Warberg Asset Management LLC Q2 2023 Filing
Filed August 9, 2023
Portfolio Value
$602.6B
Holdings
238
Report Date
Q2 2023
Filing Type
13F-HR
All Holdings (238 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 403,000 | $178.6B | 29.65% | Put |
| 2 | —ON SEMICONDUCTOR CORP | 8,778,000 | $40.0B | 6.64% | |
| 3 | DXCM 0.75 12/01/23DEXCOM INC | 12,694,000 | $39.7B | 6.58% | |
| 4 | KBR 2.5 11/01/23KBR INC | 14,524,000 | $37.2B | 6.18% | |
| 5 | OXY/WSOCCIDENTAL PETE CORP | 997,821 | $36.8B | 6.11% | |
| 6 | QQQINVESCO QQQ TR | 93,800 | $34.7B | 5.75% | Put |
| 7 | —TERADYNE INC | 7,612,000 | $26.9B | 4.47% | |
| 8 | MELI 2 08/15/28MERCADOLIBRE INC | 6,570,000 | $18.0B | 2.98% | |
| 9 | —RH | 8,057,000 | $12.9B | 2.14% | |
| 10 | —ALTAIR ENGR INC | 6,700,000 | $10.9B | 1.82% | |
| 11 | EQT 1.75 05/01/26EQT CORP | 3,693,000 | $10.4B | 1.73% | |
| 12 | FCN 2 08/15/23FTI CONSULTING INC | 4,665,000 | $8.8B | 1.45% | |
| 13 | AAPLAPPLE INC | 43,000 | $8.3B | 1.38% | Put |
| 14 | HTZWWHERTZ GLOBAL HLDGS INC | 750,636 | $7.6B | 1.26% | |
| 15 | —SEA LTD | 5,000,000 | $6.4B | 1.07% | |
| 16 | ETSY 0.125 10/01/26ETSY INC | 5,305,000 | $6.3B | 1.04% | |
| 17 | MDRX 0.875 01/01/27VERADIGM INC | 5,500,000 | $6.1B | 1.01% | |
| 18 | PXD 0.25 05/15/25PIONEER NAT RES CO | 2,666,000 | $5.9B | 0.97% | |
| 19 | ATI 3.5 06/15/25ATI INC | 2,000,000 | $5.8B | 0.96% | |
| 20 | —CONMED CORP | 3,170,000 | $4.9B | 0.81% | |
| 21 | AQLTISHARES TR | 26,000 | $4.9B | 0.81% | Put |
| 22 | PSN 0.25 08/15/25PARSONS CORP DEL | 3,839,000 | $4.4B | 0.73% | |
| 23 | BOX 0 01/15/26BOX INC | 3,500,000 | $4.4B | 0.72% | |
| 24 | BKNG 0.75 05/01/25BOOKING HOLDINGS INC | 2,411,000 | $3.6B | 0.60% | |
| 25 | RGENREPLIGEN CORP | 2,678,000 | $3.5B | 0.58% | |
| 26 | SURGSURGEPAYS INC | 1,236,899 | $3.4B | 0.56% | |
| 27 | PRGSPROGRESS SOFTWARE CORP | 3,000,000 | $3.3B | 0.55% | |
| 28 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 2,980,000 | $3.2B | 0.53% | |
| 29 | —INTERDIGITAL INC | 2,500,000 | $3.0B | 0.50% | |
| 30 | MIDD 1 09/01/25MIDDLEBY CORP | 2,438,000 | $3.0B | 0.50% | |
| 31 | HDHOME DEPOT INC | 9,000 | $2.8B | 0.46% | Call |
| 32 | —VANECK ETF TRUST | 89,000 | $2.7B | 0.44% | Call |
| 33 | —NICE SYS INC | 1,060,000 | $2.6B | 0.44% | |
| 34 | F 0 03/15/26FORD MTR CO DEL | 2,000,000 | $2.2B | 0.36% | |
| 35 | ARKTARK ETF TR | 45,000 | $2.0B | 0.33% | Put |
| 36 | MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC. | 771,000 | $2.0B | 0.33% | |
| 37 | ZS 0.125 07/01/25ZSCALER INC | 1,667,000 | $1.9B | 0.32% | |
| 38 | MCDMCDONALDS CORP | 6,000 | $1.8B | 0.30% | Put |
| 39 | MSFTMICROSOFT CORP | 5,000 | $1.7B | 0.28% | Call |
| 40 | NENNEW ENGLAND RLTY ASSOC LTD P | 22,104 | $1.6B | 0.27% | |
| 41 | EXEELCHESAPEAKE ENERGY CORP | 22,225 | $1.5B | 0.24% | |
| 42 | TLTISHARES TR | 14,000 | $1.4B | 0.24% | Put |
| 43 | STTSPDR S&P 500 ETF TR | 3,000 | $1.3B | 0.22% | Call |
| 44 | NVDANVIDIA CORPORATION | 3,000 | $1.3B | 0.21% | Put |
| 45 | —FISKER INC | 204,300 | $1.2B | 0.19% | Put |
| 46 | WALWESTERN ALLIANCE BANCORP | 31,000 | $1.1B | 0.19% | Put |
| 47 | —INVESCO QQQ TR | 3,000 | $1.1B | 0.18% | Call |
| 48 | —BARCLAYS BANK PLC | 40,000 | $1.0B | 0.17% | Call |
| 49 | DDOG 0.125 06/15/25DATADOG INC | 793,000 | $986.2M | 0.16% | |
| 50 | PANW 0.375 06/01/25PALO ALTO NETWORKS INC | 370,000 | $952.4M | 0.16% | |
| 51 | EPR 5.75 PERP CEPR PPTYS | 38,600 | $814.5M | 0.14% | |
| 52 | EXEEWCHESAPEAKE ENERGY CORP | 10,698 | $787.9M | 0.13% | |
| 53 | —PHP VENTURES ACQUISITION COR | 69,973 | $750.1M | 0.12% | |
| 54 | SLVISHARES SILVER TR | 35,000 | $731.1M | 0.12% | Call |
| 55 | MRNAMODERNA INC | 6,000 | $729.0M | 0.12% | Put |
| 56 | —HUDSON ACQUISITION I CORP | 69,800 | $723.8M | 0.12% | |
| 57 | GDSTGOLDENSTONE ACQUISITION LTD | 66,023 | $699.8M | 0.12% | |
| 58 | IRRXINTEGRATED RAIL AND RES ACQ | 64,642 | $695.2M | 0.12% | |
| 59 | MSFTMICROSOFT CORP | 2,000 | $681.1M | 0.11% | Put |
| 60 | OAKUOAK WOODS ACQUISITION CORP | 65,000 | $667.9M | 0.11% | |
| 61 | EONRHNR ACQUISITION CORP | 62,266 | $661.3M | 0.11% | |
| 62 | —MONTEREY CAP ACQUISITION COR | 60,889 | $637.2M | 0.11% | |
| 63 | —OXBRIDGE ACQUISITION CORP | 54,902 | $596.8M | 0.10% | |
| 64 | —ACRI CAPITAL ACQUISITION COR | 54,500 | $590.0M | 0.10% | |
| 65 | BLMN 5 05/01/25BLOOMIN BRANDS INC | 243,000 | $583.0M | 0.10% | |
| 66 | —AMC ENTMT HLDGS INC | 125,700 | $553.1M | 0.09% | Put |
| 67 | —26 CAPITAL ACQUISITION CORP | 49,934 | $537.3M | 0.09% | |
| 68 | CVNACARVANA CO | 20,000 | $518.4M | 0.09% | Call |
| 69 | BKCHGLOBAL BLOCKCHAIN ACQUI CORP | 48,078 | $501.9M | 0.08% | |
| 70 | —PRIME NO ACQUISITION I CORP | 46,800 | $493.5M | 0.08% | |
| 71 | —MOBIV ACQUISITION CORP | 44,250 | $467.9M | 0.08% | |
| 72 | 1ZRATLANTIC COASTAL ACQUISTN CO | 45,104 | $465.7M | 0.08% | |
| 73 | FGMCFG MERGER CORP | 41,421 | $438.4M | 0.07% | |
| 74 | JPMJPMORGAN CHASE & CO | 3,000 | $436.3M | 0.07% | Call |
| 75 | NVDANVIDIA CORPORATION | 1,000 | $423.0M | 0.07% | Call |
| 76 | EVCOEVEREST CONSOLIDATOR ACQ COR | 39,427 | $419.9M | 0.07% | |
| 77 | —UNITED STS NAT GAS FD LP | 54,000 | $400.7M | 0.07% | Call |
| 78 | —AIMFINITY INVESTMENT CORP I | 29,700 | $311.9M | 0.05% | |
| 79 | BOHBANK HAWAII CORP | 7,500 | $309.2M | 0.05% | Put |
| 80 | SPNTSIRIUSPOINT LTD | 32,700 | $295.3M | 0.05% | Put |
| 81 | —INTL GNRL INSURANCE HLDNGS L | 480,509 | $293.8M | 0.05% | |
| 82 | AQLTISHARES TR | 2,000 | $288.5M | 0.05% | Put |
| 83 | LMBSFIRST TR EXCHANGE-TRADED FD | 5,813 | $277.1M | 0.05% | |
| 84 | —PONO CAP THREE INC | 25,300 | $263.0M | 0.04% | |
| 85 | JOBYJOBY AVIATION INC | 98,000 | $259.7M | 0.04% | |
| 86 | EXEEZCHESAPEAKE ENERGY CORP | 3,611 | $253.4M | 0.04% | |
| 87 | GTLS 1 11/15/24CHART INDS INC | 85,000 | $233.2M | 0.04% | |
| 88 | TBMCTRAILBLAZER MERGER CORP I | 22,690 | $231.2M | 0.04% | |
| 89 | —PLUTONIAN ACQUISITION CORP | 22,196 | $230.5M | 0.04% | |
| 90 | RIVNRIVIAN AUTOMOTIVE INC | 13,600 | $226.6M | 0.04% | Call |
| 91 | ALSAFALPHA STAR ACQUISITION CORP | 21,103 | $226.4M | 0.04% | |
| 92 | RNWRENEW ENERGY GLOBAL PLC | 278,111 | $222.5M | 0.04% | |
| 93 | —AURA FAT PROJS ACQUISITION C | 20,361 | $215.4M | 0.04% | |
| 94 | ENPH 0.25 03/01/25ENPHASE ENERGY INC | 100,000 | $214.8M | 0.04% | |
| 95 | CMPOWCOMPOSECURE INC | 203,563 | $213.7M | 0.04% | |
| 96 | AMPX/WSAMPRIUS TECHNOLOGIES INC | 442,910 | $212.6M | 0.04% | |
| 97 | NENOBLE CORP PLC | 8,422 | $210.3M | 0.03% | |
| 98 | ESHAESH ACQUISITION CORP | 20,455 | $207.4M | 0.03% | |
| 99 | —VISION SENSING ACQUISITION C | 17,677 | $189.2M | 0.03% | |
| 100 | MBVIM3 BRIGADE ACQUISITION III | 17,735 | $185.4M | 0.03% |
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