Tortoise Investment Management, LLC Q4 2017 Filing
Filed January 31, 2018
Portfolio Value
$348.6B
Holdings
570
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (570 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVVISHARES TR | 222,404 | $59.8B | 17.15% | |
| 2 | —NUVEEN BUILD AMER BD OPPTNY | 953,192 | $22.0B | 6.30% | |
| 3 | IEMGISHARES INC | 309,328 | $17.6B | 5.05% | |
| 4 | SPYSPDR S&P 500 ETF TR | 70,188 | $13.9B | 4.00% | Put |
| 5 | VCSHVANGUARD SCOTTSDALE FDS | 152,705 | $12.1B | 3.47% | |
| 6 | IWBISHARES TR | 75,328 | $11.2B | 3.21% | |
| 7 | ITOTISHARES TR | 178,319 | $10.9B | 3.13% | |
| 8 | IVEISHARES TR | 73,776 | $8.4B | 2.42% | |
| 9 | AQLTISHARES TR | 111,902 | $7.4B | 2.12% | |
| 10 | IXUSISHARES TR | 113,716 | $7.2B | 2.06% | |
| 11 | IJSISHARES TR | 45,682 | $7.0B | 2.01% | |
| 12 | —POWERSHARES ETF TR II | 222,893 | $6.8B | 1.96% | |
| 13 | NANNUVEEN NEW YORK QLT MUN INC | 439,105 | $6.1B | 1.74% | |
| 14 | IJRISHARES TR | 76,327 | $5.9B | 1.68% | |
| 15 | NBBNUVEEN BUILD AMER BD FD | 250,442 | $5.5B | 1.58% | |
| 16 | SCZISHARES TR | 83,438 | $5.4B | 1.54% | |
| 17 | VWOVANGUARD INTL EQUITY INDEX F | 113,231 | $5.2B | 1.49% | |
| 18 | DONSPDR DOW JONES INDL AVRG ETF | 20,280 | $5.0B | 1.44% | |
| 19 | —ABERDEEN ASIA PACIFIC INCOM | 1,020,818 | $5.0B | 1.43% | |
| 20 | —NUVEEN SELECT TAX FREE INCM | 287,428 | $4.0B | 1.15% | |
| 21 | VSSVANGUARD INTL EQUITY INDEX F | 32,116 | $3.8B | 1.10% | |
| 22 | BRK/BBERKSHIRE HATHAWAY INC DEL | 16,882 | $3.3B | 0.96% | |
| 23 | EFAISHARES TR | 44,890 | $3.2B | 0.91% | |
| 24 | VTVVANGUARD INDEX FDS | 27,836 | $3.0B | 0.85% | |
| 25 | NRKNUVEEN NEW YORK AMT QLT MUNI | 226,710 | $2.9B | 0.84% | |
| 26 | IEIISHARES TR | 23,077 | $2.8B | 0.81% | |
| 27 | EEMVISHARES INC | 44,378 | $2.7B | 0.77% | |
| 28 | VTVANGUARD INTL EQUITY INDEX F | 36,177 | $2.7B | 0.77% | |
| 29 | —NUVEEN SELECT TAX FREE INCM | 175,816 | $2.7B | 0.77% | |
| 30 | SPSBSPDR SERIES TRUST | 84,417 | $2.6B | 0.74% | |
| 31 | —NUVEEN MARYLAND QLT MUN INC | 194,022 | $2.4B | 0.70% | |
| 32 | VTIVANGUARD INDEX FDS | 17,613 | $2.4B | 0.69% | |
| 33 | SHYDVANECK VECTORS ETF TR | 97,320 | $2.4B | 0.68% | |
| 34 | —VANECK VECTORS ETF TR | 72,935 | $2.3B | 0.65% | |
| 35 | VEAVANGUARD TAX MANAGED INTL FD | 50,662 | $2.3B | 0.65% | |
| 36 | AAPLAPPLE INC | 10,845 | $1.8B | 0.53% | |
| 37 | NXPNUVEEN SELECT TAX FREE INCM | 125,316 | $1.8B | 0.53% | |
| 38 | —POWERSHARES ACTIVE MNG ETF T | 70,459 | $1.8B | 0.51% | |
| 39 | XJQCXNUVEEN CR STRATEGIES INCM FD | 196,330 | $1.6B | 0.46% | |
| 40 | —POWERSHARES ETF TR II | 59,900 | $1.5B | 0.44% | |
| 41 | SCHXSCHWAB STRATEGIC TR | 23,706 | $1.5B | 0.43% | |
| 42 | VEUVANGUARD INTL EQUITY INDEX F | 27,615 | $1.5B | 0.43% | |
| 43 | EEMISHARES TR | 31,434 | $1.5B | 0.42% | |
| 44 | DLSWISDOMTREE TR | 18,884 | $1.4B | 0.42% | |
| 45 | NZFNUVEEN MUNICIPAL CREDIT INC | 92,940 | $1.4B | 0.41% | |
| 46 | IWMISHARES TR | 8,734 | $1.3B | 0.38% | |
| 47 | —POWERSHARES ETF TR II | 51,846 | $1.3B | 0.37% | |
| 48 | SRLNSSGA ACTIVE ETF TR | 26,649 | $1.3B | 0.36% | |
| 49 | UNHUNITEDHEALTH GROUP INC | 5,518 | $1.2B | 0.35% | |
| 50 | SHYISHARES TR | 14,484 | $1.2B | 0.35% | |
| 51 | IWDISHARES TR | 9,735 | $1.2B | 0.35% | |
| 52 | MUBISHARES TR | 9,939 | $1.1B | 0.32% | |
| 53 | WOODISHARES TR | 14,766 | $1.1B | 0.30% | |
| 54 | XNXNXNUVEEN NY SELECT TAX FREE PR | 74,074 | $1.0B | 0.29% | |
| 55 | DGSWISDOMTREE TR | 18,603 | $970.0M | 0.28% | |
| 56 | MSFTMICROSOFT CORP | 11,103 | $950.0M | 0.27% | |
| 57 | NVGNUVEEN AMT FREE MUN CR INC F | 60,669 | $937.0M | 0.27% | |
| 58 | HDHOME DEPOT INC | 4,788 | $907.0M | 0.26% | |
| 59 | IWCISHARES TR | 9,151 | $876.0M | 0.25% | |
| 60 | SHVISHARES TR | 7,895 | $870.0M | 0.25% | |
| 61 | LBEURL BRANDS INC | 13,500 | $813.0M | 0.23% | |
| 62 | VXUSVANGUARD STAR FD | 14,025 | $797.0M | 0.23% | |
| 63 | MMM3M CO | 3,384 | $796.0M | 0.23% | |
| 64 | TFISPDR SER TR | 15,770 | $772.0M | 0.22% | |
| 65 | EWXSPDR INDEX SHS FDS | 14,371 | $747.0M | 0.21% | |
| 66 | JPMJPMORGAN CHASE & CO | 6,798 | $727.0M | 0.21% | |
| 67 | JLSNUVEEN MTG OPPORTUNITY TERM | 29,400 | $726.0M | 0.21% | |
| 68 | DALDELTA AIR LINES INC DEL | 27,430 | $708.0M | 0.20% | Put |
| 69 | NUAGNUSHARES ETF TR | 28,066 | $685.0M | 0.20% | |
| 70 | KMIKINDER MORGAN INC DEL | 37,742 | $682.0M | 0.20% | |
| 71 | VVVANGUARD INDEX FDS | 5,543 | $679.0M | 0.19% | |
| 72 | IBMINTERNATIONAL BUSINESS MACHS | 4,336 | $665.0M | 0.19% | |
| 73 | SCHESCHWAB STRATEGIC TR | 23,754 | $664.0M | 0.19% | |
| 74 | SCHRSCHWAB STRATEGIC TR | 12,006 | $640.0M | 0.18% | |
| 75 | FMATFIDELITY | 18,143 | $636.0M | 0.18% | |
| 76 | ESBAEMPIRE ST RLTY OP L P | 30,392 | $629.0M | 0.18% | |
| 77 | PEPPEPSICO INC | 5,196 | $623.0M | 0.18% | |
| 78 | MUNIPIMCO ETF TR | 11,315 | $607.0M | 0.17% | |
| 79 | BRK-BBERKSHIRE HATHAWAY INC DEL | 2 | $595.0M | 0.17% | |
| 80 | IEFISHARES TR | 5,628 | $594.0M | 0.17% | |
| 81 | AMZNAMAZON COM INC | 506 | $592.0M | 0.17% | |
| 82 | OEFISHARES TR | 4,975 | $590.0M | 0.17% | |
| 83 | SCHFSCHWAB STRATEGIC TR | 17,238 | $587.0M | 0.17% | |
| 84 | JNJJOHNSON & JOHNSON | 4,081 | $570.0M | 0.16% | |
| 85 | IJHISHARES TR | 2,958 | $561.0M | 0.16% | |
| 86 | HYGISHARES TR | 6,311 | $551.0M | 0.16% | |
| 87 | VBRVANGUARD INDEX FDS | 4,047 | $537.0M | 0.15% | |
| 88 | CMCSACOMCAST CORP NEW | 12,627 | $506.0M | 0.15% | |
| 89 | NXJNUVEEN NEW JERSEY QULT MUN F | 36,847 | $505.0M | 0.14% | |
| 90 | IGSBISHARES TR | 4,525 | $473.0M | 0.14% | |
| 91 | ISRGINTUITIVE SURGICAL INC | 1,239 | $452.0M | 0.13% | |
| 92 | CVXCHEVRON CORP NEW | 3,603 | $451.0M | 0.13% | |
| 93 | VOOVANGUARD INDEX FDS | 1,813 | $445.0M | 0.13% | |
| 94 | IWFISHARES TR | 3,226 | $434.0M | 0.12% | |
| 95 | AGGISHARES TR | 3,956 | $433.0M | 0.12% | |
| 96 | CLCOLGATE PALMOLIVE CO | 5,455 | $412.0M | 0.12% | |
| 97 | SCHOSCHWAB STRATEGIC TR | 7,875 | $394.0M | 0.11% | |
| 98 | VIGVANGUARD SPECIALIZED FUNDS | 3,860 | $394.0M | 0.11% | |
| 99 | FRELFIDELITY | 15,612 | $386.0M | 0.11% | |
| 100 | VTEBVANGUARD MUN BD FD INC | 7,450 | $385.0M | 0.11% |
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