Tortoise Investment Management, LLC Q4 2022 Filing

Filed February 3, 2023

Portfolio Value

$570.9T

Holdings

769

Report Date

Q4 2022

Filing Type

13F-HR

All Holdings (769 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	154,188	$59.2T	10.38%
2	STIPISHARES TR	215,497	$20.9T	3.66%
3	CMBSISHARES TR	341,110	$15.7T	2.74%
4	IEMGISHARES INC	327,434	$15.3T	2.68%
5	BABINVESCO EXCH TRADED FD TR II	593,370	$15.3T	2.67%
6	MBBISHARES TR	163,134	$15.1T	2.65%
7	SGOVISHARES TR	138,665	$13.9T	2.43%
8	ITOTISHARES TR	158,842	$13.5T	2.36%
9	SPYSPDR S&P 500 ETF TR	36,162	$12.1T	2.12%	Put
10	IWBISHARES TR	52,176	$11.0T	1.92%
11	AQLTISHARES TR	173,621	$10.7T	1.87%
12	IUSVISHARES TR	148,250	$10.5T	1.83%
13	AAPLAPPLE INC	80,401	$10.2T	1.78%	Put
14	AVUSAMERICAN CENTY ETF TR	134,482	$9.1T	1.60%
15	DFAUDIMENSIONAL ETF TRUST	335,405	$9.1T	1.59%
16	VTVVANGUARD INDEX FDS	60,517	$8.5T	1.49%
17	IJRISHARES TR	88,432	$8.4T	1.47%
18	VGSHVANGUARD SCOTTSDALE FDS	124,866	$7.2T	1.26%
19	MLNVANECK ETF TRUST	408,711	$7.1T	1.25%
20	SCHXSCHWAB STRATEGIC TR	157,782	$7.1T	1.25%
21	VEAVANGUARD TAX-MANAGED FDS	157,723	$6.6T	1.16%
22	VWOVANGUARD INTL EQUITY INDEX F	168,803	$6.6T	1.15%
23	VTIVANGUARD INDEX FDS	34,026	$6.5T	1.14%
24	VGLTVANGUARD SCOTTSDALE FDS	101,170	$6.2T	1.09%
25	SPEMSPDR INDEX SHS FDS	187,717	$6.2T	1.08%
26	SCHPSCHWAB STRATEGIC TR	116,620	$6.0T	1.06%
27	MUBISHARES TR	56,435	$6.0T	1.04%
28	DGSWISDOMTREE TR	129,500	$5.7T	1.00%
29	VSSVANGUARD INTL EQUITY INDEX F	54,771	$5.6T	0.99%
30	BRK/BBERKSHIRE HATHAWAY INC DEL	17,842	$5.5T	0.97%
31	SCHCSCHWAB STRATEGIC TR	170,447	$5.4T	0.94%
32	NUWNUVEEN AMT-FREE MUN VALUE FD	381,091	$5.2T	0.91%
33	VBRVANGUARD INDEX FDS	32,463	$5.2T	0.90%
34	VCSHVANGUARD SCOTTSDALE FDS	68,411	$5.1T	0.90%
35	IVEISHARES TR	34,833	$5.1T	0.89%
36	PZAINVESCO EXCH TRADED FD TR II	206,239	$4.7T	0.83%
37	IXUSISHARES TR	76,632	$4.4T	0.78%
38	NUVNUVEEN MUN VALUE FD INC	494,544	$4.3T	0.74%
39	EDDMORGAN STANLEY EMERGING MKTS	946,731	$4.2T	0.73%
40	DFSDDIMENSIONAL ETF TRUST	90,347	$4.2T	0.73%
41	DONSPDR DOW JONES INDL AVERAGE	11,907	$3.9T	0.69%
42	VTEBVANGUARD MUN BD FDS	78,821	$3.9T	0.68%
43	HYDVANECK ETF TRUST	71,449	$3.6T	0.63%
44	DFACDIMENSIONAL ETF TRUST	135,438	$3.3T	0.58%
45	NNYNUVEEN N Y MUN VALUE FD	378,993	$3.1T	0.55%
46	EWXSPDR INDEX SHS FDS	63,489	$3.1T	0.54%
47	VVVANGUARD INDEX FDS	17,813	$3.1T	0.54%
48	SLYVSPDR SER TR	40,421	$3.0T	0.53%
49	SCHASCHWAB STRATEGIC TR	72,223	$2.9T	0.51%
50	TLTWISHARES TR	89,406	$2.9T	0.51%
51	VEUVANGUARD INTL EQUITY INDEX F	57,541	$2.9T	0.51%
52	IJSISHARES TR	31,198	$2.8T	0.50%
53	PZTINVESCO EXCH TRADED FD TR II	117,875	$2.6T	0.46%
54	SCHFSCHWAB STRATEGIC TR	78,095	$2.5T	0.44%
55	NXPNUVEEN SELECT TAX-FREE INCOM	178,302	$2.5T	0.43%
56	SCHBSCHWAB STRATEGIC TR	55,286	$2.5T	0.43%
57	TFISPDR SER TR	54,002	$2.5T	0.43%
58	AVEMAMERICAN CENTY ETF TR	48,738	$2.5T	0.43%
59	SPDWSPDR INDEX SHS FDS	82,257	$2.4T	0.43%
60	DFAEDIMENSIONAL ETF TRUST	108,124	$2.4T	0.42%
61	DFAIDIMENSIONAL ETF TRUST	93,890	$2.4T	0.41%
62	AVIVAMERICAN CENTY ETF TR	51,002	$2.3T	0.40%
63	PGRPROGRESSIVE CORP	16,797	$2.2T	0.38%
64	MSFTMICROSOFT CORP	9,074	$2.2T	0.38%
65	SCHESCHWAB STRATEGIC TR	89,599	$2.1T	0.37%
66	XNXNXNUVEEN N Y SELECT TAX FREE I	174,919	$2.0T	0.36%
67	—ABRDN ASIA PACIFIC INCOME FU	748,825	$2.0T	0.34%
68	AVUVAMERICAN CENTY ETF TR	26,423	$2.0T	0.34%
69	JMSTJ P MORGAN EXCHANGE TRADED F	37,919	$1.9T	0.34%
70	VBVANGUARD INDEX FDS	10,423	$1.9T	0.34%
71	HYMBSPDR SER TR	37,730	$1.8T	0.32%
72	NCANUVEEN CALIFORNIA MUNI VLU F	217,371	$1.8T	0.32%
73	MHFWESTERN ASSET MUN HIGH INCOM	287,000	$1.8T	0.32%
74	SHYDVANECK ETF TRUST	81,817	$1.8T	0.32%
75	SCHOSCHWAB STRATEGIC TR	37,214	$1.8T	0.31%
76	DUHPDIMENSIONAL ETF TRUST	72,170	$1.7T	0.30%
77	VTVANGUARD INTL EQUITY INDEX F	19,301	$1.7T	0.29%
78	DFUSDIMENSIONAL ETF TRUST	39,731	$1.7T	0.29%
79	JSCPJ P MORGAN EXCHANGE TRADED F	34,202	$1.6T	0.27%
80	SBIWESTERN ASSET INTER MUNI FD	199,873	$1.5T	0.27%
81	AVDVAMERICAN CENTY ETF TR	27,037	$1.5T	0.26%
82	HIOWESTERN ASSET HIGH INCOME OP	376,275	$1.5T	0.26%
83	SCHVSCHWAB STRATEGIC TR	22,418	$1.5T	0.26%
84	NRKNUVEEN NEW YORK AMT QLT MUNI	143,606	$1.5T	0.26%
85	VMBSVANGUARD SCOTTSDALE FDS	31,989	$1.5T	0.26%
86	AVESAMERICAN CENTY ETF TR	31,316	$1.3T	0.22%
87	OEFISHARES TR	7,210	$1.2T	0.22%
88	EFAISHARES TR	18,573	$1.2T	0.21%
89	AVDEAMERICAN CENTY ETF TR	22,890	$1.2T	0.21%
90	DFIVDIMENSIONAL ETF TRUST	39,018	$1.2T	0.21%
91	DIHPDIMENSIONAL ETF TRUST	53,235	$1.2T	0.21%
92	NANNUVEEN NEW YORK QLT MUN INC	107,405	$1.1T	0.20%
93	SCZISHARES TR	19,444	$1.1T	0.19%
94	HDHOME DEPOT INC	3,369	$1.1T	0.19%
95	NZFNUVEEN MUNICIPAL CREDIT INC	85,920	$1.0T	0.18%
96	SLQDISHARES TR	21,104	$1.0T	0.18%
97	IWMISHARES TR	5,637	$982.9B	0.17%
98	ESGVVANGUARD WORLD FD	14,702	$968.3B	0.17%
99	DLSWISDOMTREE TR	16,419	$951.6B	0.17%
100	DFAXDIMENSIONAL ETF TRUST	43,798	$946.0B	0.17%

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