ADVENT CAPITAL MANAGEMENT /DE/ Q4 2016 Filing
Filed February 13, 2017
Portfolio Value
$5.4B
Holdings
306
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (306 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | JBLUJETBLUE AIRWAYS CORP | 25,000 | $561.0M | 10.33% | |
| 202 | VALEVALE SA | 70,000 | $533.0M | 9.81% | |
| 203 | —WEB.COM GROUP INC | 25,000 | $529.0M | 9.74% | |
| 204 | RFREGIONS FINANCIAL CORP | 35,000 | $503.0M | 9.26% | |
| 205 | WFRDWEATHERFORD INTERNATIONAL PLC | 100,000 | $499.0M | 9.19% | |
| 206 | —CIENA CORP | 500,000 | $498.0M | 9.17% | |
| 207 | —SPRINT CORP | 50,000 | $421.0M | 7.75% | |
| 208 | —MEDICINES COMPANY | 345,000 | $415.0M | 7.64% | |
| 209 | NUAN 2.75 11/01/31NUANCE COMMUNICATIONS | 408,000 | $410.0M | 7.55% | |
| 210 | —REDWOOD TRUST INC | 416,000 | $398.0M | 7.33% | |
| 211 | GMED 2.75 07/01/17NUVASIVE INC | 220,000 | $356.0M | 6.55% | |
| 212 | —ATWOOD OCEANICS INC | 25,000 | $328.0M | 6.04% | |
| 213 | —MENTOR GRAPHICS CORP | 236,000 | $314.0M | 5.78% | |
| 214 | —FOREST CITY REALTY TRUST | 288,000 | $314.0M | 5.78% | |
| 215 | —WRIGHT MEDICAL GROUP INC | 269,000 | $276.0M | 5.08% | |
| 216 | HLX 3.25 03/15/32HELIX ENERGY SOLUTIONS | 265,000 | $261.0M | 4.80% | |
| 217 | —LINKEDIN CORP | 246,000 | $246.0M | 4.53% | |
| 218 | —SINA CORP | 230,000 | $230.0M | 4.23% | |
| 219 | —PDL BIOPHARMA INC | 235,000 | $212.0M | 3.90% | |
| 220 | —SEACOR HOLDINGS INC | 191,000 | $179.0M | 3.30% | |
| 221 | —NEWPARK RESOURCES INC | 202,000 | $177.0M | 3.26% | |
| 222 | —HOMEAWAY INC | 175,000 | $165.0M | 3.04% | |
| 223 | —FOREST CITY REALTY TRUST | 152,000 | $158.0M | 2.91% | |
| 224 | BANCBANC OF CALIFORNIA INC | 600 | $147.0M | 2.71% | Call |
| 225 | LAB 2.75 02/01/34FLUIDIGM CORP | 257,000 | $144.0M | 2.65% | |
| 226 | —MEDICINES COMPANY | 95,000 | $139.0M | 2.56% | |
| 227 | —CHART INDUSTRIES INC | 113,000 | $98.0M | 1.80% | |
| 228 | —STONE ENERGY CORP | 107,000 | $90.0M | 1.66% | |
| 229 | —HORNBECK OFFSHORE SERV | 145,000 | $74.0M | 1.36% | |
| 230 | ALXNALEXION PHARMACEUTICALS INC | 600 | $73.0M | 1.34% | |
| 231 | —SANTANDER CONSUMER USA HOLDING | 600 | $60.0M | 1.10% | Put |
| 232 | —VANECK VECTORS SEMICONDUCTOR E | 300 | $57.0M | 1.05% | Call |
| 233 | BACBANK OF AMERICA CORP | 4,400 | $52.0M | 0.96% | Call |
| 234 | SPYSPDR S&P500 ETF TRUST | 674 | $48.0M | 0.88% | Put |
| 235 | —ALLERGAN PLC | 50 | $48.0M | 0.88% | Call |
| 236 | —ARCELORMITTAL | 600 | $36.0M | 0.66% | Put |
| 237 | TSNTYSON FOODS INC | 300 | $35.0M | 0.64% | Call |
| 238 | MUMICRON TECHNOLOGY INC | 1,700 | $35.0M | 0.64% | Put |
| 239 | BMRNBIOMARIN PHARMACEUTICAL INC | 503 | $34.0M | 0.63% | Call |
| 240 | MUMICRON TECHNOLOGY INC | 1,300 | $33.0M | 0.61% | Call |
| 241 | —GENERAL ELECTRIC CO | 1,000 | $32.0M | 0.59% | Call |
| 242 | —WWE | 700 | $32.0M | 0.59% | Put |
| 243 | AMDADVANCED MICRO DEVICES INC | 2,000 | $30.0M | 0.55% | Call |
| 244 | —CHESAPEAKE ENERGY CORP | 2,000 | $29.0M | 0.53% | Put |
| 245 | —ENCORE CAPITAL GROUP INC | 42,000 | $29.0M | 0.53% | |
| 246 | EEMISHARES MSCI EMERGING MARKETS | 731 | $26.0M | 0.48% | |
| 247 | —ALEXION PHARMACEUTICALS INC | 200 | $25.0M | 0.46% | Call |
| 248 | BACBANK OF AMERICA CORP | 2,067 | $25.0M | 0.46% | Put |
| 249 | —INTEGRATED DEVICE TECHNOLOGY I | 150 | $24.0M | 0.44% | Put |
| 250 | —FRONTIER COMMUNICATIONS CORP | 3,000 | $23.0M | 0.42% | Call |
| 251 | NXPINXP SEMICONDUCTORS NV | 2,884 | $22.0M | 0.40% | Call |
| 252 | —CYPRESS SEMICONDUCTOR CORP | 1,100 | $19.0M | 0.35% | Call |
| 253 | —AMERICAN AIRLINES GROUP INC | 200 | $19.0M | 0.35% | Put |
| 254 | —ASTORIA FINANCIAL CORP | 500 | $19.0M | 0.35% | Call |
| 255 | TMUST-MOBILE US INC | 300 | $18.0M | 0.33% | Call |
| 256 | —FIREEYE INC | 500 | $17.0M | 0.31% | Put |
| 257 | DEDEERE & CO | 500 | $17.0M | 0.31% | Put |
| 258 | —ENDO INTERNATIONAL PLC | 1,500 | $15.0M | 0.28% | Call |
| 259 | —AK STEEL HOLDING CORP | 1,900 | $14.0M | 0.26% | Call |
| 260 | —WEB.COM GROUP INC | 400 | $14.0M | 0.26% | Put |
| 261 | XLFIFINANCIAL SELECT SECTOR SPDR F | 5,000 | $13.0M | 0.24% | Call |
| 262 | —RED HAT INC | 250 | $12.0M | 0.22% | Put |
| 263 | VALEVALE SA | 2,000 | $12.0M | 0.22% | Call |
| 264 | —VALEANT PHARMACEUTICALS INTERN | 600 | $12.0M | 0.22% | Call |
| 265 | AQLTISHARES MSCI EMERGING MARKETS | 750 | $12.0M | 0.22% | Put |
| 266 | —CBS CORP | 200 | $11.0M | 0.20% | Put |
| 267 | AMDADVANCED MICRO DEVICES INC | 950 | $10.0M | 0.18% | Put |
| 268 | —WEATHERFORD INTERNATIONAL PLC | 1,500 | $10.0M | 0.18% | Put |
| 269 | —CBS CORP | 300 | $9.0M | 0.17% | Call |
| 270 | TEVATEVA PHARMACEUTICAL INDUSTRIES | 150 | $9.0M | 0.17% | Call |
| 271 | —VALEANT PHARMACEUTICALS INTERN | 768 | $8.0M | 0.15% | Put |
| 272 | AMKRAMKOR TECHNOLOGY INC | 500 | $8.0M | 0.15% | Put |
| 273 | —CENTURYLINK INC | 300 | $8.0M | 0.15% | Put |
| 274 | TMUST-MOBILE US INC | 200 | $8.0M | 0.15% | Put |
| 275 | —SUCAMPO PHARMACEUTICALS INC | 250 | $7.0M | 0.13% | Call |
| 276 | —JETBLUE AIRWAYS CORP | 300 | $7.0M | 0.13% | Call |
| 277 | —SUCAMPO PHARMACEUTICALS INC | 250 | $7.0M | 0.13% | Put |
| 278 | —FIREEYE INC | 1,000 | $7.0M | 0.13% | Call |
| 279 | —WALT DISNEY CO/THE | 200 | $7.0M | 0.13% | Put |
| 280 | STTSPDR S&P500 ETF TRUST | 1,000 | $6.0M | 0.11% | Call |
| 281 | —WHITING PETROLEUM CORP | 350 | $6.0M | 0.11% | Call |
| 282 | —JETBLUE AIRWAYS CORP | 250 | $6.0M | 0.11% | Put |
| 283 | —TWITTER INC | 1,500 | $6.0M | 0.11% | Call |
| 284 | —CLOVIS ONCOLOGY INC | 50 | $6.0M | 0.11% | Call |
| 285 | —WALT DISNEY CO/THE | 300 | $6.0M | 0.11% | Call |
| 286 | —YAHOO! INC | 300 | $6.0M | 0.11% | Put |
| 287 | —CHESAPEAKE ENERGY CORP | 1,000 | $5.0M | 0.09% | Call |
| 288 | —CTRIP.COM INTERNATIONAL LTD | 100 | $5.0M | 0.09% | Call |
| 289 | SONYSONY CORP | 300 | $5.0M | 0.09% | Put |
| 290 | TERTERADYNE INC | 200 | $4.0M | 0.07% | Put |
| 291 | —ATWOOD OCEANICS INC | 250 | $4.0M | 0.07% | Put |
| 292 | KOCOCA-COLA CO/THE | 2,000 | $4.0M | 0.07% | Call |
| 293 | —FORD MOTOR CO | 1,500 | $4.0M | 0.07% | Call |
| 294 | —AMERICAN AIRLINES GROUP INC | 300 | $3.0M | 0.06% | Call |
| 295 | FOLDAMICUS THERAPEUTICS INC | 500 | $3.0M | 0.06% | Call |
| 296 | RFREGIONS FINANCIAL CORP | 400 | $3.0M | 0.06% | Put |
| 297 | MSFTMICROSOFT CORP | 300 | $3.0M | 0.06% | Call |
| 298 | —YAHOO! INC | 500 | $3.0M | 0.06% | Call |
| 299 | —ARCELORMITTAL | 1,000 | $2.0M | 0.04% | Call |
| 300 | —CLOVIS ONCOLOGY INC | 150 | $2.0M | 0.04% | Put |