WATER ISLAND CAPITAL LLC Q4 2021 Filing
Filed February 14, 2022
Portfolio Value
$1.8B
Holdings
97
Report Date
Q4 2021
Filing Type
13F-HR
All Holdings (97 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —IHS MARKIT LTD | 1,151,232 | $153.0M | 8.45% | |
| 2 | XLNXEURXILINX INC | 706,166 | $149.7M | 8.27% | |
| 3 | WTWWILLIS TOWERS WATSON PLC LTD | 585,714 | $139.1M | 7.68% | |
| 4 | NUANEURNUANCE COMMUNICATIONS INC | 2,170,581 | $120.1M | 6.63% | |
| 5 | RG6ROGERS CORP | 312,097 | $85.2M | 4.70% | |
| 6 | MFS1EURWELBILT INC | 3,297,912 | $78.4M | 4.33% | |
| 7 | —CYRUSONE INC | 870,388 | $78.1M | 4.31% | |
| 8 | COHREURCOHERENT INC | 267,457 | $71.3M | 3.94% | |
| 9 | CHNGUSDCHANGE HEALTHCARE INC | 3,328,322 | $71.2M | 3.93% | |
| 10 | AJRDEURAEROJET ROCKETDYNE HLDGS INC | 1,216,524 | $56.9M | 3.14% | |
| 11 | MNRUSDMONMOUTH REAL ESTATE INVT CO | 2,633,425 | $55.3M | 3.05% | |
| 12 | CERNCHFCERNER CORP | 568,292 | $52.8M | 2.91% | |
| 13 | —VONAGE HLDGS CORP | 2,519,713 | $52.4M | 2.89% | |
| 14 | —MCAFEE CORP | 1,608,673 | $41.5M | 2.29% | |
| 15 | TXNMPNM RES INC | 894,081 | $40.8M | 2.25% | |
| 16 | SF9SANDERSON FARMS INC | 210,727 | $40.3M | 2.22% | |
| 17 | CCMPCMC MATERIALS INC | 179,035 | $34.3M | 1.89% | |
| 18 | —MOMENTIVE GLOBAL INC | 1,602,000 | $33.9M | 1.87% | |
| 19 | —SPX FLOW INC | 380,459 | $32.9M | 1.82% | |
| 20 | —BOTTOMLINE TECH DEL INC | 578,714 | $32.7M | 1.80% | |
| 21 | RRDEURDONNELLEY R R & SONS CO | 2,583,244 | $29.1M | 1.61% | |
| 22 | —MIMECAST LTD | 340,666 | $27.1M | 1.50% | |
| 23 | —NEOPHOTONICS CORP | 1,640,632 | $25.2M | 1.39% | |
| 24 | MXMAGNACHIP SEMICONDUCTOR CORP | 1,177,839 | $24.7M | 1.36% | |
| 25 | —VEONEER INC | 673,152 | $23.9M | 1.32% | |
| 26 | —FORTERRA INC | 976,115 | $23.2M | 1.28% | |
| 27 | —GCP APPLIED TECHNOLOGIES INC | 616,799 | $19.5M | 1.08% | |
| 28 | —ATOTECH LTD | 712,801 | $18.2M | 1.00% | |
| 29 | —TRISTATE CAP HLDGS INC | 576,122 | $17.4M | 0.96% | |
| 30 | —ATHENE HOLDING LTD | 204,824 | $17.1M | 0.94% | |
| 31 | —KRATON CORP | 364,443 | $16.9M | 0.93% | |
| 32 | —COREPOINT LODGING INC | 955,160 | $15.0M | 0.83% | |
| 33 | ARNAEURARENA PHARMACEUTICALS INC | 140,800 | $13.1M | 0.72% | |
| 34 | —DEL TACO RESTAURANTS INC NEW | 1,033,768 | $12.9M | 0.71% | |
| 35 | VRSUSDVERSO CORP | 471,000 | $12.7M | 0.70% | |
| 36 | BKOBLUEROCK RESIDENTIAL GWT REI | 482,000 | $12.7M | 0.70% | |
| 37 | —TEEKAY LNG PARTNERS L P | 742,531 | $12.6M | 0.69% | |
| 38 | —MONEYLION INC | 2,933,000 | $10.4M | 0.58% | |
| 39 | —VONAGE HLDGS CORP | 5,500,000 | $7.4M | 0.41% | |
| 40 | SERVUSDTERMINIX GLOBAL HOLDINGS INC | 135,000 | $6.1M | 0.34% | |
| 41 | —Lightning eMotors Inc | 5,950,000 | $4.8M | 0.26% | |
| 42 | —CASPER SLEEP INC | 631,390 | $4.2M | 0.23% | |
| 43 | —ZENDESK INC | 3,500,000 | $4.2M | 0.23% | |
| 44 | FIVN 0.5 06/01/25FIVE9 INC | 3,000,000 | $3.7M | 0.20% | |
| 45 | —KAMAN CORP | 3,000,000 | $3.1M | 0.17% | |
| 46 | XYZ 0.125 03/01/25BLOCK INC | 2,000,000 | $3.0M | 0.16% | |
| 47 | KLR1USDKALEYRA INC | 232,895 | $2.3M | 0.13% | |
| 48 | —NUANCE COMMUNICATIONS INC | 1,000,000 | $2.3M | 0.13% | |
| 49 | —PARATEK PHARMACEUTICALS INC | 2,250,000 | $2.1M | 0.11% | |
| 50 | PSTG 0.125 04/15/23PURE STORAGE INC | 1,500,000 | $2.0M | 0.11% | |
| 51 | —TWITTER INC | 1,500,000 | $1.6M | 0.09% | |
| 52 | —ZENDESK INC | 253,100 | $1.6M | 0.09% | Call |
| 53 | HIGHARTFORD FINL SVCS GROUP INC | 18,775 | $1.3M | 0.07% | |
| 54 | BKKTBAKKT HOLDINGS INC | 141,200 | $1.2M | 0.07% | |
| 55 | —STRYVE FOODS INC | 300,000 | $1.2M | 0.07% | |
| 56 | FIVNFIVE9 INC | 5,594 | $768K | 0.04% | |
| 57 | —GREENSKY INC | 56,926 | $647K | 0.04% | |
| 58 | —AMERICAN NATIONAL GROUP INC | 2,277 | $430K | 0.02% | |
| 59 | ISBCUSDINVESTORS BANCORP INC NEW | 25,484 | $386K | 0.02% | |
| 60 | PYPLPAYPAL HLDGS INC | 2,000 | $377K | 0.02% | |
| 61 | FBCUSDFLAGSTAR BANCORP INC | 7,620 | $365K | 0.02% | |
| 62 | OXYOCCIDENTAL PETE CORP | 12,000 | $348K | 0.02% | |
| 63 | —MAGELLAN HEALTH INC | 3,099 | $294K | 0.02% | |
| 64 | —PARATEK PHARMACEUTICALS INC | 55,972 | $251K | 0.01% | |
| 65 | —FERRO CORP | 11,363 | $248K | 0.01% | |
| 66 | —PAE INC | 23,649 | $235K | 0.01% | |
| 67 | —GOLDEN STAR RES LTD CDA | 60,405 | $231K | 0.01% | |
| 68 | SJR/BEURSHAW COMMUNICATIONS INC | 7,160 | $218K | 0.01% | |
| 69 | PINSPINTEREST INC | 5,900 | $214K | 0.01% | |
| 70 | —GOLDEN NUGGET ONLINE GAMIN | 20,176 | $201K | 0.01% | |
| 71 | —UPHEALTH INC | 97,623 | $201K | 0.01% | |
| 72 | —STERLING BANCORP DEL | 7,586 | $196K | 0.01% | |
| 73 | RNGRINGCENTRAL INC | 1,000 | $187K | 0.01% | |
| 74 | NMI1EURKIRKLAND LAKE GOLD LTD | 4,396 | $184K | 0.01% | |
| 75 | FMBIUSDFIRST MIDWEST BANCORP DEL | 8,871 | $182K | 0.01% | |
| 76 | —TERMINIX GLOBAL HOLDINGS INC | 135,000 | $180K | 0.01% | Put |
| 77 | ACMAECOM | 2,000 | $155K | 0.01% | |
| 78 | STTSPDR S&P 500 ETF TR | 50,000 | $151K | 0.01% | Call |
| 79 | —ATLANTIC CAP BANCSHARES INC | 3,668 | $106K | 0.01% | |
| 80 | —STATE AUTO FINL CORP | 2,054 | $106K | 0.01% | |
| 81 | —FTS INTERNATIONAL INC | 4,023 | $106K | 0.01% | |
| 82 | —INTERSECT ENT INC | 3,886 | $106K | 0.01% | |
| 83 | —INDEPENDENCE HLDG CO NEW | 1,777 | $101K | 0.01% | |
| 84 | CP.TOCANADIAN PAC RY LTD | 1,293 | $93K | 0.01% | |
| 85 | —RELIANT BANCORP INC | 2,580 | $92K | 0.01% | |
| 86 | —CORVUS GOLD INC | 26,953 | $87K | 0.00% | |
| 87 | XYZBLOCK INC | 400 | $65K | 0.00% | |
| 88 | ZLABZAI LAB LTD | 1,000 | $63K | 0.00% | |
| 89 | DISCAUSDDISCOVERY INC | 2,500 | $59K | 0.00% | |
| 90 | PENNPENN NATL GAMING INC | 1,014 | $53K | 0.00% | |
| 91 | —1ST CONSTITUTION BANCORP | 1,918 | $49K | 0.00% | |
| 92 | BIRDGBPALLBIRDS INC | 2,000 | $30K | 0.00% | |
| 93 | AMDADVANCED MICRO DEVICES INC | 4,000 | $26K | 0.00% | Call |
| 94 | —BRICKELL BIOTECH INC | 100,000 | $23K | 0.00% | |
| 95 | OPLNKAR AUCTION SVCS INC | 21,500 | $4K | 0.00% | Call |
| 96 | —SCIENTIFIC GAMES CORP | 10,000 | $3K | 0.00% | Call |
| 97 | TBCHTURTLE BEACH CORP | 5,000 | $0 | 0.00% | Call |