WATER ISLAND CAPITAL LLC Q1 2017 Filing

Filed May 15, 2017

Portfolio Value

$1.8B

Holdings

88

Report Date

Q1 2017

Filing Type

13F-HR

All Holdings (88 positions)

#StockSharesValue% PortfolioType
1
ALLIED WRLD ASSUR COM HLDG A
2,958,604$157.1M8.91%
2
WHITEWAVE FOODS CO
1,824,563$102.4M5.81%
3
VALSPAR CORP
746,854$82.9M4.70%
4
PRIVATEBANCORP INC
1,376,003$81.7M4.63%
5
NXPINXP SEMICONDUCTORS N V
777,256$80.4M4.56%
6
JOY GLOBAL INC
2,354,036$66.5M3.77%
7
CHEMTURA CORP
1,935,186$64.6M3.67%
8
AIR METHODS CORP
1,466,290$63.0M3.58%
9
CST BRANDS INC
1,206,773$58.0M3.29%
10
NEUSTAR INC
1,640,977$54.4M3.09%
11
WILLIAMS CLAYTON ENERGY INC
396,945$52.4M2.97%
12
ZELTIQ AESTHETICS INC
926,222$51.5M2.92%
13
LEVEL 3 COMMUNICATIONS INC
894,127$51.2M2.90%
14
REYNOLDS AMERICAN INC
804,568$50.7M2.88%
15
IXIA
2,508,361$49.3M2.80%
16
MOBILEYE N V AMSTELVEEN
793,840$48.7M2.77%
17
MEAD JOHNSON NUTRITION CO
529,847$47.2M2.68%
18
EVERBANK FINL CORP
2,263,730$44.1M2.50%
19
MULTI PACKAGING SOLUTIONS IN
2,261,434$40.6M2.30%
20
UNHUNITEDHEALTH GROUP INC
244,942$40.2M2.28%
21
B/E AEROSPACE INC
613,400$39.3M2.23%
22
ULTRATECH INC
1,285,898$38.1M2.16%
23
SYNGENTA AG
427,658$37.8M2.15%
24
FORTRESS INVESTMENT GROUP LL
4,564,378$36.3M2.06%
25
TWXCHFTIME WARNER INC
368,421$36.0M2.04%
26
ASTORIA FINL CORP
1,350,230$27.7M1.57%
27
NIMBLE STORAGE INC
1,789,088$22.4M1.27%
28
HEADWATERS INC
935,820$22.0M1.25%
29
VCA INC
216,562$19.8M1.12%
30
WRUSDWESTAR ENERGY INC
329,818$17.9M1.02%
31
CEB INC
210,517$16.5M0.94%
32
HPEHEWLETT PACKARD ENTERPRISE C
488,973$11.6M0.66%
33
LUMOS NETWORKS CORP
612,087$10.8M0.61%
34
UNIVERSAL AMERN CORP NEW
957,188$9.5M0.54%
35
HERITAGE OAKS BANCORP
696,335$9.3M0.53%
36
BNC BANCORP
240,763$8.4M0.48%
37
CASCADE BANCORP
1,089,621$8.4M0.48%
38
TIME INC NEW
307,720$6.0M0.34%
39
COLBCOLUMBIA BKG SYS INC
152,604$6.0M0.34%
40
DKDELEK US HLDGS INC
242,993$5.9M0.33%
41
CTXSEURCITRIX SYS INC
67,215$5.6M0.32%
42
APDAIR PRODS & CHEMS INC
40,422$5.5M0.31%
43
CORNERSTONE ONDEMAND INC
130,166$5.1M0.29%
44
SILVER BAY RLTY TR CORP
225,622$4.8M0.27%
45
KATE SPADE & CO
200,000$4.6M0.26%
46
NBL2EURNOBLE ENERGY INC
134,396$4.6M0.26%
47
GAS NAT INC
350,762$4.5M0.25%
48
NSCNORFOLK SOUTHERN CORP
39,042$4.4M0.25%
49
CRMSALESFORCE COM INC
52,895$4.4M0.25%
50
SOUTHWEST BANCORP INC OKLA
148,931$3.9M0.22%
51
EXAR CORP
250,000$3.3M0.18%
52
DIGITALGLOBE INC
94,296$3.1M0.18%
53
STILLWATER MNG CO
2,000,000$2.7M0.15%
54
PANDORA MEDIA INC
213,736$2.5M0.14%
55
NXP SEMICONDUCTORS N V
2,000,000$2.3M0.13%
56
CMCSACOMCAST CORP NEW
60,624$2.3M0.13%
57
TWITTER INC
2,500,000$2.3M0.13%
58
BROOKFIELD CDA OFFICE PPTYS
88,902$2.1M0.12%
59
PANDORA MEDIA INC
2,000,000$2.0M0.11%
60
DEPOMED INC
1,857,000$1.7M0.10%
61
XLFISELECT SECTOR SPDR TR
29,561$1.6M0.09%
62
SUPERVALU INC
339,220$1.3M0.07%
63
SHUTTERFLY INC
1,300,000$1.3M0.07%
64
FIREEYE INC
1,314,000$1.2M0.07%
65
CORNERSTONE ONDEMAND INC
1,000,000$1.0M0.06%
66
CHHCHOICE HOTELS INTL INC
14,446$904K0.05%
67
MARMARRIOTT INTL INC NEW
9,548$899K0.05%
68
MCDMCDONALDS CORP
5,059$656K0.04%
69
DNKNDUNKIN BRANDS GROUP INC
11,765$643K0.04%
70
ORCLORACLE CORP
14,096$629K0.04%
71
IBMINTERNATIONAL BUSINESS MACHS
3,588$625K0.04%
72
WENWENDYS CO
45,562$620K0.04%
73
INTCINTEL CORP
17,050$615K0.03%
74
PZZAPAPA JOHNS INTL INC
7,477$598K0.03%
75
CLSCA INC
16,558$525K0.03%
76
NOBLE ENERGY INC
288,600$299K0.02%Put
77
LVLNSPDR SERIES TRUST
261,400$283K0.02%Put
78
BOBEUSDBOB EVANS FARMS INC
3,255$211K0.01%
79
PANDORA MEDIA INC
233,700$165K0.01%Put
80
VALSPAR CORP
99,600$117K0.01%Call
81
VALSPAR CORP
433,100$87K0.00%Put
82
MEAD JOHNSON NUTRITION CO
165,400$61K0.00%Put
83
CENTURYLINK INC
155,000$21K0.00%Put
84
FREDS INC
177,300$11K0.00%Call
85
TIME INC NEW
63,000$8K0.00%Put
86
HPEHEWLETT PACKARD ENTERPRISE C
242,800$6K0.00%Put
87
MACYS INC
116,500$6K0.00%Call
88
DEPOMED INC
14,500$4K0.00%Call