Radcliffe Capital Management, L.P. Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$450.8B

Holdings

30

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (30 positions)

#StockSharesValue% PortfolioType
1
PROSPECT CAPITAL CORP
79,366,000$81.4B18.05%
2
ARCC 4.625 03/01/24Ares Capital Corporation
42,053,000$44.6B9.89%
3
New Mountain Finance Corporation
41,000,000$43.0B9.54%
4
Cemex S.A.
42,267,000$42.4B9.40%
5
BlackRock Capital Investment Corp
39,530,000$39.5B8.77%
6
Cemex S.A.
34,017,000$34.1B7.57%
7
PSEC 6.375 03/01/25PROSPECT CAPITAL CORP
30,000,000$31.8B7.06%
8
Twitter, Inc.
26,901,000$26.2B5.80%
9
TPG Specialty Lending, Inc.
22,421,000$23.7B5.27%
10
Goldman Sachs BDC Inc.
22,028,000$22.7B5.03%
11
BlackRock TCP Capital Corp.
18,224,000$18.5B4.11%
12
Hercules Capital, Inc.
14,717,000$15.0B3.33%
13
Nuance Communications, Inc.
9,624,000$9.7B2.15%
14
NUAN 2.75 11/01/31Nuance Communications, Inc.
5,000,000$4.9B1.09%
15
DISH 2.375 03/15/24ECHOSTAR COMMUNICATIONS
5,000,000$4.6B1.01%
16
PROSPECT CAPITAL CORP
4,529,000$4.5B1.01%
17
Ares Capital Corporation
1,660,000$1.7B0.38%
18
TiVo Corporation
950,000$941.0M0.21%
19
ARYA Sciences Acquisition
15,000$156.0M0.03%
20
Mudrick Capital Acquisition
15,000$155.0M0.03%
21
Forum Merger II Corp
15,000$153.0M0.03%
22
Graf Industrial Corp
15,000$153.0M0.03%
23
AMCI Acquisition Corp
14,803$150.0M0.03%
24
B. Riley Principal Merger Corp.
12,300$123.0M0.03%
25
Trident Acquisitions Corp.
10,491$111.0M0.02%
26
LF Capital Acquisition Corp.
10,000$104.0M0.02%
27
Megalith Financial Acquisition Corp.
10,000$103.0M0.02%
28
Hennessy Capital Acquisition
10,000$102.0M0.02%
29
Netfin Acquisition Corp
10,000$100.0M0.02%
30
Galileo Acquisition Corp.
10,000$98.0M0.02%