ZAZOVE ASSOCIATES LLC Q4 2019 Filing
Filed January 22, 2020
Portfolio Value
$1.2T
Holdings
121
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (121 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —KAMAN CORPORATION | 77,043,000 | $92.5B | 7.68% | |
| 2 | —ILLUMINA INC. | 54,835,000 | $76.3B | 6.33% | |
| 3 | AKAM 0.125 05/01/25AKAMAI TECH | 59,430,000 | $65.9B | 5.48% | |
| 4 | LMCA 1.375 10/15/23LIBERTY MEDIA | 48,546,000 | $65.4B | 5.43% | |
| 5 | —BOOKING HOLDINGS | 51,891,000 | $60.2B | 5.00% | |
| 6 | PANW 0.75 07/01/23PALO ALTO NETWORKS | 50,435,000 | $55.8B | 4.64% | |
| 7 | MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC | 30,855,000 | $44.0B | 3.66% | |
| 8 | —WORKDAY INC | 31,139,000 | $39.9B | 3.31% | |
| 9 | —SQUARE | 34,125,000 | $38.1B | 3.17% | |
| 10 | —ON SEMICONDUCTOR CORP | 26,492,000 | $36.6B | 3.04% | |
| 11 | —COWEN GROUP INC. | 31,880,000 | $35.1B | 2.92% | |
| 12 | SPLK 1.125 09/15/25SPLUNK | 27,560,000 | $34.1B | 2.83% | |
| 13 | ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GROUP | 34,706,000 | $33.7B | 2.80% | |
| 14 | NRG 2.75 06/01/48NRG ENERGY INC | 22,280,000 | $25.3B | 2.10% | |
| 15 | —CSG SYSTEMS INTERNATIONAL INC | 21,675,000 | $24.8B | 2.06% | |
| 16 | JAZZ 1.5 08/15/24JAZZ INVESTMENTS I | 21,330,000 | $21.5B | 1.79% | |
| 17 | PRAA 3.5 06/01/23PRA GROUP INC. | 20,049,000 | $21.0B | 1.74% | |
| 18 | INSM 1.75 01/15/25INSMED | 21,640,000 | $20.9B | 1.74% | |
| 19 | —FLEXION THERAPEUTICS | 19,538,000 | $20.9B | 1.73% | |
| 20 | —HOPE BANCORP | 20,515,000 | $19.4B | 1.61% | |
| 21 | —THERAVANCE BIOPHARMA | 16,985,000 | $17.7B | 1.47% | |
| 22 | —ALTAIR ENGINEERING | 17,040,000 | $17.5B | 1.45% | |
| 23 | NHI 3.25 04/01/21NATIONAL HEALTH INVESTORS INC. | 13,322,000 | $16.2B | 1.35% | |
| 24 | PSEC 6.375 03/01/25PROSPECT CAPITAL CORPORATION | 14,514,000 | $15.5B | 1.28% | |
| 25 | —RH | 11,776,000 | $15.0B | 1.25% | |
| 26 | —TEAM | 14,119,000 | $14.8B | 1.23% | |
| 27 | —SILICON LABORATORIES | 10,510,000 | $14.0B | 1.16% | |
| 28 | —GREENBRIER COMPANIES | 13,440,000 | $13.0B | 1.08% | |
| 29 | CMLSCUMULUS MEDIA INC | 663,407 | $11.6B | 0.97% | |
| 30 | ECOLUS ECOLOGY | 194,829 | $11.3B | 0.94% | |
| 31 | MLAB 1.375 08/15/25MESA LABORATORIES | 10,175,000 | $11.1B | 0.92% | |
| 32 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HOLDINGS | 12,658,000 | $10.8B | 0.89% | |
| 33 | TK 5 01/15/23TEEKAY | 11,446,000 | $10.2B | 0.85% | |
| 34 | RGENREPLIGEN | 8,990,000 | $9.7B | 0.81% | |
| 35 | FLG 6 11/01/51NEW YORK COMMUNITY BANCORP TRUST | 157,423 | $8.0B | 0.66% | |
| 36 | —HOSTESS BRANDS | 4,126,046 | $7.7B | 0.64% | |
| 37 | —NEW RELIC | 7,500,000 | $7.3B | 0.61% | |
| 38 | —II-VI | 7,090,000 | $7.3B | 0.60% | |
| 39 | —NANTHEALTH | 10,070,000 | $7.0B | 0.59% | |
| 40 | UONEURBAN ONE | 3,333,828 | $6.6B | 0.55% | |
| 41 | —EMMIS COMMUNICATIONS | 1,267,629 | $5.1B | 0.43% | |
| 42 | —COLONY CAPITAL | 4,963,000 | $5.0B | 0.41% | |
| 43 | AMANTERO MIDSTREAM | 650,000 | $4.9B | 0.41% | |
| 44 | CCOCLEAR CHANNEL HOLDINGS INC | 1,720,000 | $4.9B | 0.41% | |
| 45 | —FORTIVE | 5,000 | $4.9B | 0.40% | |
| 46 | —UNISYS | 3,360,000 | $4.6B | 0.38% | |
| 47 | —PRETIUM RESOURCES | 4,368,000 | $4.6B | 0.38% | |
| 48 | XEVVXEATON VANCE LIMITED DURATION INCOME FUND | 312,798 | $4.1B | 0.34% | |
| 49 | —ISTAR INC | 3,650,000 | $4.1B | 0.34% | |
| 50 | —SHIP FINANCE INTERNATIONAL | 3,270,000 | $3.5B | 0.29% | |
| 51 | —JOHNSON AND JOHNSON | 1,655,000 | $3.3B | 0.28% | |
| 52 | BMRN 0.599 08/01/24BIOMARIN PHARMACEUTICAL INC | 2,950,000 | $3.1B | 0.26% | |
| 53 | SPLK 0.5 09/15/23SPLUNK | 2,480,000 | $3.0B | 0.25% | |
| 54 | USACUSA COMPRESSION PARTNERS | 162,957 | $3.0B | 0.25% | |
| 55 | —BLUEKNIGHT ENERGY PARTNERS | 2,600,000 | $2.9B | 0.24% | |
| 56 | —COLONY CAPITAL | 598,879 | $2.8B | 0.24% | |
| 57 | ILMN 0 08/15/23ILLUMINA INC | 2,500,000 | $2.8B | 0.23% | |
| 58 | —ATLANTICUS HOLDINGS | 4,518,000 | $2.7B | 0.23% | |
| 59 | XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND | 344,705 | $2.6B | 0.22% | |
| 60 | —US ECOLOGY | 226,935 | $2.6B | 0.21% | |
| 61 | —INVITATION HOMES | 1,680,000 | $2.3B | 0.19% | |
| 62 | —TESLA | 1,500,000 | $2.3B | 0.19% | |
| 63 | KYNKAYNE ANDERSON MLP INVESTMENT COMPANY | 159,045 | $2.2B | 0.18% | |
| 64 | FCN 2 08/15/23FTI CONSULTING INC | 1,750,000 | $2.2B | 0.18% | |
| 65 | —MICROCHIP TECHNOLOGY INCORPORATED | 1,500,000 | $2.2B | 0.18% | |
| 66 | —HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPIT | 1,783,000 | $2.2B | 0.18% | |
| 67 | KYNKAYNE ANDERSON MIDSTREAM/ENERGY FUND | 202,441 | $2.1B | 0.18% | |
| 68 | —INTERDIGITAL INC | 2,010,000 | $2.0B | 0.17% | |
| 69 | WDC 1.5 02/01/24WESTERN DIGITAL CORP | 2,000,000 | $2.0B | 0.16% | |
| 70 | BHR 5.5 PERP bBRAEMAR HOTELS AND RESORTS | 102,088 | $1.9B | 0.16% | |
| 71 | —TRIP.COM GROUP | 1,781,000 | $1.9B | 0.16% | |
| 72 | VSH 2.25 06/15/25VISHAY INTERTECHNOLOGY INC. | 1,750,000 | $1.8B | 0.15% | |
| 73 | —NUVASIVE INC | 1,250,000 | $1.7B | 0.14% | |
| 74 | —SEACOR HOLDING INC | 1,525,000 | $1.5B | 0.13% | |
| 75 | MELI 2 08/15/28MERCADOLIBRE | 1,000,000 | $1.5B | 0.12% | |
| 76 | GDLGDL FUND | 153,942 | $1.4B | 0.12% | |
| 77 | —GOLDMAN SACHS MLP AND ENERGY RENAISSANCE FUND | 331,058 | $1.4B | 0.12% | |
| 78 | —DOCUSIGN | 1,100,000 | $1.4B | 0.11% | |
| 79 | —SUTTER ROCK CAPITAL CORP | 1,387,000 | $1.3B | 0.11% | |
| 80 | W 1.125 11/01/24WAYFAIR INC | 1,250,000 | $1.3B | 0.11% | |
| 81 | BAC 7.25 PERP LBANK OF AMERICA | 883 | $1.3B | 0.11% | |
| 82 | SWK 5.25 11/15/22STANLEY BLACK AND DECKER INC. | 11,630 | $1.3B | 0.11% | |
| 83 | —READY CAPITAL | 46,500 | $1.2B | 0.10% | |
| 84 | —PRA GROUP INC. | 1,233,000 | $1.2B | 0.10% | |
| 85 | LYV 2.5 03/15/23LIVE NATION ENTERTAINMENT | 1,000,000 | $1.2B | 0.10% | |
| 86 | DISH 3.375 08/15/26DISH NETWORK | 1,250,000 | $1.2B | 0.10% | |
| 87 | —FIRST MAJESTIC SILVER | 830,000 | $1.2B | 0.10% | |
| 88 | EZPW 2.875 07/01/24EZCORP INC | 1,250,000 | $1.2B | 0.10% | |
| 89 | CUROEURCURO GROUP | 95,855 | $1.2B | 0.10% | |
| 90 | RLJ 1.95 PERP ARLJ LODGING TRUST | 39,087 | $1.1B | 0.09% | |
| 91 | DISH 2.375 03/15/24DISH NETWORK | 1,155,000 | $1.1B | 0.09% | |
| 92 | —DTE ENERGY COMPANY | 20,000 | $1.0B | 0.09% | |
| 93 | WFC 7.5 PERP LWELLS FARGO AND COMPANY | 681 | $987.0M | 0.08% | |
| 94 | —MACQUARIE INFRASTRUCTURE | 1,025,885 | $985.0M | 0.08% | |
| 95 | —HELIX ENERGY SOLUTIONS GROUP | 740,000 | $961.0M | 0.08% | |
| 96 | —NABORS INDUSTRIES INC. | 1,250,000 | $944.0M | 0.08% | |
| 97 | —TEVA PHARM | 987,000 | $939.0M | 0.08% | |
| 98 | —TPG SPECIALTY LENDING INC. | 870,000 | $926.0M | 0.08% | |
| 99 | LINTA 3.75 02/15/30LIBERTY MEDIA | 1,266,000 | $886.0M | 0.07% | |
| 100 | LGND 0.75 05/15/23LIGAND PHARMACEUTICALS INC. | 1,008,000 | $874.0M | 0.07% |
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