Westchester Capital Management, LLC Q4 2018 Filing

Filed February 14, 2019

Portfolio Value

$2.3T

Holdings

108

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (108 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	AABAUSDAltaba Inc.	5,481,641	$317.6B	14.01%
2	FOXATwenty-First Century Fox, Inc.	4,829,449	$230.8B	10.18%
3	RHT1EURRed Hat, Inc.	994,764	$174.7B	7.71%
4	DISDisney Walt Co.	848,100	$93.0B	4.10%	Put
5	SPYSPDR S&P 500 ETF TR	370,000	$92.5B	4.08%	Put
6	—ARRIS International Inc.	2,885,962	$88.2B	3.89%
7	DDominion Energy Midstream Partners, LP	4,780,375	$86.2B	3.81%
8	—Aspen Insurance Holdings Limited	2,001,137	$84.0B	3.71%
9	—DowDuPont Inc.	1,337,159	$71.5B	3.16%	Put
10	—Valero Energy Partners LP	1,533,178	$64.7B	2.85%
11	—NxStage Medical, Inc.	2,250,824	$64.4B	2.84%
12	—Esterline Technologies Corporation	526,162	$63.9B	2.82%
13	—USG Corporation	1,135,944	$48.5B	2.14%
14	—SCANA Corporation NEW	962,221	$46.0B	2.03%
15	—Dun & Bradstreet Corporation DEL NEW	320,640	$45.8B	2.02%
16	—Pandora Media Inc.	5,213,963	$42.2B	1.86%
17	XLKSelect Sector SPDR Tr	651,400	$40.4B	1.78%	Put
18	—L3 Technologies, Inc.	192,836	$33.5B	1.48%
19	—Orbotech, Ltd.	581,204	$32.9B	1.45%
20	DELLDell Technologies Inc.	552,318	$27.0B	1.19%
21	—Shire PLC	132,931	$23.1B	1.02%
22	—athenahealth, Inc.	145,623	$19.2B	0.85%
23	—Trinity Merger Corp.	1,916,655	$19.1B	0.84%
24	XOPUSDSPDR Series Trust	691,800	$18.4B	0.81%	Put
25	—Twenty-First Century Fox, Inc.	367,110	$17.7B	0.78%
26	—Randgold Resources Limited	198,551	$17.0B	0.75%
27	BXUSDThe Blackstone Group L.P.	551,200	$16.4B	0.72%	Put
28	HUNHuntsman Corporation	765,700	$14.8B	0.65%	Put
29	—Newfield Exploration Company	981,835	$14.4B	0.64%
30	TAT&T Inc.	498,479	$14.2B	0.63%
31	—Constellation Alpha Capital Corp.	1,387,159	$14.2B	0.62%
32	—Pensare Acquisition Corp.	1,375,796	$13.9B	0.61%
33	—Encana Corporation	2,362,616	$13.7B	0.60%
34	UTXZUnited Technologies Corporation	126,473	$13.5B	0.59%	Put
35	—CM Seven Star Acquisition Corp.	1,325,353	$13.4B	0.59%
36	—Modern Media Acquisition Corp.	1,280,396	$13.1B	0.58%
37	—Trident Acquisitions Corp.	1,303,102	$13.0B	0.57%
38	—Federal Street Acquisition Corp.	1,250,000	$12.8B	0.56%
39	FCGFirst Trust Exchange Traded Fund	810,700	$11.9B	0.53%	Put
40	BPYPNBrookfield Property REIT Inc.	650,507	$10.5B	0.46%
41	MSGSMadison Square Garden CO NEW	38,600	$10.3B	0.46%	Put
42	—GigCapital, Inc.	952,916	$9.6B	0.42%
43	—Graf Industrial Corp.	894,467	$8.9B	0.39%
44	—VectoIQ Acquisition Corp.	918,404	$8.9B	0.39%
45	—CF Finance Acquisition Corp.	885,259	$8.9B	0.39%
46	—Union Acquisition Corp.	876,725	$8.8B	0.39%
47	—Pure Acquisition Corp.	884,114	$8.7B	0.38%
48	—Alberton Acquisition Corporation	830,014	$8.1B	0.36%
49	—Legacy Acquisition Corp.	828,107	$8.1B	0.36%
50	—CBS CORP NEW	184,306	$8.1B	0.36%	Put
51	—Thunder Bridge Acquisition, Ltd.	700,000	$6.9B	0.31%
52	—Nevsun Resources Ltd.	1,326,938	$5.8B	0.26%
53	—FinTech Acquisition Corp. III	568,514	$5.7B	0.25%
54	—Travelport Worldwide Limited	347,500	$5.4B	0.24%
55	—ChaSerg Technology Acquisition Corp.	530,162	$5.3B	0.23%
56	DISCKUSDDiscovery Inc.	225,109	$5.2B	0.23%
57	—Leisure Acquisition Corp.	506,900	$5.0B	0.22%
58	—Mudrick Capital Acquisition	498,050	$4.9B	0.22%
59	—Twelve Seas Investment Company	475,000	$4.7B	0.21%
60	—Black Ridge Acquisition Corp.	460,000	$4.6B	0.20%
61	—Gordon Pointe Acquisition Corp.	458,496	$4.6B	0.20%
62	—Tiberius Acquisition Corporation	450,000	$4.4B	0.19%
63	—TKK Symphony Acquisition Corporation	405,113	$3.9B	0.17%
64	—SendGrid, Inc.	89,395	$3.9B	0.17%
65	—Haymaker Acquisition Corp.	375,527	$3.8B	0.17%
66	—Thunder Bridge Acquisition, Ltd.	369,089	$3.8B	0.17%
67	—Megalith Financial Acquisition Corp.	359,749	$3.5B	0.15%
68	—Regalwood Global Energy Ltd.	337,752	$3.3B	0.15%
69	—Collier Creek Holdings	330,000	$3.3B	0.15%
70	—Forum Merger II Corporation	338,100	$3.3B	0.14%
71	HIOWestern Asset High Income Opportunity Fun	707,954	$3.1B	0.14%
72	—Opes Acquisition Corp.	303,381	$3.0B	0.13%
73	DSUBlackrock Debt Strategies Fund, Inc.	292,739	$2.9B	0.13%
74	—Churchill Capital Corp	275,858	$2.8B	0.12%
75	—Big Rock Partners Acquisition Corp.	244,758	$2.5B	0.11%
76	—Bison Capital Acquisition Corp.	199,998	$2.1B	0.09%
77	—Voya (ING) Prime Rate Trust	456,729	$2.1B	0.09%
78	VVRInvesco Senior Income Trust	477,119	$1.9B	0.08%
79	EFTEaton Vance Floating-Rate Income Trust	147,131	$1.9B	0.08%
80	GNWGenworth Financial, Inc.	372,802	$1.7B	0.08%
81	—Invesco Dynamic Credit Opportunities Fund	164,848	$1.7B	0.07%
82	—Caesars Entertainment Corp	969,954	$1.2B	0.05%
83	—Apollo Senior Floating Rate Fund Inc.	77,852	$1.1B	0.05%
84	—Antero Midstream Partners LP	48,171	$1.0B	0.05%
85	FCTFirst Trust Senior Fltg. Rate Income Fd.I	77,069	$863.0M	0.04%
86	XFRAXBlackrock Fltg Rate OME Strategies Fund	66,381	$790.0M	0.03%
87	—Apollo Tactical Income Fund Inc.	56,605	$779.0M	0.03%
88	—EnLink Midstream Partners, LP	70,527	$777.0M	0.03%
89	—Pure Acquisition Corp.	439,995	$502.0M	0.02%
90	—Mudrick Capital Acquisition	498,050	$224.0M	0.01%
91	LM03Liberty Media Corp Delaware	5,959	$219.0M	0.01%
92	ARDCAres Dynamic Credit Allocation Fund	15,388	$212.0M	0.01%
93	—Legacy Acquisition Corp.	580,000	$191.0M	0.01%
94	—Trinity Merger Corp.	450,727	$178.0M	0.01%
95	—Tiberius Acquisition Corporation	450,000	$175.0M	0.01%
96	—Black Ridge Acquisition Corp.	460,000	$147.0M	0.01%
97	—Caesars Entertainment Corp sr. unsecured	109,345	$136.0M	0.01%
98	—Modern Media Acquisition Corp.	490,198	$132.0M	0.01%
99	—GigCapital, Inc.	489,687	$122.0M	0.01%
100	—Regalwood Global Energy Ltd.	112,584	$120.0M	0.01%

Page 1 of 2Next