NorthRock Partners, LLC Q3 2019 Filing
Filed November 12, 2019
Portfolio Value
$733.5B
Holdings
207
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (207 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 310,562 | $92.6B | 12.62% | |
| 2 | IWFISHARES TR | 195,151 | $31.2B | 4.25% | |
| 3 | IVVISHARES TR | 91,448 | $27.3B | 3.72% | |
| 4 | HDVISHARES TR | 280,212 | $26.4B | 3.60% | |
| 5 | IWDISHARES TR | 201,989 | $25.9B | 3.53% | |
| 6 | VYMVANGUARD WHITEHALL FDS INC | 280,869 | $24.9B | 3.40% | |
| 7 | 4I1PHILIP MORRIS INTL INC | 282,167 | $21.7B | 2.96% | |
| 8 | ACWVISHARES INC | 219,227 | $20.8B | 2.83% | |
| 9 | SPYVSPDR SERIES TRUST | 637,573 | $20.4B | 2.78% | |
| 10 | MDLZMONDELEZ INTL INC | 358,341 | $19.9B | 2.72% | |
| 11 | IWPISHARES TR | 105,088 | $14.9B | 2.03% | |
| 12 | DYHTARGET CORP | 136,685 | $14.6B | 1.99% | |
| 13 | SPYGSPDR SERIES TRUST | 344,585 | $13.4B | 1.83% | |
| 14 | VEUVANGUARD INTL EQUITY INDEX F | 229,490 | $11.5B | 1.56% | |
| 15 | AAPLAPPLE INC | 50,473 | $11.3B | 1.54% | |
| 16 | IWSISHARES TR | 125,707 | $11.3B | 1.54% | |
| 17 | VUGVANGUARD INDEX FDS | 66,521 | $11.1B | 1.51% | |
| 18 | MOALTRIA GROUP INC | 262,939 | $10.9B | 1.49% | |
| 19 | A4SAMERIPRISE FINL INC | 73,315 | $10.8B | 1.47% | |
| 20 | IWRISHARES TR | 188,318 | $10.5B | 1.44% | |
| 21 | MDYVSPDR SERIES TRUST | 201,962 | $10.4B | 1.41% | |
| 22 | VTIVANGUARD INDEX FDS | 67,349 | $10.2B | 1.39% | |
| 23 | IJRISHARES TR | 124,279 | $9.7B | 1.32% | |
| 24 | BLVVANGUARD BD INDEX FD INC | 92,934 | $9.5B | 1.30% | |
| 25 | ITOTISHARES TR | 136,519 | $9.2B | 1.25% | |
| 26 | IJTISHARES TR | 51,269 | $9.1B | 1.25% | |
| 27 | SLYVSPDR SERIES TRUST | 147,287 | $9.0B | 1.23% | |
| 28 | IJSISHARES TR | 54,382 | $8.2B | 1.11% | |
| 29 | EFAVISHARES TR | 104,260 | $7.6B | 1.04% | |
| 30 | SLYGSPDR SERIES TRUST | 126,500 | $7.5B | 1.03% | |
| 31 | MDYGSPDR SERIES TRUST | 137,917 | $7.4B | 1.01% | |
| 32 | FSICUSDFS KKR CAPITAL CORP | 1,122,220 | $6.8B | 0.92% | |
| 33 | EFGISHARES TR | 81,915 | $6.6B | 0.90% | |
| 34 | IDV*ISHARES TR | 200,871 | $6.2B | 0.84% | |
| 35 | BNDVANGUARD BD INDEX FD INC | 66,799 | $5.6B | 0.77% | |
| 36 | TAT&T INC | 134,092 | $5.1B | 0.69% | |
| 37 | SCHOSCHWAB STRATEGIC TR | 97,116 | $4.9B | 0.67% | |
| 38 | VXFVANGUARD INDEX FDS | 42,206 | $4.9B | 0.67% | |
| 39 | VIGVANGUARD GROUP | 40,761 | $4.9B | 0.66% | |
| 40 | VYMIVANGUARD WHITEHALL FDS INC | 81,674 | $4.9B | 0.66% | |
| 41 | VGITVANGUARD SCOTTSDALE FDS | 71,241 | $4.8B | 0.65% | |
| 42 | MBBISHARES TR | 41,740 | $4.5B | 0.62% | |
| 43 | SHYISHARES TR | 46,846 | $4.0B | 0.54% | |
| 44 | DEMWISDOMTREE TR | 94,847 | $3.9B | 0.53% | |
| 45 | BNDXVANGUARD CHARLOTTE FDS | 65,714 | $3.9B | 0.53% | |
| 46 | KHCKRAFT HEINZ CO | 134,683 | $3.8B | 0.51% | |
| 47 | CWBSPDR SERIES TRUST | 70,184 | $3.7B | 0.50% | |
| 48 | EMBISHARES TR | 32,309 | $3.7B | 0.50% | |
| 49 | INTCINTEL CORP | 69,673 | $3.6B | 0.49% | |
| 50 | MSFTMICROSOFT CORP | 25,643 | $3.6B | 0.49% | |
| 51 | JNJJOHNSON & JOHNSON | 24,330 | $3.1B | 0.43% | |
| 52 | BACVERIZON COMMUNICATIONS INC | 50,535 | $3.0B | 0.42% | |
| 53 | BRK/BBERKSHIRE HATHAWAY INC DEL | 14,517 | $3.0B | 0.41% | |
| 54 | PGPROCTER & GAMBLE CO | 22,777 | $2.8B | 0.39% | |
| 55 | JPMJPMORGAN CHASE & CO | 23,847 | $2.8B | 0.38% | |
| 56 | EFVISHARES TR | 57,767 | $2.7B | 0.37% | |
| 57 | CVXCHEVRON CORP NEW | 22,277 | $2.6B | 0.36% | |
| 58 | SDYSPDR SERIES TRUST | 23,479 | $2.4B | 0.33% | |
| 59 | BABOEING CO | 6,314 | $2.4B | 0.33% | |
| 60 | ARCCARES CAP CORP | 126,327 | $2.4B | 0.32% | |
| 61 | EPDENTERPRISE PRODS PARTNERS L | 75,498 | $2.2B | 0.29% | |
| 62 | AMZNAMAZON COM INC | 1,159 | $2.0B | 0.27% | |
| 63 | ABBVABBVIE INC | 23,454 | $1.8B | 0.24% | |
| 64 | GOOGLALPHABET INC | 1,417 | $1.7B | 0.24% | |
| 65 | HONHONEYWELL INTL INC | 10,079 | $1.7B | 0.23% | |
| 66 | CSCOCISCO SYS INC | 34,291 | $1.7B | 0.23% | |
| 67 | PEPPEPSICO INC | 11,901 | $1.6B | 0.22% | |
| 68 | MCDMCDONALDS CORP | 7,509 | $1.6B | 0.22% | |
| 69 | VNQVANGUARD INDEX FDS | 16,358 | $1.5B | 0.21% | |
| 70 | DISDISNEY WALT CO | 10,677 | $1.4B | 0.19% | |
| 71 | XOMEXXON MOBIL CORP | 19,508 | $1.4B | 0.19% | |
| 72 | SOSOUTHERN CO | 22,281 | $1.4B | 0.19% | |
| 73 | BAXBAXTER INTL INC | 15,499 | $1.4B | 0.18% | |
| 74 | UTXZUNITED TECHNOLOGIES CORP | 9,922 | $1.4B | 0.18% | |
| 75 | AQLTISHARES TR | 13,181 | $1.3B | 0.18% | |
| 76 | MMM3M CO | 8,084 | $1.3B | 0.18% | |
| 77 | VOOVANGUARD INDEX FDS | 4,839 | $1.3B | 0.18% | |
| 78 | IYY*ISHARES TR | 8,556 | $1.3B | 0.17% | |
| 79 | HDHOME DEPOT INC | 5,415 | $1.3B | 0.17% | |
| 80 | IBMINTERNATIONAL BUSINESS MACHS | 8,577 | $1.2B | 0.17% | |
| 81 | EWEDWARDS LIFESCIENCES CORP | 5,559 | $1.2B | 0.17% | |
| 82 | ATDALLEGHENY TECHNOLOGIES INC | 56,047 | $1.1B | 0.15% | |
| 83 | ABTABBOTT LABS | 12,931 | $1.1B | 0.15% | |
| 84 | VWOVANGUARD INTL EQUITY INDEX F | 25,922 | $1.0B | 0.14% | |
| 85 | PFEPFIZER INC | 27,860 | $1.0B | 0.14% | |
| 86 | TXNTEXAS INSTRS INC | 7,515 | $971.0M | 0.13% | |
| 87 | SUSAISHARES TR | 7,645 | $945.0M | 0.13% | |
| 88 | HWKNHAWKINS INC | 21,856 | $929.0M | 0.13% | |
| 89 | KOCOCA COLA CO | 16,636 | $906.0M | 0.12% | |
| 90 | UNHUNITEDHEALTH GROUP INC | 4,052 | $881.0M | 0.12% | |
| 91 | SBUXSTARBUCKS CORP | 9,691 | $857.0M | 0.12% | |
| 92 | VONVVANGUARD SCOTTSDALE FDS | 7,055 | $793.0M | 0.11% | |
| 93 | VIGIVANGUARD WHITEHALL FDS INC | 11,579 | $771.0M | 0.11% | |
| 94 | TRVCCITIGROUP INC | 11,088 | $766.0M | 0.10% | |
| 95 | —LRAD CORP | 219,257 | $735.0M | 0.10% | |
| 96 | GILDGILEAD SCIENCES INC | 11,596 | $735.0M | 0.10% | |
| 97 | WHRWHIRLPOOL CORP | 4,604 | $729.0M | 0.10% | |
| 98 | IVWISHARES TR | 4,029 | $726.0M | 0.10% | |
| 99 | LYBLYONDELLBASELL INDUSTRIES N | 8,056 | $721.0M | 0.10% | |
| 100 | CMCSACOMCAST CORP NEW | 15,899 | $717.0M | 0.10% |
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