NorthRock Partners, LLC Q2 2016 Filing

Filed August 10, 2016

Portfolio Value

$223.4B

Holdings

47

Report Date

Q2 2016

Filing Type

13F-HR

All Holdings (47 positions)

#StockSharesValue% PortfolioType
1
SPYSPDR S&P 500 ETF TR
272,198$57.0B25.52%
2
IWDISHARES TR
268,633$27.7B12.42%
3
IWFISHARES TR
271,148$27.2B12.19%
4
EMOCLEARBRIDGE ENERGY MLP FD IN
1,621,958$25.8B11.56%
5
DYHTARGET CORP
238,113$17.3B7.77%
6
IWSISHARES TR
166,804$12.4B5.55%
7
IWPISHARES TR
124,991$11.7B5.23%
8
IJTISHARES TR
84,170$10.8B4.84%
9
IJSISHARES TR
90,145$10.5B4.72%
10
GRAMERCY PPTY TR
409,872$3.8B1.71%
11
MMM3M CO
17,356$2.7B1.23%
12
A4SAMERIPRISE FINL INC
22,539$2.0B0.91%
13
HWKNHAWKINS INC
25,962$1.1B0.50%
14
PGPROCTER & GAMBLE CO
12,934$1.1B0.49%
15
PROVIDENCE SVC CORP
20,174$905.0M0.41%
16
AAPLAPPLE INC
8,465$809.0M0.36%
17
KOCOCA COLA CO
16,882$765.0M0.34%
18
BBYBEST BUY INC
21,115$632.0M0.28%
19
UNHUNITEDHEALTH GROUP INC
4,287$605.0M0.27%
20
MOSMOSAIC CO NEW
22,033$577.0M0.26%
21
XLESELECT SECTOR SPDR TR
8,456$577.0M0.26%
22
VONVVANGUARD SCOTTSDALE FDS
6,360$571.0M0.26%
23
CELGCELGENE CORP
6,189$571.0M0.26%
24
XOMEXXON MOBIL CORP
5,598$523.0M0.23%
25
UPSUNITED PARCEL SERVICE INC
3,714$400.0M0.18%
26
IBMINTERNATIONAL BUSINESS MACHS
3,882$378.0M0.17%
27
BSXBOSTON SCIENTIFIC CORP
15,130$354.0M0.16%
28
VOEVANGUARD INDEX FDS
3,495$311.0M0.14%
29
VOTVANGUARD INDEX FDS
3,050$311.0M0.14%
30
VBKVANGUARD INDEX FDS
5,134$308.0M0.14%
31
MDYSPDR S&P MIDCAP 400 ETF TR
1,100$300.0M0.13%
32
TAT&T INC
6,846$296.0M0.13%
33
MDTMEDTRONIC PLC
3,406$294.0M0.13%
34
MSFTMICROSOFT CORP
5,445$279.0M0.12%
35
VNQVANGUARD INDEX FDS
3,026$270.0M0.12%
36
VBRVANGUARD INDEX FDS
2,490$263.0M0.12%
37
GISGENERAL MLS INC
3,554$253.0M0.11%
38
VWOVANGUARD INTL EQUITY INDEX F
6,151$218.0M0.10%
39
BRK-BBERKSHIRE HATHAWAY INC DEL
1$217.0M0.10%
40
JNJJOHNSON & JOHNSON
1,766$214.0M0.10%
41
WFCWELLS FARGO & CO NEW
4,343$205.0M0.09%
42
ADPAUTOMATIC DATA PROCESSING IN
2,197$203.0M0.09%
43
QUMUEURQUMU CORP
40,000$178.0M0.08%
44
CHRISTOPHER & BANKS CORP
34,500$75.0M0.03%
45
EFTEATON VANCE FLTING RATE INC
14,291$58.0M0.03%
46
DAKOTA PLAINS HLDGS INC
444,600$49.0M0.02%
47
NEURALSTEM INC
36,000$11.0M0.00%