WHITEBOX ADVISORS LLC Q1 2017 Filing
Filed May 15, 2017
Portfolio Value
$2.6T
Holdings
75
Report Date
Q1 2017
Filing Type
13F-HR
All Holdings (75 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 4,750,000 | $1.1T | 43.21% | Put |
| 2 | —YAHOO INC | 5,110,303 | $237.2B | 9.15% | |
| 3 | PARRPAR PACIFIC HOLDINGS INC | 7,016,859 | $115.7B | 4.46% | |
| 4 | —C&J ENERGY SVCS INC NEW | 3,106,589 | $105.8B | 4.08% | |
| 5 | STTSPDR S&P 500 ETF TR | 350,000 | $82.5B | 3.18% | Call |
| 6 | AQLTISHARES TR | 600,000 | $82.5B | 3.18% | Put |
| 7 | HPEHEWLETT PACKARD ENTERPRISE C | 2,853,500 | $67.6B | 2.61% | |
| 8 | —ALLEGHENY TECHNOLOGIES INC | 39,611,000 | $58.8B | 2.27% | |
| 9 | —TESLA INC | 24,718,000 | $55.1B | 2.13% | |
| 10 | —HORNBECK OFFSHORE SVCS INC | 74,025,000 | $48.1B | 1.86% | |
| 11 | —VANECK VECTORS ETF TR | 1,373,500 | $42.3B | 1.63% | Put |
| 12 | RITMNEW RESIDENTIAL INVT CORP | 2,433,900 | $41.3B | 1.59% | |
| 13 | —YAHOO INC | 37,180,000 | $38.5B | 1.49% | |
| 14 | —JAZZ US HLDGS INC | 11,049,000 | $25.7B | 0.99% | |
| 15 | —NEW YORK MTG TR INC | 24,410,000 | $23.9B | 0.92% | |
| 16 | —SINA CORP | 319,796 | $23.1B | 0.89% | |
| 17 | —TWO HBRS INVT CORP | 20,900,000 | $21.5B | 0.83% | |
| 18 | NXPINXP SEMICONDUCTORS N V | 205,000 | $21.2B | 0.82% | |
| 19 | —ENCORE CAP GROUP INC | 20,500,000 | $19.3B | 0.75% | |
| 20 | —SPDR SERIES TRUST | 500,000 | $18.6B | 0.72% | Put |
| 21 | —MTGE INVT CORP | 1,108,976 | $18.6B | 0.72% | |
| 22 | —PDL BIOPHARMA INC | 20,461,000 | $17.9B | 0.69% | |
| 23 | —GOGO INC | 21,525,000 | $17.8B | 0.69% | |
| 24 | —CORENERGY INFRASTRUCTURE TR | 15,348,000 | $17.1B | 0.66% | |
| 25 | —BLACKSTONE MTG TR INC | 14,300,000 | $16.4B | 0.63% | |
| 26 | TLTISHARES TR | 130,000 | $15.7B | 0.61% | |
| 27 | —SAEXPLORATION HLDGS INC | 2,609,039 | $15.6B | 0.60% | |
| 28 | LINTA 4 11/15/29LIBERTY MEDIA CORP | 23,632,000 | $14.4B | 0.56% | |
| 29 | —HARMONIC INC | 11,500,000 | $14.3B | 0.55% | |
| 30 | —KEY ENERGY SVCS INC DEL | 540,698 | $12.6B | 0.48% | |
| 31 | DELLDELL TECHNOLOGIES INC | 192,704 | $12.3B | 0.48% | |
| 32 | —AK STL CORP | 7,000,000 | $11.1B | 0.43% | |
| 33 | —BASIC ENERGY SVCS INC NEW | 301,104 | $10.0B | 0.39% | |
| 34 | NVAX 3.75 02/01/23NOVAVAX INC | 17,895,000 | $8.2B | 0.32% | |
| 35 | —GSV CAP CORP | 8,245,000 | $8.1B | 0.31% | |
| 36 | —GREEN PLAINS INC | 6,000,000 | $7.9B | 0.31% | |
| 37 | —SAFEGUARD SCIENTIFICS INC | 7,316,000 | $7.4B | 0.29% | |
| 38 | RYAAYRYANAIR HLDGS PLC | 88,970 | $7.4B | 0.28% | |
| 39 | —COWEN GROUP INC NEW | 7,038,000 | $7.1B | 0.27% | |
| 40 | —COMSTOCK RES INC | 8,274,000 | $7.0B | 0.27% | |
| 41 | TSLATESLA INC | 25,000 | $7.0B | 0.27% | Put |
| 42 | —GNC HLDGS INC | 10,257,000 | $6.1B | 0.24% | |
| 43 | SA2DSANDRIDGE ENERGY INC | 320,716 | $5.9B | 0.23% | |
| 44 | —INVACARE CORP | 5,500,000 | $5.5B | 0.21% | |
| 45 | —HERBALIFE LTD | 5,500,000 | $5.3B | 0.20% | |
| 46 | —ENCORE CAP GROUP INC | 4,376,000 | $4.8B | 0.19% | |
| 47 | —TWITTER INC | 5,000,000 | $4.7B | 0.18% | |
| 48 | —TESLA INC | 4,000,000 | $4.2B | 0.16% | |
| 49 | —ENCORE CAP GROUP INC | 4,462,000 | $3.9B | 0.15% | |
| 50 | CYHCOMMUNITY HEALTH SYS INC NEW | 416,853 | $3.7B | 0.14% | |
| 51 | —CLIFFS NAT RES INC | 450,000 | $3.7B | 0.14% | |
| 52 | —GNC HLDGS INC | 500,000 | $3.7B | 0.14% | Put |
| 53 | GOGOGOGO INC | 325,789 | $3.6B | 0.14% | |
| 54 | ASPSALTISOURCE PORTFOLIO SOLNS S | 95,000 | $3.5B | 0.13% | |
| 55 | ALLYALLY FINL INC | 169,350 | $3.4B | 0.13% | |
| 56 | —COMSTOCK RES INC | 3,968,000 | $3.4B | 0.13% | |
| 57 | SNYSANOFI | 7,181,707 | $3.2B | 0.12% | |
| 58 | RIGTRANSOCEAN LTD | 200,000 | $2.5B | 0.10% | Put |
| 59 | THCTENET HEALTHCARE CORP | 132,951 | $2.4B | 0.09% | |
| 60 | AAPLAPPLE INC | 15,000 | $2.2B | 0.08% | |
| 61 | STWD 4.375 04/01/23STARWOOD PPTY TR INC | 2,000,000 | $2.0B | 0.08% | |
| 62 | —TITAN MACHY INC | 2,000,000 | $1.9B | 0.07% | |
| 63 | —ENERNOC INC | 2,250,000 | $1.9B | 0.07% | |
| 64 | —WINDSTREAM HLDGS INC | 228,744 | $1.2B | 0.05% | |
| 65 | OSGAMBAC FINL GROUP INC | 62,080 | $1.2B | 0.05% | |
| 66 | AMZNAMAZON COM INC | 1,000 | $887.0M | 0.03% | |
| 67 | METAFACEBOOK INC | 4,716 | $670.0M | 0.03% | |
| 68 | OASEUROASIS PETE INC NEW | 45,044 | $642.0M | 0.02% | |
| 69 | —VEDANTA LTD | 35,036 | $602.0M | 0.02% | |
| 70 | CHKEURCHESAPEAKE ENERGY CORP | 97,940 | $582.0M | 0.02% | |
| 71 | —MCCLATCHY CO | 50,000 | $484.0M | 0.02% | |
| 72 | CSTMCONSTELLIUM NV | 68,966 | $448.0M | 0.02% | |
| 73 | WFRDWEATHERFORD INTL PLC | 53,108 | $353.0M | 0.01% | |
| 74 | SWN1EURSOUTHWESTERN ENERGY CO | 42,800 | $350.0M | 0.01% | |
| 75 | JAKKEURJAKKS PAC INC | 50,744 | $279.0M | 0.01% |