WATER ISLAND CAPITAL LLC Q3 2018 Filing

Filed November 13, 2018

Portfolio Value

$1.8B

Holdings

103

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (103 positions)

#StockSharesValue% PortfolioType
1
TWENTY FIRST CENTY FOX INC
3,137,382$145.4M7.87%
2
PINNACLE FOODS INC DEL
2,129,034$138.0M7.47%
3
FOREST CITY RLTY TR INC
3,765,192$94.5M5.12%
4
ROCKWELL COLLINS INC
619,205$87.0M4.71%
5
KLX INC
1,296,363$81.4M4.41%
6
GRAMERCY PPTY TR
2,891,339$79.3M4.30%
7
MB FINANCIAL INC NEW
1,289,108$59.4M3.22%
8
VECTREN CORP
818,100$58.5M3.17%
9
PINNACLE ENTMT INC NEW
1,592,811$53.7M2.91%
10
KAPSTONE PAPER & PACKAGING C
1,541,354$52.3M2.83%
11
AETNA INC NEW
241,860$49.1M2.66%
12
LTHLIFEPOINT HEALTH INC
686,000$44.2M2.39%
13
WEB COM GROUP INC
1,420,527$39.6M2.15%
14
COBIZ FINANCIAL INC
1,766,891$39.1M2.12%
15
U S G CORP
889,352$38.5M2.09%
16
SODASTREAM INTERNATIONAL LTD
256,396$36.7M1.99%
17
NXSTAGE MEDICAL INC
1,208,077$33.7M1.82%
18
Dun & Bradstreet Corp/The
229,001$32.6M1.77%
19
EXPRESS SCRIPTS HLDG CO
326,799$31.0M1.68%
20
K2M GROUP HLDGS INC
1,068,624$29.2M1.58%
21
UPBDRENT A CTR INC NEW
1,999,179$28.7M1.56%
22
AABAUSDALTABA INC
368,619$25.1M1.36%
23
ELLIS PERRY INTL INC
876,488$24.0M1.30%
24
SYNTEL INC
575,409$23.6M1.28%
25
MITEL NETWORKS CORP
2,087,225$23.0M1.25%
26
ENERGEN CORP
245,251$21.1M1.14%
27
OIIOCEANEERING INTL INC
576,000$19.9M1.08%
28
SPECTRA ENERGY PARTNERS LP
536,918$19.2M1.04%
29
SUPERVALU INC
567,291$18.3M0.99%
30
KMG CHEMICALS INC
233,989$17.7M0.96%
31
STATE BK FINL CORP
566,612$17.1M0.93%
32
XO GROUP INC
474,697$16.4M0.89%
33
TRNTRINITY INDS INC
426,668$15.6M0.85%
34
WHWYNDHAM HOTELS & RESORTS INC
277,403$15.4M0.83%
35
ASPUASPEN GROUP INC
348,394$14.6M0.79%
36
NAVIGATORS GROUP INC
202,000$14.0M0.76%
37
ASHASHLAND GLOBAL HLDGS INC
152,130$12.8M0.69%
38
BEMIS INC
247,368$12.0M0.65%
39
AMTRUST FINL SVCS INC
803,100$11.7M0.63%
40
ANDEAVOR
74,532$11.4M0.62%
41
ATHENAHEALTH INC
85,280$11.4M0.62%
42
FCB FINL HLDGS INC
235,443$11.2M0.60%
43
XERIUM TECHNOLOGIES INC
819,460$11.0M0.60%
44
TRAVELPORT WORLDWIDE LTD
616,802$10.4M0.56%
45
RTI INTL METALS INC
10,000,000$10.3M0.56%
46
SONIC CORP
233,938$10.1M0.55%
47
MACMACERICH CO
173,100$9.6M0.52%
48
NSCNORFOLK SOUTHERN CORP
52,765$9.5M0.52%
49
NEVSUN RES LTD
2,123,500$9.4M0.51%
50
HAINHAIN CELESTIAL GROUP INC
318,820$8.6M0.47%
51
COREPOINT LODGING INC
432,153$8.4M0.46%
52
INTEGRATED DEVICE TECHNOLOGY
175,000$8.2M0.45%
53
HRIHERC HLDGS INC
157,500$8.1M0.44%
54
NTGRNETGEAR INC
121,569$7.6M0.41%
55
ORBOTECH LTD
127,533$7.6M0.41%
56
REIS INC
326,800$7.5M0.41%
57
XRXCHFXEROX CORP
272,162$7.3M0.40%
58
LASALLE HOTEL PPTYS
211,996$7.3M0.40%
59
NEXEO SOLUTIONS INC
594,970$7.3M0.39%
60
PANDORA MEDIA INC
729,200$6.9M0.38%
61
ZOES KITCHEN INC
517,139$6.6M0.36%
62
XLFISELECT SECTOR SPDR TR
121,140$6.5M0.35%
63
TRCOTRIBUNE MEDIA CO
166,190$6.4M0.35%
64
HUMHUMANA INC
18,500$6.3M0.34%
65
ENGILITY HLDGS INC NEW
159,811$5.8M0.31%
66
FIRST CONN BANCORP INC MD
163,811$4.8M0.26%
67
INVUITY INC
636,000$4.7M0.25%
68
CBS CORP NEW
77,255$4.4M0.24%
69
PARATEK PHARMACEUTICALS INC
439,726$4.3M0.23%
70
XLYSELECT SECTOR SPDR TR
27,540$3.2M0.17%
71
AKORN INC
191,400$2.5M0.13%
72
CONVERGYS CORP
100,000$2.4M0.13%
73
NIELSEN HLDGS PLC
81,939$2.3M0.12%
74
AXTAAXALTA COATING SYS LTD
75,000$2.2M0.12%
75
HDHOME DEPOT INC
9,840$2.0M0.11%
76
GREEN BANCORP INC
91,347$2.0M0.11%
77
VIABVIACOM INC NEW
57,422$1.9M0.10%
78
SPIRIT MTA REIT
141,398$1.6M0.09%
79
INTEGRATED DEVICE TECHNOLOGY
1,000,000$1.5M0.08%
80
TWENTY FIRST CENTY FOX INC
2,067,500$1.5M0.08%Put
81
SYNAPTICS INC
1,500,000$1.4M0.08%
82
MAZOR ROBOTICS LTD
21,554$1.3M0.07%
83
XLISELECT SECTOR SPDR TR
15,490$1.2M0.07%
84
TSCOTRACTOR SUPPLY CO
12,420$1.1M0.06%
85
ARLOARLO TECHNOLOGIES INC
76,426$1.1M0.06%
86
ROVI CORP
1,000,000$950K0.05%
87
BTEBAYTEX ENERGY CORP
292,500$851K0.05%
88
NIHDEURNII HLDGS INC
143,753$842K0.05%
89
AKORN INC
191,400$727K0.04%Put
90
CNX MIDSTREAM PARTNERS LP
19,500$375K0.02%
91
NBL2EURNOBLE ENERGY INC
12,000$374K0.02%
92
TRONOX LTD
15,000$179K0.01%
93
PAPA JOHNS INTL INC
100,000$178K0.01%Put
94
SPARTON CORP
10,000$144K0.01%
95
UNVREURUNIVAR INC
41,500$127K0.01%Call
96
GSATUSDGLOBALSTAR INC
200,000$102K0.01%
97
FGL HLDGS
40,000$79K0.00%
98
ROCKWELL COLLINS INC
155,400$78K0.00%Put
99
ATHENAHEALTH INC
40,500$70K0.00%Put
100
ASPEN INSURANCE HOLDINGS LTD
225,000$56K0.00%Put
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