONAL BUSINESS MACHS
14,797$1.6B0.23%
55
SOSOUTHERN CO
29,505$1.6B0.22%
56
MCDMCDONALDS CORP
9,530$1.6B0.22%
57
IDV*ISHARES TR
66,134$1.5B0.21%
58
BABOEING CO
9,966$1.5B0.21%
59
NFLXNETFLIX INC
3,797$1.4B0.20%
60
EFAVISHARES TR
21,797$1.4B0.19%
61
HONHONEYWELL INTL INC
9,996$1.3B0.19%
62
BAXBAXTER INTL INC
16,381$1.3B0.19%
63
CVXCHEVRON CORP NEW
17,673$1.3B0.18%
64
ARCCARES CAPITAL CORP
116,521$1.3B0.18%
65
BNDVANGUARD BD INDEX FDS
14,215$1.3B0.18%
66
DISDISNEY WALT CO
12,415$1.2B0.17%
67
MMM3M CO
8,619$1.2B0.16%
68
EWEDWARDS LIFESCIENCES CORP
6,228$1.2B0.16%
69
UNHUNITEDHEALTH GROUP INC
4,671$1.2B0.16%
70
IYY*ISHARES TR
8,873$1.1B0.16%
71
ITOTISHARES TR
19,477$1.1B0.16%
72
BMOBANK MONTREAL
21,078$1.1B0.15%
73
KELKELLOGG CO
17,127$1.0B0.14%
74
VNQVANGUARD INDEX FDS
14,223$993.0M0.14%
75
CSCOCISCO SYS INC
24,995$983.0M0.14%
76
VOOVANGUARD INDEX FDS
4,039$956.0M0.13%
77
XOMEXXON MOBIL CORP
24,838$943.0M0.13%
78
NVDANVIDIA CORP
3,575$942.0M0.13%
79
VWOVANGUARD INTL EQUITY INDEX F
28,046$941.0M0.13%
80
SCHKSCHWAB STRATEGIC TR
37,465$939.0M0.13%
81
AQLTISHARES TR
12,509$920.0M0.13%
82
BLVVANGUARD BD INDEX FDS
8,577$915.0M0.13%
83
SHYISHARES TR
10,506$911.0M0.13%
84
BACBK OF AMERICA CORP
42,049$893.0M0.13%
85
ATDALLEGHENY TECHNOLOGIES INC
99,496$846.0M0.12%
86
HWKNHAWKINS INC
22,232$791.0M0.11%
87
KOCOCA COLA CO
17,753$786.0M0.11%
88
IYHISHARES TR
3,997$751.0M0.11%
89
SBUXSTARBUCKS CORP
11,252$740.0M0.10%
90
CPBCAMPBELL SOUP CO
15,802$729.0M0.10%
91
EPDENTERPRISE PRODS PARTNERS L
50,550$723.0M0.10%
92
GOOGALPHABET INC
618$719.0M0.10%
93
IHIISHARES TR
3,190$719.0M0.10%
94
SCHOSCHWAB STRATEGIC TR
13,523$700.0M0.10%
95
HDHOME DEPOT INC
3,667$685.0M0.10%
96
SUSAISHARES TR
6,103$670.0M0.09%
97
IWMISHARES TR
5,801$664.0M0.09%
98
WBAWALGREENS BOOTS ALLIANCE INC
13,906$636.0M0.09%
99
METAFACEBOOK INC
3,698$617.0M0.09%
100
VONVVANGUARD SCOTTSDALE FDS
7,055$614.0M0.09%
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