WHITEBOX ADVISORS LLC Q4 2016 Filing
Filed January 30, 2017
Portfolio Value
$2.5T
Holdings
76
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (76 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 2,860,000 | $639.3B | 25.24% | Put |
| 2 | STTSPDR S&P 500 ETF TR | 1,900,000 | $424.7B | 16.77% | Call |
| 3 | AQLTISHARES TR | 1,600,000 | $215.8B | 8.52% | Put |
| 4 | —YAHOO INC | 4,932,603 | $190.7B | 7.53% | |
| 5 | PARRPAR PACIFIC HOLDINGS INC | 7,157,688 | $104.1B | 4.11% | |
| 6 | —ALLEGHENY TECHNOLOGIES INC | 48,750,000 | $65.1B | 2.57% | |
| 7 | —BASIC ENERGY SVCS INC NEW | 1,798,813 | $63.6B | 2.51% | |
| 8 | HPEHEWLETT PACKARD ENTERPRISE C | 2,315,947 | $53.6B | 2.12% | |
| 9 | —HORNBECK OFFSHORE SVCS INC | 70,823,000 | $50.2B | 1.98% | |
| 10 | —VANECK VECTORS ETF TR | 1,000,000 | $33.4B | 1.32% | Put |
| 11 | —YAHOO INC | 32,930,000 | $32.5B | 1.28% | |
| 12 | —ENCORE CAP GROUP INC | 28,776,000 | $30.8B | 1.22% | |
| 13 | —INTEROIL CORP | 637,971 | $30.4B | 1.20% | |
| 14 | —TESLA MTRS INC | 17,146,000 | $29.8B | 1.18% | |
| 15 | —YAHOO INC | 750,000 | $29.0B | 1.14% | Put |
| 16 | —COBALT INTL ENERGY INC | 58,107,000 | $22.8B | 0.90% | |
| 17 | —PDL BIOPHARMA INC | 27,961,000 | $22.5B | 0.89% | |
| 18 | —MTGE INVT CORP | 1,414,713 | $22.2B | 0.88% | |
| 19 | —KEY ENERGY SVCS INC DEL | 657,085 | $20.9B | 0.83% | |
| 20 | NXPINXP SEMICONDUCTORS N V | 205,000 | $20.1B | 0.79% | |
| 21 | —ENCORE CAP GROUP INC | 21,500,000 | $20.1B | 0.79% | |
| 22 | —SAEXPLORATION HLDGS INC | 2,609,039 | $19.0B | 0.75% | |
| 23 | —JAZZ US HLDGS INC | 9,506,000 | $18.5B | 0.73% | |
| 24 | —CORENERGY INFRASTRUCTURE TR | 16,348,000 | $18.3B | 0.72% | |
| 25 | —SPDR SERIES TRUST | 500,000 | $16.9B | 0.67% | Put |
| 26 | —GOGO INC | 22,225,000 | $16.5B | 0.65% | |
| 27 | —BLACKSTONE MTG TR INC | 14,300,000 | $15.9B | 0.63% | |
| 28 | —HARMONIC INC | 14,000,000 | $15.6B | 0.62% | |
| 29 | —CABELAS INC | 247,470 | $14.5B | 0.57% | |
| 30 | —SANDRIDGE ENERGY INC | 11,500,000 | $14.3B | 0.57% | |
| 31 | LINTA 4 11/15/29LIBERTY MEDIA CORP | 22,907,000 | $13.6B | 0.54% | |
| 32 | —TITAN MACHY INC | 15,191,000 | $13.5B | 0.53% | |
| 33 | —AMERICAN CAP LTD | 631,357 | $11.3B | 0.45% | |
| 34 | —ALIBABA GROUP HLDG LTD | 122,500 | $10.8B | 0.42% | Put |
| 35 | DELLDELL TECHNOLOGIES INC | 192,704 | $10.6B | 0.42% | |
| 36 | —COWEN GROUP INC NEW | 10,538,000 | $10.5B | 0.41% | |
| 37 | —REYNOLDS AMERICAN INC | 184,000 | $10.3B | 0.41% | |
| 38 | —AK STL CORP | 5,000,000 | $10.3B | 0.41% | |
| 39 | —LEVEL 3 COMMUNICATIONS INC | 182,695 | $10.3B | 0.41% | |
| 40 | —AMTRUST FINL SVCS INC | 12,000,000 | $10.2B | 0.40% | |
| 41 | —ARCH COAL INC | 112,070 | $8.7B | 0.35% | |
| 42 | —GREEN PLAINS INC | 6,000,000 | $8.6B | 0.34% | |
| 43 | —SINA CORP | 134,706 | $8.2B | 0.32% | |
| 44 | —GSV CAP CORP | 8,245,000 | $7.6B | 0.30% | |
| 45 | —SAFEGUARD SCIENTIFICS INC | 7,316,000 | $7.6B | 0.30% | |
| 46 | ALLYALLY FINL INC | 397,550 | $7.6B | 0.30% | |
| 47 | —CLIFFS NAT RES INC | 804,492 | $6.8B | 0.27% | |
| 48 | —TWITTER INC | 7,000,000 | $6.5B | 0.26% | |
| 49 | —ENCORE CAP GROUP INC | 7,462,000 | $6.5B | 0.26% | |
| 50 | MGMMGM RESORTS INTERNATIONAL | 200,000 | $5.8B | 0.23% | Put |
| 51 | TWXCHFTIME WARNER INC | 56,500 | $5.5B | 0.22% | |
| 52 | IWMISHARES TR | 40,000 | $5.4B | 0.21% | |
| 53 | TSLATESLA MTRS INC | 25,000 | $5.3B | 0.21% | Put |
| 54 | —HARMAN INTL INDS INC | 46,000 | $5.1B | 0.20% | |
| 55 | —B/E AEROSPACE INC | 84,600 | $5.1B | 0.20% | |
| 56 | —MEDIA GEN INC NEW | 266,193 | $5.0B | 0.20% | |
| 57 | RYAAYRYANAIR HLDGS PLC | 55,792 | $4.6B | 0.18% | |
| 58 | —TRINA SOLAR LIMITED | 5,000,000 | $4.6B | 0.18% | |
| 59 | —COBALT INTL ENERGY INC | 15,679,000 | $4.4B | 0.17% | |
| 60 | SNYSANOFI | 11,189,907 | $4.3B | 0.17% | |
| 61 | —ENERNOC INC | 4,250,000 | $3.4B | 0.13% | |
| 62 | —JONES ENERGY INC | 668,150 | $3.3B | 0.13% | |
| 63 | —SUCAMPO PHARMACEUTICALS INC | 2,840,000 | $3.0B | 0.12% | |
| 64 | RIGTRANSOCEAN LTD | 200,000 | $2.9B | 0.12% | Put |
| 65 | GOGOGOGO INC | 240,864 | $2.2B | 0.09% | |
| 66 | BYDBOYD GAMING CORP | 110,000 | $2.2B | 0.09% | Put |
| 67 | NIHDEURNII HLDGS INC | 865,158 | $1.9B | 0.07% | |
| 68 | —COMSTOCK RES INC | 2,039,000 | $1.8B | 0.07% | |
| 69 | SA2DSANDRIDGE ENERGY INC | 69,386 | $1.6B | 0.06% | |
| 70 | XLUSELECT SECTOR SPDR TR | 25,000 | $1.2B | 0.05% | |
| 71 | —COMPANHIA BRASILEIRA DE | 71,068 | $1.2B | 0.05% | |
| 72 | —VEDANTA LTD | 75,036 | $932.0M | 0.04% | |
| 73 | CYHCOMMUNITY HEALTH SYS INC NEW | 159,400 | $891.0M | 0.04% | |
| 74 | SWN1EURSOUTHWESTERN ENERGY CO | 42,800 | $463.0M | 0.02% | |
| 75 | —FLOTEK INDS INC DEL | 16,600 | $156.0M | 0.01% | |
| 76 | CHKEURCHESAPEAKE ENERGY CORP | 12,841 | $90.0M | 0.00% |