Westchester Capital Management, LLC Q4 2017 Filing
Filed February 14, 2018
Portfolio Value
$2.6T
Holdings
84
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (84 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | AABAUSDAltaba Inc. | 4,280,089 | $299.0B | 11.70% | |
| 2 | TWXCHFTime Warner Inc. | 3,157,750 | $288.8B | 11.30% | |
| 3 | —DowDuPont Inc. | 3,418,241 | $243.4B | 9.53% | Put |
| 4 | NXPINXP Semiconductors NV | 1,806,888 | $211.6B | 8.28% | |
| 5 | SPYSPDR S&P 500 ETF TR | 675,000 | $180.1B | 7.05% | Put |
| 6 | HUNHuntsman Corporation | 3,674,050 | $122.3B | 4.79% | Put |
| 7 | —Rockwell Collins, Inc. | 746,283 | $101.2B | 3.96% | |
| 8 | SNIScripps Networks Interactive Inc | 1,105,345 | $94.4B | 3.69% | |
| 9 | FOXATwenty-First Century Fox, Inc. | 2,543,470 | $86.8B | 3.40% | Put |
| 10 | —Monsanto Company NEW | 655,912 | $76.6B | 3.00% | |
| 11 | AIGAmerican International Group, Inc. | 1,276,800 | $76.1B | 2.98% | Put |
| 12 | —Orbital ATK, Inc. | 549,750 | $72.3B | 2.83% | |
| 13 | —Aetna Inc. NEW | 391,674 | $70.7B | 2.76% | |
| 14 | —Calpine Corporation | 4,188,231 | $63.4B | 2.48% | |
| 15 | BDXBecton, Dickinson and Company | 251,696 | $53.9B | 2.11% | |
| 16 | —GGP Inc. | 2,223,350 | $52.0B | 2.03% | |
| 17 | —CalAtlantic Group, Inc. | 806,805 | $45.5B | 1.78% | |
| 18 | —ILG, Inc. | 1,451,343 | $41.3B | 1.62% | Put |
| 19 | —Cavium Inc. | 443,735 | $37.2B | 1.46% | |
| 20 | JCIJohnson Controls International PLC | 513,007 | $19.6B | 0.77% | Put |
| 21 | —Impax Laboratories Inc | 19,731,000 | $19.2B | 0.75% | |
| 22 | —CBS Corporation NEW | 306,925 | $18.1B | 0.71% | Put |
| 23 | CSXCSX Corporation | 306,800 | $16.9B | 0.66% | Put |
| 24 | APTVAptiv PLC | 154,830 | $15.8B | 0.62% | Put |
| 25 | —Dynegy, Inc. NEW DEL | 1,286,736 | $15.2B | 0.60% | |
| 26 | VACMarriot Vacations Worldwide Co. | 109,500 | $14.8B | 0.58% | Put |
| 27 | QCOMQUALCOMM Incorporated | 214,000 | $13.7B | 0.54% | Put |
| 28 | —Forum Merger Corporation | 1,278,587 | $12.8B | 0.50% | |
| 29 | DXCDXC Technology Company | 131,900 | $12.5B | 0.49% | Put |
| 30 | —Brocade Communications SYS I | 11,954,000 | $12.2B | 0.48% | |
| 31 | —Avista Healthcare Public Acquisition Corp | 1,053,000 | $10.4B | 0.41% | |
| 32 | STWDStarwood Property Trust, Inc. | 484,358 | $10.3B | 0.40% | |
| 33 | —Pensare Acquisition Corp. | 1,029,998 | $10.0B | 0.39% | |
| 34 | —Advanced Accelerator Applications SA | 121,585 | $9.9B | 0.39% | |
| 35 | —Modern Media Acquisition Corp. | 980,396 | $9.6B | 0.38% | |
| 36 | —Almost Family Inc. | 143,820 | $8.0B | 0.31% | |
| 37 | EQTEQT Corporation | 121,600 | $6.9B | 0.27% | Put |
| 38 | —GigCapital, Inc. | 652,920 | $6.5B | 0.26% | |
| 39 | —Legacy Acquisition Corp. | 580,000 | $5.8B | 0.23% | |
| 40 | —Pinnacle Entertainment, Inc. NEW | 170,654 | $5.6B | 0.22% | |
| 41 | LM03Liberty Media Corp DELAWARE | 137,973 | $5.5B | 0.21% | |
| 42 | CTLEURCenturyLink, Inc. | 318,447 | $5.3B | 0.21% | |
| 43 | —CM Seven Star Acquisition Corp. | 474,998 | $4.6B | 0.18% | |
| 44 | —Black Ridge Acquisition Corp. | 460,000 | $4.5B | 0.17% | |
| 45 | GEGeneral Electric Company | 246,600 | $4.3B | 0.17% | Put |
| 46 | MGIEURMoneyGram International, Inc. | 326,252 | $4.3B | 0.17% | |
| 47 | XLBSelect Sector SPDR TR | 68,300 | $4.1B | 0.16% | Put |
| 48 | DOVDover Corp | 40,100 | $4.0B | 0.16% | Put |
| 49 | HIOWestern Asset High Income Opportunity Fun | 763,229 | $3.9B | 0.15% | |
| 50 | TRCOTribune Media Company | 88,376 | $3.8B | 0.15% | |
| 51 | DSUBlackrock Debt Strategies Fund, Inc. | 318,149 | $3.7B | 0.15% | |
| 52 | —Regalwood Global Energy Ltd. | 337,755 | $3.4B | 0.13% | |
| 53 | —Electrum Special Acquisition Corp. | 300,000 | $3.1B | 0.12% | |
| 54 | —Delphi Automotive PLC | 27,270 | $2.8B | 0.11% | Put |
| 55 | NWSANews Corporation NEW | 163,001 | $2.6B | 0.10% | |
| 56 | —Silver Run Acquisition | 256,894 | $2.5B | 0.10% | |
| 57 | —Big Rock Partners Acquisition Corp. | 244,761 | $2.5B | 0.10% | |
| 58 | —Caesars Entertainment Corp | 1,079,299 | $2.1B | 0.08% | |
| 59 | —Bison Capital Acquisition Corp. | 199,998 | $2.0B | 0.08% | |
| 60 | —Federal Street Acquisition Corp. | 184,998 | $1.8B | 0.07% | |
| 61 | —Draper Oakwood Tech Acquisition, Inc | 150,000 | $1.5B | 0.06% | |
| 62 | CZREURCaesars Entertainment Corporation | 106,543 | $1.3B | 0.05% | |
| 63 | —Invesco Dynamic Credit Opportunities Fund | 109,967 | $1.3B | 0.05% | |
| 64 | VVRInvesco Senior Income Trust | 289,802 | $1.3B | 0.05% | |
| 65 | —Apollo Senior Floating Rate Fund Inc. | 77,852 | $1.3B | 0.05% | |
| 66 | —Voya Prime Rate Trust | 248,728 | $1.3B | 0.05% | |
| 67 | EFTEaton Vance Floating-Rate Income Trust | 79,084 | $1.1B | 0.04% | |
| 68 | FCTFirst Trust Senior Fltg. Rate Income Fd.I | 77,069 | $994.0M | 0.04% | |
| 69 | —Matlin & Partners Acquisition Corp. | 100,000 | $976.0M | 0.04% | |
| 70 | XFRAXBlackrock Fltg Rate Inc. Strategies Fund | 66,381 | $915.0M | 0.04% | |
| 71 | —Rite Aid Corp. | 393,700 | $776.0M | 0.03% | |
| 72 | —New York REIT, Inc. | 111,948 | $440.0M | 0.02% | |
| 73 | —Pensare Acquisition Corp. | 514,999 | $283.0M | 0.01% | |
| 74 | —Modern Media Acquisition Corp. | 490,198 | $269.0M | 0.01% | |
| 75 | —Forum Merger Corporation | 378,094 | $257.0M | 0.01% | |
| 76 | —Black Ridge Acquisition Corp. | 460,000 | $152.0M | 0.01% | |
| 77 | —Federal Street Acquisition Corp. | 92,499 | $107.0M | 0.00% | |
| 78 | —CM Seven Star Acquisition Corp. | 237,499 | $69.0M | 0.00% | |
| 79 | —Borqs Technologies Inc. | 10,444 | $56.0M | 0.00% | |
| 80 | —Draper Oakwood Tech Acquisition Inc | 75,000 | $46.0M | 0.00% | |
| 81 | LENLennar Corporation | 872 | $45.0M | 0.00% | |
| 82 | —Bison Capital Acquisition Corp. | 99,999 | $36.0M | 0.00% | |
| 83 | —MainSource Financial Group, Inc. | 850 | $31.0M | 0.00% | |
| 84 | —Borqs Technologies Inc. | 104,448 | $18.0M | 0.00% |