Ulysses Management LLC Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$919.9M

Holdings

49

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (49 positions)

#StockSharesValue% PortfolioType
1
SPYSPDR S&P 500 ETF TR
1,600,000$402.0M43.70%Put
2
IWMISHARES TR
400,000$59.3M6.44%Put
3
POWERSHARES QQQ TRUST
332,500$48.4M5.26%Put
4
MACMACERICH CO
765,000$42.1M4.57%Call
5
TRVCCITIGROUP INC
537,400$39.1M4.25%Call
6
SHUTTERFLY INC
655,788$31.8M3.46%
7
IACIEURIAC INTERACTIVECORP
199,622$23.5M2.55%
8
DFSEURDISCOVER FINANCIAL SERVICES
300,000$19.3M2.10%
9
LIBERTY INTERACTIVE CORP
816,900$19.3M2.09%Call
10
MSFTMICROSOFT CORP
257,500$19.2M2.09%
11
HDSUSDHD SUPPLY HLDGS INC
488,104$17.6M1.91%
12
BUDANHEUSER BUSCH INBEV SA/NV
145,165$17.3M1.88%
13
EBAEBAY INC
420,000$16.2M1.76%
14
ATLANTIC CAPITAL BANCSHARES
829,367$15.1M1.64%
15
CBNABRIDGE BANCORP INC
378,805$12.9M1.40%
16
TLTISHARES TR
100,000$12.5M1.36%Put
17
BLACKHAWK NETWORK HLDGS INC
284,100$12.4M1.35%
18
AV HOMES INC
638,977$11.0M1.19%
19
BANCBANK OF CALIFORNIA INC
470,000$9.8M1.06%
20
ERICERICSSON
1,600,000$9.2M1.00%
21
PJTPJT PARTNERS INC
228,148$8.7M0.95%
22
GRPNCHFGROUPON INC
1,225,000$6.4M0.69%
23
TFINTRIUMPH BANCORP INC
165,000$5.3M0.58%
24
FOREST CITY RLTY TR INC
195,000$5.0M0.54%
25
MTCHEURMATCH GROUP INC
203,802$4.7M0.51%
26
CF CORP CLASS A
410,000$4.6M0.50%
27
XO GROUP INC
220,044$4.3M0.47%
28
FRBKQREPUBLIC FIRST BANCORP INC
431,095$4.0M0.43%
29
BMYBRISTOL-MYERS SQUIBB CO
50,000$3.2M0.35%Call
30
CMCSACOMCAST CORP. CL A
80,000$3.1M0.33%
31
SBACSBA COMMUNICATIONS CORP
20,000$2.9M0.31%
32
BOFI HOLDING INC
100,000$2.8M0.31%Put
33
LAMRLAMAR ADVERTISING CO
40,000$2.7M0.30%
34
MSLMIDSOUTH BANCORP INC
202,102$2.4M0.26%
35
OPUS BK IRVINE CALIF
100,000$2.4M0.26%
36
ORLYO REILLY AUTOMOTIVE INC NEW
10,000$2.2M0.23%
37
DIME COMMUNITY BANCSHARES
100,000$2.1M0.23%
38
OMFONEMAIN HOLDINGS INC COM
75,000$2.1M0.23%
39
IBBISHARES TR
6,000$2.0M0.22%
40
DBDEURDIEBOLD NIXDORF INC.
80,000$1.8M0.20%
41
SMPLSIMPLY GOOD FOODS CO
150,000$1.8M0.19%
42
EROS INTL PLC
100,000$1.4M0.16%Put
43
BACBANK OF AMERICA CORP
50,000$1.3M0.14%Call
44
CSCOCISCO SYSTEMS INC
36,000$1.2M0.13%Call
45
PACBPACIFIC BIOSCIENCES OF CALIFORNIA INC
224,827$1.2M0.13%
46
SCHWCHARLES SCHWAB CORP
22,500$985K0.11%
47
ADBEADOBE SYSTEMS INC
5,000$746K0.08%
48
GSGOLDMAN SACHS GROUP INC
2,800$664K0.07%
49
CF CORP
15,000$184K0.02%