NorthRock Partners, LLC Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$233.7B
Holdings
51
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (51 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 268,549 | $58.4B | 24.97% | |
| 2 | IWDISHARES TR | 266,717 | $28.2B | 12.05% | |
| 3 | IWFISHARES TR | 269,943 | $28.1B | 12.03% | |
| 4 | EMOCLEARBRIDGE ENERGY MLP FD IN | 1,665,815 | $27.1B | 11.60% | |
| 5 | A4SAMERIPRISE FINL INC | 194,761 | $19.4B | 8.32% | |
| 6 | IWSISHARES TR | 163,860 | $12.6B | 5.38% | |
| 7 | IWPISHARES TR | 123,277 | $12.0B | 5.14% | |
| 8 | IJTISHARES TR | 82,740 | $11.4B | 4.86% | |
| 9 | IJSISHARES TR | 88,683 | $11.1B | 4.73% | |
| 10 | DYHTARGET CORP | 96,989 | $6.9B | 2.94% | |
| 11 | MMM3M CO | 15,654 | $2.6B | 1.12% | |
| 12 | CELGCELGENE CORP | 13,459 | $1.4B | 0.60% | |
| 13 | HWKNHAWKINS INC | 25,262 | $1.1B | 0.47% | |
| 14 | —PROVIDENCE SVC CORP | 21,362 | $1.0B | 0.44% | |
| 15 | AAPLAPPLE INC | 8,253 | $933.0M | 0.40% | |
| 16 | UNHUNITEDHEALTH GROUP INC | 6,298 | $882.0M | 0.38% | |
| 17 | PGPROCTER AND GAMBLE CO | 9,364 | $841.0M | 0.36% | |
| 18 | KOCOCA COLA CO | 14,331 | $607.0M | 0.26% | |
| 19 | XLESELECT SECTOR SPDR TR | 8,420 | $595.0M | 0.25% | |
| 20 | VONVVANGUARD SCOTTSDALE FDS | 6,360 | $588.0M | 0.25% | |
| 21 | BBYBEST BUY INC | 12,878 | $471.0M | 0.20% | |
| 22 | MSFTMICROSOFT CORP | 7,815 | $449.0M | 0.19% | |
| 23 | XOMEXXON MOBIL CORP | 4,791 | $419.0M | 0.18% | |
| 24 | TAT&T INC | 8,855 | $360.0M | 0.15% | |
| 25 | VOEVANGUARD INDEX FDS | 3,776 | $353.0M | 0.15% | |
| 26 | IBMINTERNATIONAL BUSINESS MACHS | 3,494 | $333.0M | 0.14% | |
| 27 | VOTVANGUARD INDEX FDS | 3,064 | $325.0M | 0.14% | |
| 28 | BSXBOSTON SCIENTIFIC CORP | 13,587 | $323.0M | 0.14% | |
| 29 | USBUS BANCORP DEL | 7,431 | $319.0M | 0.14% | |
| 30 | MDYSPDR S&P MIDCAP 400 ETF TR | 1,100 | $310.0M | 0.13% | |
| 31 | DISDISNEY WALT CO | 3,134 | $291.0M | 0.12% | |
| 32 | MDTMEDTRONIC PLC | 3,271 | $285.0M | 0.12% | |
| 33 | GEGENERAL ELECTRIC CO | 9,496 | $282.0M | 0.12% | |
| 34 | VBRVANGUARD INDEX FDS | 2,490 | $275.0M | 0.12% | |
| 35 | VBKVANGUARD INDEX FDS | 2,065 | $272.0M | 0.12% | |
| 36 | SUSAISHARES TR | 2,930 | $266.0M | 0.11% | |
| 37 | VNQVANGUARD INDEX FDS | 3,026 | $263.0M | 0.11% | |
| 38 | NEWREURNEW RELIC INC | 6,804 | $261.0M | 0.11% | |
| 39 | UPSUNITED PARCEL SERVICE INC | 2,339 | $256.0M | 0.11% | |
| 40 | MRKMERCK & CO INC | 3,676 | $231.0M | 0.10% | |
| 41 | VWOVANGUARD INTL EQUITY INDEX F | 6,151 | $231.0M | 0.10% | |
| 42 | MOSMOSAIC CO NEW | 8,981 | $220.0M | 0.09% | |
| 43 | BRK-BBERKSHIRE HATHAWAY INC DEL | 1 | $216.0M | 0.09% | |
| 44 | JNJJOHNSON & JOHNSON | 1,766 | $209.0M | 0.09% | |
| 45 | VEAVANGUARD TAX MANAGED INTL FD | 5,550 | $208.0M | 0.09% | |
| 46 | ADPAUTOMATIC DATA PROCESSING IN | 2,328 | $206.0M | 0.09% | |
| 47 | GISGENERAL MLS INC | 3,168 | $203.0M | 0.09% | |
| 48 | QUMUEURQUMU CORP | 40,000 | $91.0M | 0.04% | |
| 49 | —CHRISTOPHER & BANKS CORP | 34,500 | $50.0M | 0.02% | |
| 50 | NOG1EURNORTHERN OIL & GAS INC NEV | 11,500 | $31.0M | 0.01% | |
| 51 | —NEURALSTEM INC | 36,000 | $12.0M | 0.01% |