ADVENT CAPITAL MANAGEMENT /DE/ Q1 2016 Filing
Filed May 13, 2016
Portfolio Value
$6.5B
Holdings
419
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (419 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | —CALUMET SPECIALTY PROD | 2,500,000 | $1.8B | 27.30% | |
| 302 | —MICRON TECHNOLOGY INC | 1,500,000 | $1.8B | 26.98% | |
| 303 | —WEYERHAEUSER CO | 31,726 | $1.6B | 24.70% | |
| 304 | —ALLY FINANCIAL INC | 1,550,000 | $1.6B | 24.32% | |
| 305 | —IASIS HEALTHCARE/CAP CRP | 1,555,000 | $1.5B | 23.53% | |
| 306 | —NOVELLUS SYSTEMS INC | 620,000 | $1.5B | 23.07% | |
| 307 | —NAVIOS MARITIME HLDS/FIN | 4,060,000 | $1.5B | 22.63% | |
| 308 | —TPC GROUP INC | 2,000,000 | $1.4B | 21.53% | |
| 309 | —CARAUSTAR INDUSTRIES INC | 1,402,610 | $1.4B | 20.99% | |
| 310 | —SALLY HOLDINGS/SALLY CAP | 1,200,000 | $1.3B | 19.61% | |
| 311 | —CENVEO CORP | 3,640,000 | $1.3B | 19.18% | |
| 312 | —INCYTE CORP | 801,000 | $1.2B | 18.86% | |
| 313 | —GCI INC | 1,200,000 | $1.2B | 18.78% | |
| 314 | —INTELSAT JACKSON HLDG | 1,875,000 | $1.2B | 18.61% | |
| 315 | —TELESAT CANADA/TELESAT L | 1,200,000 | $1.2B | 18.37% | |
| 316 | —TPG SPECIALTY LENDING IN | 1,163,000 | $1.1B | 17.41% | |
| 317 | —HEXION INC | 1,500,000 | $1.0B | 15.80% | |
| 318 | —MURPHY OIL CORP | 1,300,000 | $1.0B | 15.77% | |
| 319 | —ACI WORLDWIDE INC | 1,000,000 | $1.0B | 15.73% | |
| 320 | —CENOVUS ENERGY INC | 1,147,000 | $1.0B | 15.59% | |
| 321 | —CENOVUS ENERGY INC | 1,000,000 | $1.0B | 15.33% | |
| 322 | WDCWESTERN DIGITAL CORP | 2,800 | $973.0M | 14.86% | Call |
| 323 | —PBF HOLDING CO LLC | 925,000 | $961.0M | 14.67% | |
| 324 | —GUITAR CENTER INC | 1,000,000 | $905.0M | 13.82% | |
| 325 | GDXVANECK VECTORS GOLD MINERS ETF | 40,000 | $799.0M | 12.20% | |
| 326 | —CEMPRA INC | 45,600 | $799.0M | 12.20% | |
| 327 | —GLOBAL PART/GLP FINANCE | 1,055,000 | $791.0M | 12.08% | |
| 328 | —A SCHULMAN INC | 1,000 | $747.0M | 11.41% | |
| 329 | —NEIMAN MARCUS GROUP LTD | 850,000 | $735.0M | 11.22% | |
| 330 | —NEIMAN MARCUS GROUP LTD | 890,000 | $690.0M | 10.54% | |
| 331 | —INTELSAT JACKSON HLDG | 1,050,000 | $672.0M | 10.26% | |
| 332 | UISUNISYS CORP | 67,950 | $561.0M | 8.57% | Put |
| 333 | —MANITOWOC FOODSERVICE IN | 500,000 | $548.0M | 8.37% | |
| 334 | —CENTURYLINK INC | 500,000 | $503.0M | 7.68% | |
| 335 | —POWERSHARES QQQ TRUST SERIES 1 | 2,000 | $502.0M | 7.66% | Call |
| 336 | —LAND O'LAKES INC | 400,000 | $420.0M | 6.41% | |
| 337 | —SYNOVUS FINANCIAL CORP | 395,000 | $404.0M | 6.17% | |
| 338 | —ENCORE CAPITAL GROUP INC | 494,000 | $388.0M | 5.92% | |
| 339 | CLVSEURCLOVIS ONCOLOGY INC | 14,300 | $379.0M | 5.79% | Put |
| 340 | —CARDTRONICS INC | 375,000 | $372.0M | 5.68% | |
| 341 | —FOREST CITY REALTY TRUST | 330,000 | $364.0M | 5.56% | |
| 342 | BMRNBIOMARIN PHARMACEUTICAL INC | 4,740 | $352.0M | 5.37% | Put |
| 343 | CHKEURCHESAPEAKE ENERGY CORP | 82,500 | $341.0M | 5.21% | Put |
| 344 | —CASE NEW HOLLAND INDUSTR | 300,000 | $324.0M | 4.95% | |
| 345 | —HUGHES SATELITE SYSTEMS | 270,000 | $298.0M | 4.55% | |
| 346 | —CALUMET SPECIALTY PROD | 410,000 | $292.0M | 4.46% | |
| 347 | —YAHOO! INC | 6,250 | $287.0M | 4.38% | Call |
| 348 | GMED 2.75 07/01/17NUVASIVE INC | 220,000 | $278.0M | 4.24% | |
| 349 | —MEDIVATION INC | 6,000 | $276.0M | 4.21% | |
| 350 | —NUANCE COMMUNICATIONS | 250,000 | $258.0M | 3.94% | |
| 351 | —WESTERN DIGITAL CORP | 250,000 | $256.0M | 3.91% | |
| 352 | —ACCURAY INC | 248,000 | $250.0M | 3.82% | |
| 353 | —PDL BIOPHARMA INC | 264,000 | $238.0M | 3.63% | |
| 354 | XLEENERGY SELECT SECTOR SPDR FUND | 300 | $236.0M | 3.60% | Call |
| 355 | —RESTORATION HARDWARE HOLDINGS | 5,300 | $228.0M | 3.48% | Put |
| 356 | —GENESIS ENERGY LP/GENESI | 250,000 | $211.0M | 3.22% | |
| 357 | —HOMEAWAY INC | 215,000 | $204.0M | 3.11% | |
| 358 | —SEACOR HOLDINGS INC | 223,000 | $189.0M | 2.89% | |
| 359 | —NEWPARK RESOURCES INC | 239,000 | $188.0M | 2.87% | |
| 360 | —FOREST CITY REALTY TRUST | 178,000 | $187.0M | 2.86% | |
| 361 | DBDEUTSCHE BANK AG | 1,700 | $172.0M | 2.63% | Put |
| 362 | HLX 3.25 03/15/32HELIX ENERGY SOLUTIONS | 199,000 | $157.0M | 2.40% | |
| 363 | —TRANSOCEAN INC | 230,000 | $156.0M | 2.38% | |
| 364 | —HCA INC | 150,000 | $155.0M | 2.37% | |
| 365 | LAB 2.75 02/01/34FLUIDIGM CORP | 300,000 | $154.0M | 2.35% | |
| 366 | —MEDICINES COMPANY | 95,000 | $139.0M | 2.12% | |
| 367 | FCXFREEPORT-MCMORAN INC | 14,000 | $137.0M | 2.09% | Put |
| 368 | —WEBMD HEALTH CORP | 650 | $111.0M | 1.69% | Call |
| 369 | —CHART INDUSTRIES INC | 119,000 | $104.0M | 1.59% | |
| 370 | GLNGGOLAR LNG LTD | 1,250 | $102.0M | 1.56% | Put |
| 371 | NUANEURNUANCE COMMUNICATIONS INC | 5,300 | $99.0M | 1.51% | Put |
| 372 | —STONE ENERGY CORP | 107,000 | $90.0M | 1.37% | |
| 373 | —ANACOR PHARMACEUTICALS INC | 200 | $87.0M | 1.33% | Put |
| 374 | —HORNBECK OFFSHORE SERV | 145,000 | $74.0M | 1.13% | |
| 375 | ALR 3 05/15/16ALERE INC | 64,000 | $73.0M | 1.11% | |
| 376 | JXC1J2 GLOBAL INC | 600 | $68.0M | 1.04% | Put |
| 377 | —PANDORA MEDIA INC | 1,500 | $63.0M | 0.96% | Put |
| 378 | —ALPHA NATURAL RESOURCES | 7,220,000 | $61.0M | 0.93% | |
| 379 | —CLEARWIRE COMM/FINANCE | 62,000 | $59.0M | 0.90% | |
| 380 | —MANNKIND CORP | 3,500 | $51.0M | 0.78% | Call |
| 381 | GEGENERAL ELECTRIC CO | 3,500 | $47.0M | 0.72% | Call |
| 382 | CTRPUSDCTRIP.COM INTERNATIONAL LTD | 1,450 | $46.0M | 0.70% | Put |
| 383 | XLFFINANCIAL SELECT SECTOR SPDR F | 5,000 | $36.0M | 0.55% | Call |
| 384 | TWTRUSDTWITTER INC | 3,900 | $35.0M | 0.53% | Call |
| 385 | —SPRINT CORP | 639 | $34.0M | 0.52% | Call |
| 386 | —MENTOR GRAPHICS CORP | 500 | $31.0M | 0.47% | Call |
| 387 | —CHESAPEAKE ENERGY CORP | 53 | $24.0M | 0.37% | |
| 388 | MSFTMICROSOFT CORP | 400 | $18.0M | 0.27% | Call |
| 389 | CIENCIENA CORP | 1,000 | $18.0M | 0.27% | Call |
| 390 | —WRIGHT MEDICAL GROUP NV | 300 | $17.0M | 0.26% | Put |
| 391 | NXPINXP SEMICONDUCTORS NV | 250 | $16.0M | 0.24% | Put |
| 392 | CTXSEURCITRIX SYSTEMS INC | 150 | $16.0M | 0.24% | Call |
| 393 | CRMSALESFORCE.COM INC | 150 | $16.0M | 0.24% | Call |
| 394 | NUVAGBPNUVASIVE INC | 150 | $15.0M | 0.23% | Call |
| 395 | —TIBCO SOFTWARE INC | 14,000 | $14.0M | 0.21% | |
| 396 | —ICONIX BRAND GROUP INC | 500 | $13.0M | 0.20% | Put |
| 397 | OGM1COGENT COMMUNICATIONS HOLDINGS | 500 | $13.0M | 0.20% | Put |
| 398 | CSGSCSG SYSTEMS INTERNATIONAL INC | 282 | $13.0M | 0.20% | Put |
| 399 | IWMISHARES RUSSELL 2000 ETF | 1,000 | $12.0M | 0.18% | Put |
| 400 | —WHITING PETROLEUM CORP | 1,125 | $12.0M | 0.18% | Put |