NorthRock Partners, LLC Q4 2019 Filing

Filed February 12, 2020

Portfolio Value

$946.7B

Holdings

280

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (280 positions)

#StockSharesValue% PortfolioType
1
SPYSPDR S&P 500 ETF TR
4,142,531$136.1B14.38%
2
MDLZMONDELEZ INTL INC
25,016,837$53.3B5.63%
3
4I1PHILIP MORRIS INTL INC
484,195$35.8B3.78%
4
IWFISHARES TR
2,194,030$35.2B3.72%
5
SPYVSPDR SERIES TRUST
940,793$32.8B3.47%
6
AAPLAPPLE INC
245,858$32.8B3.46%
7
SPYGSPDR SERIES TRUST
725,305$30.4B3.21%
8
IWDISHARES TR
2,164,853$29.1B3.08%
9
MDYVSPDR SERIES TRUST
486,560$26.7B2.82%
10
SLYVSPDR SERIES TRUST
376,364$24.7B2.61%
11
EFVISHARES TR
451,154$22.5B2.38%
12
MOALTRIA GROUP INC
508,765$20.0B2.11%
13
SPYDSPDR SERIES TRUST
499,526$19.7B2.08%
14
DYHTARGET CORP
513,513$17.3B1.83%
15
SLYGSPDR SERIES TRUST
262,566$16.9B1.79%
16
MDYGSPDR SERIES TRUST
296,599$16.9B1.79%
17
IWPISHARES TR
930,554$16.3B1.72%
18
DEMWISDOMTREE TR
320,259$14.7B1.55%
19
IWSISHARES TR
872,359$12.3B1.30%
20
IVVISHARES TR
36,867$11.9B1.26%
21
VTIVANGUARD INDEX FDS
67,928$11.1B1.17%
22
HDVISHARES TR
111,203$10.9B1.15%
23
IJTISHARES TR
769,287$10.5B1.11%
24
A4SAMERIPRISE FINL INC
59,956$10.0B1.06%
25
VYMVANGUARD WHITEHALL FDS INC
99,228$9.3B0.98%
26
IJSISHARES TR
653,248$9.2B0.97%
27
VEUVANGUARD INTL EQUITY INDEX F
136,600$7.3B0.78%
28
EFGISHARES TR
81,974$7.1B0.75%
29
TAT&T INC
256,727$7.0B0.73%
30
MSFTMICROSOFT CORP
70,228$6.9B0.73%
31
ACWVISHARES INC
70,309$6.7B0.71%
32
VIGVANGUARD GROUP
51,856$6.5B0.68%
33
VUGVANGUARD INDEX FDS
30,256$5.5B0.58%
34
KHCKRAFT HEINZ CO
644,746$5.4B0.57%
35
INTCINTEL CORP
101,120$5.0B0.53%
36
IWRISHARES TR
84,075$5.0B0.53%
37
VXFVANGUARD INDEX FDS
39,584$5.0B0.53%
38
AMZNAMAZON COM INC
55,511$4.7B0.50%
39
IJRISHARES TR
82,925$4.6B0.49%
40
MBBISHARES TR
46,820$4.5B0.48%
41
JNJJOHNSON & JOHNSON
43,794$4.5B0.47%
42
BRK/BBERKSHIRE HATHAWAY INC DEL
17,316$3.9B0.41%
43
BACVERIZON COMMUNICATIONS INC
107,385$3.9B0.41%
44
IDV*ISHARES TR
112,381$3.8B0.40%
45
JPMJPMORGAN CHASE & CO
30,127$3.7B0.39%
46
CVXCHEVRON CORP NEW
51,691$3.6B0.39%
47
UNHUNITEDHEALTH GROUP INC
1,347,680$3.5B0.37%
48
PGPROCTER & GAMBLE CO
339,557$3.4B0.36%
49
ITOTISHARES TR
46,554$3.4B0.36%
50
VGTVANGUARD WORLD FDS
13,602$3.3B0.35%
51
SDYSPDR SERIES TRUST
30,369$3.3B0.35%
52
ABBVABBVIE INC
36,601$3.2B0.34%
53
NDQINVESCO QQQ TR
14,500$3.1B0.33%
54
GOOGLALPHABET INC
38,101$3.0B0.31%
55
EFAVISHARES TR
39,588$3.0B0.31%
56
BABOEING CO
8,978$2.9B0.31%
57
CPBCAMPBELL SOUP CO
2,281,271$2.8B0.30%
58
BLVVANGUARD BD INDEX FD INC
27,532$2.8B0.29%
59
PEPPEPSICO INC
39,610$2.7B0.29%
60
XOMEXXON MOBIL CORP
49,493$2.4B0.25%
61
IBMINTERNATIONAL BUSINESS MACHS
17,424$2.3B0.25%
62
SOSOUTHERN CO
48,564$2.3B0.24%
63
BNDVANGUARD BD INDEX FD INC
26,722$2.2B0.24%
64
MCDMCDONALDS CORP
25,543$2.0B0.21%
65
DISDISNEY WALT CO
29,896$1.9B0.20%
66
EPDENTERPRISE PRODS PARTNERS L
66,324$1.9B0.20%
67
VYMIVANGUARD WHITEHALL FDS INC
28,671$1.8B0.19%
68
HONHONEYWELL INTL INC
20,034$1.8B0.19%
69
KOCOCA COLA CO
45,025$1.8B0.19%
70
SCHOSCHWAB STRATEGIC TR
33,519$1.7B0.18%
71
CSCOCISCO SYS INC
43,877$1.7B0.18%
72
BACBANK AMER CORP
47,437$1.7B0.18%
73
WBAWALGREENS BOOTS ALLIANCE INC
873,363$1.6B0.17%
74
UTXZUNITED TECHNOLOGIES CORP
19,078$1.6B0.17%
75
METAFACEBOOK INC
13,322$1.6B0.17%
76
BMOBANK MONTREAL QUE
20,492$1.6B0.17%
77
VGITVANGUARD SCOTTSDALE FDS
23,449$1.5B0.16%
78
SHYISHARES TR
18,016$1.5B0.16%
79
AQLTISHARES TR
14,118$1.5B0.16%
80
EWEDWARDS LIFESCIENCES CORP
6,336$1.5B0.16%
81
VNQVANGUARD INDEX FDS
15,314$1.4B0.15%
82
GOOGALPHABET INC
20,483$1.4B0.15%
83
IYY*ISHARES TR
8,873$1.4B0.15%
84
MMM3M CO
39,983$1.4B0.15%
85
BAXBAXTER INTL INC
16,535$1.4B0.15%
86
BNDXVANGUARD CHARLOTTE FDS
24,329$1.4B0.15%
87
S7VSALLY BEAUTY HLDGS INC
1,093,653$1.4B0.14%
88
PFEPFIZER INC
87,917$1.3B0.14%
89
VWOVANGUARD INTL EQUITY INDEX F
30,007$1.3B0.14%
90
NFLXNETFLIX INC
40,470$1.3B0.14%
91
CWBSPDR SERIES TRUST
23,631$1.3B0.14%
92
EMBISHARES TR
10,693$1.2B0.13%
93
KELKELLOGG CO
17,160$1.2B0.13%
94
IWMISHARES TR
7,048$1.2B0.12%
95
VOOVANGUARD INDEX FDS
3,917$1.2B0.12%
96
ATDALLEGHENY TECHNOLOGIES INC
56,063$1.2B0.12%
97
SBUXSTARBUCKS CORP
115,847$1.1B0.12%
98
PNCPNC FINL SVCS GROUP INC
15,561$1.1B0.11%
99
NVDANVIDIA CORP
4,490$1.1B0.11%
100
CMCSACOMCAST CORP NEW
39,984$1.0B0.11%
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