ADVENT CAPITAL MANAGEMENT /DE/ Q3 2019 Filing
Filed November 14, 2019
Portfolio Value
$5.3B
Holdings
213
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (213 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | —TESLA INC | 16,910,000 | $17.2B | 322.34% | |
| 102 | —FLEXION THERAPEUTICS INC | 18,907,000 | $17.1B | 319.78% | |
| 103 | —QUOTIENT TECHNOLOGY INC | 17,966,000 | $16.9B | 316.22% | |
| 104 | —IH MERGER SUB LLC | 12,414,000 | $16.6B | 310.39% | |
| 105 | —ALTAIR ENGINEERING INC | 15,926,000 | $16.0B | 300.61% | |
| 106 | OIS 1.5 02/15/23OIL STATES INTL INC | 19,050,000 | $16.0B | 299.30% | |
| 107 | —CLEVELAND-CLIFFS INC | 14,081,000 | $15.4B | 289.00% | |
| 108 | —QIAGEN NV | 14,800,000 | $15.3B | 286.77% | |
| 109 | —ENVESTNET INC | 14,077,000 | $15.2B | 285.55% | |
| 110 | —SERVICENOW INC | 7,853,000 | $15.1B | 283.34% | |
| 111 | —ZILLOW GROUP INC | 17,000,000 | $15.0B | 280.96% | |
| 112 | NBIX 2.25 05/15/24NEUROCRINE BIOSCIENCES | 10,683,000 | $14.6B | 274.12% | |
| 113 | LITE 0.25 03/15/24LUMENTUM HOLDINGS INC | 12,196,000 | $14.2B | 265.77% | |
| 114 | —CALAMP CORP | 17,187,000 | $14.1B | 263.44% | |
| 115 | —WRIGHT MEDICAL GROUP NV | 11,210,000 | $13.1B | 245.97% | |
| 116 | —GOLDMAN SACHS BDC INC | 12,721,000 | $13.1B | 244.81% | |
| 117 | —AVANTOR INC | 232,661 | $12.4B | 232.55% | |
| 118 | —FIVE9 INC | 8,209,000 | $11.9B | 222.34% | |
| 119 | —VIAVI SOLUTIONS INC | 9,200,000 | $11.1B | 207.47% | |
| 120 | —NEW MOUNTAIN FINANCE COR | 10,500,000 | $11.0B | 206.76% | |
| 121 | TVTX 2.5 09/15/25RETROPHIN INC | 14,795,000 | $11.0B | 206.70% | |
| 122 | —CYPRESS SEMICONDUCTOR CO | 9,000,000 | $10.9B | 204.34% | |
| 123 | SRPT 1.5 11/15/24SAREPTA THERAPEUTICS INC | 8,161,000 | $10.8B | 202.26% | |
| 124 | RIG 0.5 01/30/23TRANSOCEAN INC | 12,790,000 | $10.6B | 198.44% | |
| 125 | —SEMPRA ENERGY | 89,018 | $10.5B | 196.34% | |
| 126 | —NXP SEMICONDUCTOR NV | 9,472,000 | $10.3B | 193.61% | |
| 127 | —CHESAPEAKE ENERGY CORP | 17,000,000 | $10.1B | 188.98% | |
| 128 | —TWILIO INC | 5,850,000 | $9.8B | 183.12% | |
| 129 | —TEVA PHARM FIN CO LLC | 10,000,000 | $9.1B | 171.00% | |
| 130 | —ATLAS AIR WORLDWIDE HLDG | 10,006,000 | $8.9B | 166.28% | |
| 131 | —CENTERPOINT ENERGY INC | 169,181 | $8.9B | 166.05% | |
| 132 | —COLFAX CORP | 66,883 | $8.7B | 163.28% | |
| 133 | —INPHI CORP | 7,000,000 | $8.7B | 163.26% | |
| 134 | MLAB 1.375 08/15/25MESA LABORATORIES INC | 8,000,000 | $8.6B | 160.56% | |
| 135 | —ALZA CORP | 4,546,000 | $8.1B | 151.87% | |
| 136 | —CYPRESS SEMICONDUCTOR CO | 4,516,000 | $7.9B | 147.56% | |
| 137 | —BLACKROCK CAPITAL INVEST | 7,858,000 | $7.9B | 147.39% | |
| 138 | —PRETIUM RESOURCES INC | 7,408,000 | $7.7B | 144.19% | |
| 139 | —HELIX ENERGY SOLUTIONS | 6,551,000 | $7.7B | 143.72% | |
| 140 | EZPW 2.375 05/01/25EZCORP INC | 8,842,000 | $7.1B | 132.87% | |
| 141 | RWT 4.75 08/15/23REDWOOD TRUST INC | 6,349,000 | $6.3B | 118.94% | |
| 142 | SIXEURSIX FLAGS ENTERTAINMENT CORP | 120,000 | $6.1B | 114.18% | |
| 143 | —INTERDIGITAL INC | 6,011,000 | $6.0B | 112.42% | |
| 144 | —SCORPIO TANKERS INC | 5,590,000 | $5.9B | 111.18% | |
| 145 | LVSLAS VEGAS SANDS CORP | 100,000 | $5.8B | 108.20% | |
| 146 | DALDELTA AIR LINES INC | 100,000 | $5.8B | 107.90% | |
| 147 | CCLCARNIVAL CORP | 130,000 | $5.7B | 106.44% | |
| 148 | —CHANGE HEALTHCARE INC | 107,415 | $5.1B | 96.01% | |
| 149 | —WEIBO CORP | 5,417,000 | $5.1B | 95.13% | |
| 150 | BABOEING CO/THE | 13,000 | $4.9B | 92.65% | |
| 151 | WDCWESTERN DIGITAL CORP | 75,000 | $4.5B | 83.79% | |
| 152 | SPLK 1.125 09/15/25SPLUNK INC | 3,760,000 | $4.1B | 77.12% | |
| 153 | —ENVESTNET INC | 4,038,000 | $4.1B | 76.54% | |
| 154 | —ASSURANT INC | 30,484 | $3.8B | 71.54% | |
| 155 | APOEURAPOLLO GLOBAL MANAGEMENT INC | 100,000 | $3.8B | 70.85% | |
| 156 | BABAALIBABA GROUP HOLDING LTD | 20,000 | $3.3B | 62.66% | |
| 157 | —DANAHER CORP | 601,000 | $3.3B | 62.18% | |
| 158 | —INSULET CORPORATION | 1,754,000 | $3.2B | 60.51% | |
| 159 | —KAMAN CORP | 2,337,000 | $2.7B | 50.02% | |
| 160 | —RH | 2,404,000 | $2.6B | 48.80% | |
| 161 | —TPG SPECIALTY LENDING IN | 2,500,000 | $2.5B | 47.17% | |
| 162 | UALUNITED AIRLINES HOLDINGS INC | 27,575 | $2.4B | 45.67% | |
| 163 | —WHITING PETROLEUM CORP | 2,086,000 | $2.0B | 38.29% | |
| 164 | AVKADVENT CONVERTIBLE AND INCOME | 136,000 | $2.0B | 37.15% | |
| 165 | ETNEATON CORP PLC | 20,000 | $1.7B | 31.15% | |
| 166 | WYNNWYNN RESORTS LTD | 15,000 | $1.6B | 30.55% | |
| 167 | —BRISTOL-MYERS SQUIBB CO | 1,218,000 | $1.6B | 29.73% | |
| 168 | STZCONSTELLATION BRANDS INC | 3,000 | $622.0M | 11.65% | |
| 169 | NRANRG ENERGY INC | 15,000 | $594.0M | 11.13% | |
| 170 | —NUANCE COMMUNICATIONS | 521,000 | $522.0M | 9.78% | |
| 171 | FEYECHFFIREEYE INC | 32,129 | $429.0M | 8.04% | |
| 172 | KRKROGER CO/THE | 15,000 | $387.0M | 7.25% | |
| 173 | NCLHNORWEGIAN CRUISE LINE HOLDINGS | 5,000 | $259.0M | 4.85% | |
| 174 | NOKNOKIA OYJ | 50,000 | $253.0M | 4.74% | |
| 175 | DISCAUSDDISCOVERY INC | 8,500 | $226.0M | 4.23% | |
| 176 | HZOMARINEMAX INC | 14,335 | $222.0M | 4.16% | |
| 177 | EZPW 2.875 07/01/24EZCORP INC | 228,000 | $216.0M | 4.05% | |
| 178 | LYV 2.5 03/15/23LIVE NATION ENTERTAINMEN | 166,000 | $195.0M | 3.65% | |
| 179 | FNFFIDELITY NATIONAL FINANCIAL IN | 4,000 | $178.0M | 3.33% | |
| 180 | SPYSPDR S&P 500 ETF TRUST | 1,800 | $159.0M | 2.98% | Put |
| 181 | —SILICON LABORATORIES INC | 121,000 | $158.0M | 2.96% | |
| 182 | —DEXCOM INC | 87,000 | $138.0M | 2.59% | |
| 183 | —TWITTER INC | 500 | $116.0M | 2.17% | Call |
| 184 | NHI 3.25 04/01/21NATIONAL HEALTH INVESTOR | 95,000 | $114.0M | 2.14% | |
| 185 | —VIACOM INC | 4,281 | $112.0M | 2.10% | |
| 186 | NUAN 2.75 11/01/31NUANCE COMMUNICATIONS | 111,000 | $110.0M | 2.06% | |
| 187 | 2XYSCIPLAY CORP | 10,000 | $107.0M | 2.00% | |
| 188 | —WRIGHT MEDICAL GROUP INC | 82,000 | $82.0M | 1.54% | |
| 189 | —LIBERTY INTERACTIVE LLC | 133,000 | $81.0M | 1.52% | |
| 190 | —GOLAR LNG LTD | 63,000 | $55.0M | 1.03% | |
| 191 | —SEACOR HOLDINGS INC | 56,000 | $53.0M | 0.99% | |
| 192 | GWRE 1.25 03/15/25GUIDEWIRE SOFTWARE INC | 45,000 | $52.0M | 0.97% | |
| 193 | —ALTERYX INC | 100 | $38.0M | 0.71% | Put |
| 194 | —CAESARS ENTERTAIN CORP | 22,000 | $37.0M | 0.69% | |
| 195 | LAB 2.75 02/01/34FLUIDIGM CORP | 61,000 | $34.0M | 0.64% | |
| 196 | SNAPSNAP INC | 600 | $34.0M | 0.64% | Call |
| 197 | —EVOLENT HEALTH INC | 37,000 | $32.0M | 0.60% | |
| 198 | WYNNWYNN RESORTS LTD | 150 | $29.0M | 0.54% | Put |
| 199 | HRBSQUARE INC | 750 | $25.0M | 0.47% | Call |
| 200 | —YY INC | 200 | $22.0M | 0.41% | Put |