WHITEBOX ADVISORS LLC Q3 2018 Filing
Filed November 14, 2018
Portfolio Value
$3.3T
Holdings
99
Report Date
Q3 2018
Filing Type
13F-HR
All Holdings (99 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 4,250,000 | $1.2T | 37.59% | Put |
| 2 | AABAUSDALTABA INC | 7,988,860 | $544.2B | 16.56% | |
| 3 | STTSPDR S&P 500 ETF TR | 600,000 | $174.4B | 5.31% | Call |
| 4 | —TESLA INC | 127,000,000 | $121.4B | 3.69% | |
| 5 | —TESLA INC | 68,843,000 | $70.2B | 2.14% | |
| 6 | PARRPAR PACIFIC HOLDINGS INC | 3,157,682 | $64.4B | 1.96% | |
| 7 | DELLDELL TECHNOLOGIES INC | 642,812 | $62.4B | 1.90% | |
| 8 | —TWO HBRS INVT CORP | 58,687,000 | $60.3B | 1.84% | |
| 9 | —HERBALIFE LTD | 44,000,000 | $57.2B | 1.74% | |
| 10 | —RESTORATION HARDWARE HLDGS I | 43,335,000 | $53.4B | 1.62% | |
| 11 | —CAESARS ENTMT CORP | 22,986,560 | $37.4B | 1.14% | |
| 12 | —TWENTY FIRST CENTY FOX INC | 785,000 | $36.4B | 1.11% | |
| 13 | —DOWDUPONT INC | 514,960 | $33.1B | 1.01% | |
| 14 | —SOLARCITY CORP | 33,475,000 | $32.9B | 1.00% | |
| 15 | —SINA CORP | 460,698 | $32.0B | 0.97% | |
| 16 | —SEADRILL LTD | 1,274,105 | $31.6B | 0.96% | |
| 17 | UTXZUNITED TECHNOLOGIES CORP | 222,488 | $31.1B | 0.95% | |
| 18 | —RENEWABLE ENERGY GROUP INC | 11,200,000 | $30.6B | 0.93% | |
| 19 | —ALLEGHENY TECHNOLOGIES INC | 12,461,000 | $26.9B | 0.82% | |
| 20 | —CORENERGY INFRASTRUCTURE TR | 22,932,000 | $26.6B | 0.81% | |
| 21 | NVAX 3.75 02/01/23NOVAVAX INC | 42,549,000 | $25.8B | 0.79% | |
| 22 | —YAHOO INC | 19,903,000 | $25.3B | 0.77% | |
| 23 | NXPINXP SEMICONDUCTORS N V | 286,100 | $24.5B | 0.74% | |
| 24 | —C&J ENERGY SVCS INC NEW | 1,162,816 | $24.2B | 0.74% | |
| 25 | —PDL BIOPHARMA INC | 21,681,000 | $21.4B | 0.65% | |
| 26 | TSLATESLA INC | 78,000 | $20.7B | 0.63% | Put |
| 27 | MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC | 13,125,000 | $19.9B | 0.60% | |
| 28 | —ENCORE CAP GROUP INC | 18,970,000 | $18.9B | 0.57% | |
| 29 | BXMT 4.75 03/15/23BLACKSTONE MTG TR INC | 18,000,000 | $17.9B | 0.54% | |
| 30 | —BUNGE LIMITED | 226,779 | $15.6B | 0.47% | |
| 31 | MBIMBIA INC | 1,357,689 | $14.5B | 0.44% | |
| 32 | GRFSGRIFOLS S A | 665,938 | $14.2B | 0.43% | |
| 33 | —ENCORE CAP GROUP INC | 14,173,000 | $14.2B | 0.43% | |
| 34 | AVYAUSDAVAYA HLDGS CORP | 593,971 | $13.2B | 0.40% | |
| 35 | OSGAMBAC FINL GROUP INC | 630,936 | $12.9B | 0.39% | |
| 36 | RWT 5.625 07/15/24REDWOOD TR INC | 13,000,000 | $12.8B | 0.39% | |
| 37 | —ENCORE CAP EUROPE FIN LTD | 12,500,000 | $12.8B | 0.39% | |
| 38 | RHRH | 97,500 | $12.8B | 0.39% | Put |
| 39 | —RANDGOLD RES LTD | 146,400 | $10.3B | 0.31% | |
| 40 | —AETNA INC NEW | 49,200 | $10.0B | 0.30% | |
| 41 | —LIBERTY MEDIA CORP | 13,600,000 | $9.4B | 0.29% | |
| 42 | —HARMONIC INC | 7,950,000 | $9.2B | 0.28% | |
| 43 | —REPLIGEN CORP | 5,000,000 | $8.9B | 0.27% | |
| 44 | —ASCENT CAP GROUP INC | 12,430,000 | $8.6B | 0.26% | |
| 45 | —BASIC ENERGY SVCS INC NEW | 850,479 | $8.5B | 0.26% | |
| 46 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 7,000,000 | $8.4B | 0.26% | |
| 47 | EWZISHARES INC | 228,000 | $7.7B | 0.23% | |
| 48 | —GOPRO INC | 7,500,000 | $7.2B | 0.22% | |
| 49 | —AMYRIS INC | 7,136,000 | $7.1B | 0.22% | |
| 50 | DCHAMERICAN AXLE & MFG HLDGS IN | 389,285 | $6.8B | 0.21% | |
| 51 | —HORNBECK OFFSHORE SVCS INC | 6,900,000 | $6.1B | 0.19% | |
| 52 | NOG1EURNORTHERN OIL & GAS INC NEV | 1,374,000 | $5.5B | 0.17% | |
| 53 | —AEGERION PHARMACEUTICALS INC | 7,200,000 | $5.4B | 0.16% | |
| 54 | —NEW YORK MTG TR INC | 5,158,000 | $5.1B | 0.16% | |
| 55 | THCTENET HEALTHCARE CORP | 178,250 | $5.1B | 0.15% | |
| 56 | OSVEURVANECK VECTORS ETF TR | 176,985 | $4.5B | 0.14% | |
| 57 | OIBR/USDOI S A | 1,594,210 | $4.4B | 0.13% | |
| 58 | RITMNEW RESIDENTIAL INVT CORP | 236,035 | $4.2B | 0.13% | |
| 59 | —INTREXON CORP | 3,500,000 | $4.2B | 0.13% | |
| 60 | SNYSANOFI | 6,956,279 | $3.9B | 0.12% | |
| 61 | —TWITTER INC | 4,000,000 | $3.9B | 0.12% | |
| 62 | CUCAAVIS BUDGET GROUP | 118,518 | $3.8B | 0.12% | |
| 63 | —SHIRE PLC | 18,700 | $3.4B | 0.10% | |
| 64 | BZHBEAZER HOMES USA INC | 305,002 | $3.2B | 0.10% | |
| 65 | NBRNABORS INDUSTRIES LTD | 486,984 | $3.0B | 0.09% | |
| 66 | RRDEURDONNELLEY R R & SONS CO | 473,575 | $2.6B | 0.08% | |
| 67 | GOGOGOGO INC | 456,575 | $2.4B | 0.07% | |
| 68 | ILMNILLUMINA INC | 6,300 | $2.3B | 0.07% | |
| 69 | NRANRG ENERGY INC | 59,158 | $2.2B | 0.07% | |
| 70 | —HI-CRUSH PARTNERS LP | 200,000 | $2.2B | 0.07% | Put |
| 71 | AMKRAMKOR TECHNOLOGY INC | 241,244 | $1.8B | 0.05% | |
| 72 | —PARKER DRILLING CO | 591,844 | $1.8B | 0.05% | |
| 73 | —HERTZ GLOBAL HLDGS INC | 95,920 | $1.6B | 0.05% | |
| 74 | —APOLLO COML REAL EST FIN INC | 1,500,000 | $1.5B | 0.05% | |
| 75 | TMUST MOBILE US INC | 19,288 | $1.4B | 0.04% | |
| 76 | —SAEXPLORATION HLDGS INC | 130,450 | $1.3B | 0.04% | |
| 77 | —FRONT YD RESIDENTIAL CORP | 115,000 | $1.2B | 0.04% | |
| 78 | CSTMCONSTELLIUM NV | 86,750 | $1.1B | 0.03% | |
| 79 | TGNATEGNA INC | 84,676 | $1.0B | 0.03% | |
| 80 | AESAES CORP | 67,532 | $945.0M | 0.03% | |
| 81 | RRYDER SYS INC | 12,828 | $937.0M | 0.03% | |
| 82 | MTORMERITOR INC | 41,937 | $812.0M | 0.02% | |
| 83 | WDCWESTERN DIGITAL CORP | 13,100 | $767.0M | 0.02% | |
| 84 | VIABVIACOM INC NEW | 21,748 | $734.0M | 0.02% | |
| 85 | NWLNEWELL BRANDS INC | 33,240 | $675.0M | 0.02% | |
| 86 | TEVATEVA PHARMACEUTICAL INDS LTD | 31,050 | $669.0M | 0.02% | |
| 87 | TWOEURTWO HBRS INVT CORP | 41,394 | $618.0M | 0.02% | |
| 88 | KRKROGER CO | 20,911 | $609.0M | 0.02% | |
| 89 | CPBCAMPBELL SOUP CO | 16,402 | $601.0M | 0.02% | |
| 90 | —BONANZA CREEK ENERGY INC | 20,000 | $596.0M | 0.02% | |
| 91 | UFSDOMTAR CORP | 9,496 | $495.0M | 0.02% | |
| 92 | ABXBARRICK GOLD CORP | 42,078 | $466.0M | 0.01% | |
| 93 | GEGENERAL ELECTRIC CO | 36,790 | $415.0M | 0.01% | |
| 94 | 9990302DAPACHE CORP | 8,313 | $396.0M | 0.01% | |
| 95 | GPROGOPRO INC | 51,500 | $371.0M | 0.01% | |
| 96 | KBHKB HOME | 12,859 | $307.0M | 0.01% | |
| 97 | ARWARROW ELECTRS INC | 4,054 | $299.0M | 0.01% | |
| 98 | DVNDEVON ENERGY CORP NEW | 7,107 | $284.0M | 0.01% | |
| 99 | WHRWHIRLPOOL CORP | 2,058 | $244.0M | 0.01% |