ZAZOVE ASSOCIATES LLC Q4 2016 Filing
Filed January 30, 2017
Portfolio Value
$2.1T
Holdings
114
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (114 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —TEVA PHARM | 96,368,000 | $106.7B | 5.09% | |
| 2 | LMCA 1.375 10/15/23LIBERTY MEDIA | 92,863,000 | $100.2B | 4.78% | |
| 3 | —CITRIX SYSTEMS INC. | 81,357,000 | $94.1B | 4.49% | |
| 4 | —PRICELINE.COM | 59,324,000 | $93.4B | 4.45% | |
| 5 | —ARCONIC INC | 79,083,000 | $82.1B | 3.91% | |
| 6 | —JOHNSON JOHNSON | 44,733,000 | $70.8B | 3.38% | |
| 7 | —WELLTOWER INC | 1,170,898 | $70.2B | 3.35% | |
| 8 | INTC 3.25 08/01/39INTEL CORPORATION | 38,672,000 | $68.3B | 3.26% | |
| 9 | —PROSPECT CAPITAL CORPORATION | 67,729,000 | $66.4B | 3.17% | |
| 10 | —JANUS CAPITAL GROUP INC | 47,881,000 | $63.1B | 3.01% | |
| 11 | —SALESFORCE.COM INC. | 53,550,000 | $62.3B | 2.97% | |
| 12 | —AIR LEASE CORPORATION | 45,779,000 | $62.0B | 2.96% | |
| 13 | —MACQUARIE INFRASTRUCTURE COMPANY LLC | 49,903,000 | $58.4B | 2.79% | |
| 14 | —STILLWATER MINING CO. | 38,436,000 | $49.2B | 2.34% | |
| 15 | —RED HAT INC | 40,715,000 | $47.9B | 2.28% | |
| 16 | —DYCOM INDUSTRIES INC | 43,693,000 | $47.7B | 2.27% | |
| 17 | —LAM RESEARCH CORPORATION | 26,840,000 | $47.1B | 2.25% | |
| 18 | —TRINITY INDUSTRIES INC | 36,050,000 | $46.4B | 2.21% | |
| 19 | —RPM INTERNATIONAL INC | 38,267,000 | $46.0B | 2.19% | |
| 20 | FLG 6 11/01/51NEW YORK COMMUNITY BANCORP TRUST | 811,931 | $40.6B | 1.94% | |
| 21 | —WORKDAY INC | 36,468,000 | $40.3B | 1.92% | |
| 22 | —INTEL CORP | 28,630,000 | $38.7B | 1.85% | |
| 23 | —GREENBRIER COMPANIES | 29,343,000 | $36.8B | 1.76% | |
| 24 | —COLONY CAPITAL INC | 34,725,000 | $34.9B | 1.67% | |
| 25 | MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC | 24,182,000 | $31.4B | 1.50% | |
| 26 | —COWEN GROUP INC. | 30,972,000 | $31.0B | 1.48% | |
| 27 | —CARRIAGE SERVICES | 20,017,000 | $27.1B | 1.29% | |
| 28 | —MOLINA HEALTHCARE INC | 23,715,000 | $27.0B | 1.29% | |
| 29 | —ELECTRONICS FOR IMAGING | 24,412,000 | $25.8B | 1.23% | |
| 30 | —PORTFOLIO RECOVERY ASSOCIATES INC. | 25,923,000 | $24.5B | 1.17% | |
| 31 | —CORENERGY INFRASTRUCTURE TRUST | 21,411,000 | $24.1B | 1.15% | |
| 32 | NHI 3.25 04/01/21NATIONAL HEALTH INVESTORS INC. | 21,217,000 | $23.9B | 1.14% | |
| 33 | —ALON USA ENERGY INC. | 21,459,000 | $22.7B | 1.08% | |
| 34 | —LABORATORY CORP OF AMER HLDGS | 12,578,000 | $21.7B | 1.03% | |
| 35 | —ROYAL GOLD INC | 20,083,000 | $21.3B | 1.02% | |
| 36 | —ACETO CORP | 19,389,000 | $18.7B | 0.89% | |
| 37 | —KEYW HOLDING CORP. | 17,610,000 | $17.9B | 0.85% | |
| 38 | —SILVER STANDARD RESOURCES INC | 18,285,000 | $16.9B | 0.81% | |
| 39 | —ENERNOC INC. | 19,980,000 | $15.9B | 0.76% | |
| 40 | —HARMONIC INC | 13,370,000 | $15.0B | 0.72% | |
| 41 | —GENERAL MOTORS CORP - CLASS B | 856,876 | $14.7B | 0.70% | |
| 42 | —B2GOLD CORPORATION | 14,285,000 | $14.5B | 0.69% | |
| 43 | —EURONET WORLDWIDE INC | 12,410,000 | $14.5B | 0.69% | |
| 44 | —TPG SPECIALTY LENDING INC. | 13,192,000 | $13.5B | 0.64% | |
| 45 | —TELIGENT INC | 13,912,000 | $13.0B | 0.62% | |
| 46 | —SPECTRANETICS CORPORATION | 10,671,000 | $11.1B | 0.53% | |
| 47 | —HEALTHSOUTH CORP | 9,225,000 | $11.0B | 0.52% | |
| 48 | —AKAMAI TECH | 10,510,000 | $10.9B | 0.52% | |
| 49 | —ALTRA HOLDINGS INC | 6,695,000 | $9.6B | 0.46% | |
| 50 | —AMTRUST FINANCIAL SERVICES INC | 10,870,000 | $9.4B | 0.45% | |
| 51 | —AMYRIS | 14,932,000 | $9.0B | 0.43% | |
| 52 | WFC 7.5 PERP LWELLS FARGO COMPANY | 7,069 | $8.4B | 0.40% | |
| 53 | —PDL BIOPHARMA INC | 9,560,000 | $7.8B | 0.37% | |
| 54 | —INTERDIGITAL INC | 5,250,000 | $7.1B | 0.34% | |
| 55 | —TERRAVIA HOLDINGS | 15,510,000 | $7.0B | 0.33% | |
| 56 | —ICONIX BRAND GROUP INC | 6,395,000 | $6.1B | 0.29% | |
| 57 | —VITAMIN SHOPPE INC | 5,680,000 | $5.3B | 0.25% | |
| 58 | —RADIO ONE INC | 1,753,784 | $5.2B | 0.25% | |
| 59 | —TERRAVIA HOLDINGS | 7,160,000 | $4.7B | 0.22% | |
| 60 | —MACQUARIE INFRASTRUCTURE | 4,525,000 | $4.6B | 0.22% | |
| 61 | —RESOURCE CAPITAL CORPORATION | 4,705,000 | $4.5B | 0.21% | |
| 62 | —GLOBAL EAGLE ENTERTAINMENT INC. | 4,740,000 | $3.7B | 0.18% | |
| 63 | —IRIDIUM COMMUNICATIONS | 10,580 | $3.6B | 0.17% | |
| 64 | XEVVXEATON VANCE LIMITED DURATION INCOME FUND | 252,198 | $3.5B | 0.16% | |
| 65 | —WEBMD HEALTH CORP. | 3,021,000 | $3.4B | 0.16% | |
| 66 | —PRICELINE.COM | 2,740,000 | $2.9B | 0.14% | |
| 67 | —EMMIS COMMUNICATIONS | 793,654 | $2.7B | 0.13% | |
| 68 | XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND | 303,805 | $2.7B | 0.13% | |
| 69 | —FXCM INC. | 4,745,000 | $2.6B | 0.12% | |
| 70 | —SAFEGUARD SCIENTIFICS | 2,450,000 | $2.5B | 0.12% | |
| 71 | —SEACOR HOLDING INC | 2,785,000 | $2.5B | 0.12% | |
| 72 | —COLONY CAPITAL INC | 2,020,000 | $2.1B | 0.10% | |
| 73 | —SPIRIT REALTY CAPITAL INC. | 1,940,000 | $2.0B | 0.10% | |
| 74 | —KEYCORP | 14,664 | $2.0B | 0.09% | |
| 75 | —CTRIP.COM INTERNATIONAL LTD | 1,800,000 | $1.9B | 0.09% | |
| 76 | SPWR 4 01/15/23SUNPOWER CORP | 2,510,000 | $1.8B | 0.09% | |
| 77 | —PRICELINE.COM | 1,290,000 | $1.6B | 0.08% | |
| 78 | —PDL BIOPHARMA INC | 1,580,000 | $1.5B | 0.07% | |
| 79 | —GSV CAPITAL CORP. | 1,595,000 | $1.5B | 0.07% | |
| 80 | —QUANTUM CORP | 1,500,000 | $1.5B | 0.07% | |
| 81 | —NORTHSTAR REALTY FINANCE CORP | 95,383 | $1.4B | 0.07% | |
| 82 | —HORNBECK OFFSHORE SERVICES INC | 1,660,000 | $1.2B | 0.06% | |
| 83 | GDLGDL FUND | 110,269 | $1.1B | 0.05% | |
| 84 | —BANK OF AMERICA | 105,000 | $1.0B | 0.05% | |
| 85 | —SHIP FINANCE INTERNATIONAL | 1,000,000 | $1.0B | 0.05% | |
| 86 | —AMERICAN REALTY CAPITAL PROPERTIES INC. | 1,000,000 | $1.0B | 0.05% | |
| 87 | —FELCOR LODGING TRUST INC. | 39,700 | $991.0M | 0.05% | |
| 88 | —DEPOMED INC. | 800,000 | $918.0M | 0.04% | |
| 89 | RABROOKFIELD REAL ASSETS INCOME FUND | 36,347 | $811.0M | 0.04% | |
| 90 | LINTA 3.75 02/15/30LIBERTY MEDIA | 1,310,000 | $786.0M | 0.04% | |
| 91 | —ARBOR REALTY TRUST | 750,000 | $748.0M | 0.04% | |
| 92 | —NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND | 40,640 | $711.0M | 0.03% | |
| 93 | —CUMULUS MEDIA INC | 680,576 | $694.0M | 0.03% | |
| 94 | —MODUSLINK GLOBAL SOLUTIONS INC. | 700,000 | $613.0M | 0.03% | |
| 95 | —REDWOOD TRUST INC | 600,000 | $608.0M | 0.03% | |
| 96 | DSUBLACKROCK DEBT STRATEGIES FUND | 50,668 | $575.0M | 0.03% | |
| 97 | XFOFXCOHEN STEERS CLOSED-END OPPORTUNITY FUND | 49,031 | $574.0M | 0.03% | |
| 98 | XPHDXPIONEER FLOATING RATE TRUST | 47,798 | $567.0M | 0.03% | |
| 99 | DPGDUFF PHELPS GLOBAL UTILITY INCOME FUND | 33,833 | $524.0M | 0.02% | |
| 100 | UTFCOHEN STEERS INFRASTRUCTURE FUND | 26,758 | $518.0M | 0.02% |
Page 1 of 2Next