NorthRock Partners, LLC Q4 2016 Filing
Filed February 10, 2017
Portfolio Value
$282.6B
Holdings
57
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (57 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 268,675 | $60.4B | 21.36% | |
| 2 | IWDISHARES TR | 280,598 | $31.4B | 11.12% | |
| 3 | IWFISHARES TR | 280,299 | $29.4B | 10.40% | |
| 4 | EMOCLEARBRIDGE ENERGY MLP FD IN | 1,702,986 | $26.5B | 9.38% | |
| 5 | A4SAMERIPRISE FINL INC | 229,448 | $25.5B | 9.01% | |
| 6 | IWSISHARES TR | 169,547 | $13.6B | 4.82% | |
| 7 | IJTISHARES TR | 84,290 | $12.7B | 4.49% | |
| 8 | IWPISHARES TR | 128,694 | $12.5B | 4.43% | |
| 9 | IJSISHARES TR | 89,119 | $12.5B | 4.41% | |
| 10 | DYHTARGET CORP | 106,629 | $8.2B | 2.92% | |
| 11 | BRK/BBERKSHIRE HATHAWAY INC DEL | 49,230 | $8.0B | 2.84% | |
| 12 | SPTMSPDR SERIES TRUST | 34,034 | $5.7B | 2.02% | |
| 13 | SCHMSCHWAB STRATEGIC TR | 109,215 | $4.9B | 1.74% | |
| 14 | IJRISHARES TR | 35,860 | $4.9B | 1.74% | |
| 15 | EFAISHARES TR | 66,898 | $3.9B | 1.37% | |
| 16 | XLVSELECT SECTOR SPDR TR | 40,410 | $2.8B | 0.99% | |
| 17 | MMM3M CO | 15,674 | $2.5B | 0.89% | |
| 18 | EFGISHARES TR | 25,000 | $1.6B | 0.56% | |
| 19 | CELGCELGENE CORP | 13,413 | $1.6B | 0.55% | |
| 20 | HWKNHAWKINS INC | 25,442 | $1.4B | 0.49% | |
| 21 | AAPLAPPLE INC | 8,440 | $976.0M | 0.35% | |
| 22 | UNHUNITEDHEALTH GROUP INC | 4,708 | $754.0M | 0.27% | |
| 23 | VONVVANGUARD SCOTTSDALE FDS | 6,360 | $622.0M | 0.22% | |
| 24 | TAT&T INC | 13,602 | $579.0M | 0.20% | |
| 25 | KOCOCA COLA CO | 13,652 | $567.0M | 0.20% | |
| 26 | MDYSPDR S&P MIDCAP 400 ETF TR | 1,681 | $510.0M | 0.18% | |
| 27 | PGPROCTER AND GAMBLE CO | 6,016 | $508.0M | 0.18% | |
| 28 | BBYBEST BUY INC | 12,304 | $500.0M | 0.18% | |
| 29 | XOMEXXON MOBIL CORP | 5,365 | $484.0M | 0.17% | |
| 30 | MSFTMICROSOFT CORP | 7,022 | $437.0M | 0.15% | |
| 31 | DISDISNEY WALT CO | 3,345 | $351.0M | 0.12% | |
| 32 | VOEVANGUARD INDEX FDS | 3,495 | $340.0M | 0.12% | |
| 33 | IVVISHARES TR | 1,507 | $340.0M | 0.12% | |
| 34 | VOTVANGUARD INDEX FDS | 3,050 | $322.0M | 0.11% | |
| 35 | —PROVIDENCE SVC CORP | 8,474 | $322.0M | 0.11% | |
| 36 | WFCWELLS FARGO & CO NEW | 5,555 | $306.0M | 0.11% | |
| 37 | VBRVANGUARD INDEX FDS | 2,490 | $301.0M | 0.11% | |
| 38 | GEGENERAL ELECTRIC CO | 8,779 | $279.0M | 0.10% | |
| 39 | VBKVANGUARD INDEX FDS | 2,065 | $275.0M | 0.10% | |
| 40 | XELXCEL ENERGY INC | 6,614 | $271.0M | 0.10% | |
| 41 | SUSAISHARES TR | 2,930 | $270.0M | 0.10% | |
| 42 | MOSMOSAIC CO NEW | 9,081 | $266.0M | 0.09% | |
| 43 | VNQVANGUARD INDEX FDS | 3,106 | $256.0M | 0.09% | |
| 44 | UPSUNITED PARCEL SERVICE INC | 2,196 | $252.0M | 0.09% | |
| 45 | MDTMEDTRONIC PLC | 3,512 | $249.0M | 0.09% | |
| 46 | BRK-BBERKSHIRE HATHAWAY INC DEL | 1 | $244.0M | 0.09% | |
| 47 | ADPAUTOMATIC DATA PROCESSING IN | 2,354 | $243.0M | 0.09% | |
| 48 | MRKMERCK & CO INC | 3,810 | $225.0M | 0.08% | |
| 49 | LPLALPL FINL HLDGS INC | 6,318 | $222.0M | 0.08% | |
| 50 | IWRISHARES TR | 1,216 | $218.0M | 0.08% | |
| 51 | CTLEURCENTURYLINK INC | 8,847 | $211.0M | 0.07% | |
| 52 | NLYEURANNALY CAP MGMT INC | 20,205 | $208.0M | 0.07% | |
| 53 | VTVVANGUARD INDEX FDS | 2,196 | $204.0M | 0.07% | |
| 54 | JNJJOHNSON & JOHNSON | 1,766 | $203.0M | 0.07% | |
| 55 | NVGNUVEEN AMT FREE MUN CR INC F | 12,913 | $187.0M | 0.07% | |
| 56 | —CHRISTOPHER & BANKS CORP | 34,500 | $81.0M | 0.03% | |
| 57 | NOG1EURNORTHERN OIL & GAS INC NEV | 21,500 | $59.0M | 0.02% |