ADVENT CAPITAL MANAGEMENT /DE/ Q4 2019 Filing
Filed February 14, 2020
Portfolio Value
$5.2B
Holdings
215
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (215 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | —FLEXION THERAPEUTICS INC | 14,636,000 | $15.6B | 302.77% | |
| 102 | —NEW MOUNTAIN FINANCE COR | 14,538,000 | $15.3B | 296.15% | |
| 103 | —QTS REALTY TRUST INC | 114,924 | $14.8B | 285.90% | |
| 104 | —VIAVI SOLUTIONS INC | 11,300,000 | $14.2B | 275.50% | |
| 105 | —OSI SYSTEMS INC | 12,550,000 | $13.8B | 266.91% | |
| 106 | —GOLDMAN SACHS BDC INC | 13,324,000 | $13.7B | 265.56% | |
| 107 | —TESLA INC | 10,244,000 | $13.0B | 252.46% | |
| 108 | —HORIZON PHARMA INV LTD | 8,846,000 | $11.8B | 227.94% | |
| 109 | TVTX 2.5 09/15/25RETROPHIN INC | 14,499,000 | $11.3B | 218.87% | |
| 110 | —QIAGEN NV | 10,800,000 | $11.1B | 214.38% | |
| 111 | —CYPRESS SEMICONDUCTOR CO | 9,000,000 | $10.9B | 211.32% | |
| 112 | —AVANTOR INC | 170,727 | $10.8B | 208.70% | |
| 113 | —ENVESTNET INC | 8,998,000 | $10.8B | 208.66% | |
| 114 | SRPT 1.5 11/15/24SAREPTA THERAPEUTICS INC | 5,429,000 | $10.6B | 204.65% | |
| 115 | —TRIP.COM GROUP LTD | 10,000,000 | $9.9B | 191.17% | |
| 116 | —INPHI CORP | 6,900,000 | $9.8B | 189.25% | |
| 117 | —WEIBO CORP | 9,850,000 | $9.3B | 180.40% | |
| 118 | —ZENDESK INC | 6,662,000 | $9.1B | 176.93% | |
| 119 | TDOC 1.375 05/15/25TELADOC HEALTH INC | 5,210,000 | $9.1B | 175.59% | |
| 120 | —SERVICENOW INC | 4,243,000 | $9.0B | 173.73% | |
| 121 | —TESLA INC | 6,300,000 | $8.9B | 173.17% | |
| 122 | ETSY 0 03/01/23ETSY INC | 6,262,000 | $8.9B | 171.47% | |
| 123 | —ALZA CORP | 4,351,000 | $8.7B | 169.24% | |
| 124 | —FIVE9 INC | 4,997,000 | $8.4B | 163.41% | |
| 125 | SIXEURSIX FLAGS ENTERTAINMENT CORP | 170,000 | $7.7B | 148.57% | |
| 126 | WDCWESTERN DIGITAL CORP | 115,000 | $7.3B | 141.40% | |
| 127 | —DOCUSIGN INC | 5,782,000 | $7.2B | 139.56% | |
| 128 | —CLEVELAND-CLIFFS INC | 5,867,000 | $7.0B | 136.32% | |
| 129 | LYV 2.5 03/15/23LIVE NATION ENTERTAINMEN | 5,725,000 | $7.0B | 136.21% | |
| 130 | NBIX 2.25 05/15/24NEUROCRINE BIOSCIENCES | 4,537,000 | $7.0B | 134.77% | |
| 131 | —INTERDIGITAL INC | 5,968,000 | $6.0B | 115.56% | |
| 132 | —TWILIO INC | 3,829,000 | $5.9B | 113.60% | |
| 133 | DALDELTA AIR LINES INC | 100,000 | $5.8B | 113.29% | |
| 134 | —SEMPRA ENERGY | 48,322 | $5.8B | 111.74% | |
| 135 | —COLFAX CORP | 36,223 | $5.7B | 110.37% | |
| 136 | —HELIX ENERGY SOLUTIONS | 4,310,000 | $5.6B | 108.60% | |
| 137 | —CENTERPOINT ENERGY INC | 112,696 | $5.5B | 106.49% | |
| 138 | RIG 0.5 01/30/23TRANSOCEAN INC | 5,390,000 | $5.4B | 104.24% | |
| 139 | —CHANGE HEALTHCARE INC | 89,640 | $5.4B | 104.13% | |
| 140 | MLAB 1.375 08/15/25MESA LABORATORIES INC | 4,758,000 | $5.2B | 100.70% | |
| 141 | —WAYFAIR INC | 4,713,000 | $5.1B | 99.25% | |
| 142 | HESHESS CORP | 70,000 | $4.7B | 90.61% | |
| 143 | CCLCARNIVAL CORP | 90,000 | $4.6B | 88.63% | |
| 144 | EVH 1.5 10/15/25EVOLENT HEALTH INC | 6,472,000 | $4.5B | 86.29% | |
| 145 | LITE 0.25 03/15/24LUMENTUM HOLDINGS INC | 3,048,000 | $4.5B | 86.27% | |
| 146 | UPSUNITED PARCEL SERVICE INC | 35,000 | $4.1B | 79.37% | |
| 147 | —BLACKROCK CAPITAL INVEST | 4,018,000 | $4.0B | 77.90% | |
| 148 | —IH MERGER SUB LLC | 2,906,000 | $3.9B | 76.00% | |
| 149 | TAT&T INC | 100,000 | $3.9B | 75.71% | |
| 150 | —SCORPIO TANKERS INC | 3,000,000 | $3.7B | 71.39% | |
| 151 | CVXCHEVRON CORP | 30,000 | $3.6B | 70.03% | |
| 152 | —ASSURANT INC | 27,734 | $3.6B | 68.99% | |
| 153 | —DANAHER CORP | 601,000 | $3.5B | 68.35% | |
| 154 | LEALEAR CORP | 25,000 | $3.4B | 66.45% | |
| 155 | —PRETIUM RESOURCES INC | 3,219,000 | $3.3B | 64.86% | |
| 156 | SPLK 1.125 09/15/25SPLUNK INC | 2,680,000 | $3.3B | 64.28% | |
| 157 | —INTERCEPT PHARMAS | 2,500,000 | $3.3B | 64.26% | |
| 158 | TRVCCITIGROUP INC | 40,000 | $3.2B | 61.91% | |
| 159 | —RH | 2,303,000 | $2.9B | 56.82% | |
| 160 | —KAMAN CORP | 2,338,000 | $2.8B | 54.38% | |
| 161 | HASHASBRO INC | 25,000 | $2.6B | 51.14% | |
| 162 | AVKADVENT CONVERTIBLE AND INCOME | 153,048 | $2.4B | 46.11% | |
| 163 | ETNEATON CORP PLC | 25,000 | $2.4B | 45.87% | |
| 164 | —WHITING PETROLEUM CORP | 2,076,000 | $2.0B | 39.50% | |
| 165 | W 1.125 11/01/24WAYFAIR INC | 1,927,000 | $2.0B | 38.76% | |
| 166 | —BRISTOL-MYERS SQUIBB CO | 1,098,000 | $1.8B | 35.12% | |
| 167 | OXYOCCIDENTAL PETROLEUM CORP | 33,500 | $1.4B | 26.75% | |
| 168 | MUMICRON TECHNOLOGY INC | 20,000 | $1.1B | 20.84% | |
| 169 | CMACOMERICA INC | 15,000 | $1.1B | 20.84% | |
| 170 | CLRUSDCONTINENTAL RESOURCES INC/OK | 30,000 | $1.0B | 19.93% | |
| 171 | —CYPRESS SEMICONDUCTOR CO | 500,000 | $869.0M | 16.83% | |
| 172 | URIUNITED RENTALS INC | 5,000 | $834.0M | 16.16% | |
| 173 | —WPX ENERGY INC | 50,000 | $687.0M | 13.31% | |
| 174 | ULTAULTA BEAUTY INC | 2,500 | $633.0M | 12.26% | |
| 175 | —INTELSAT SA | 80,000 | $562.0M | 10.89% | |
| 176 | 4DHDANA INC | 30,000 | $546.0M | 10.58% | |
| 177 | FEYECHFFIREEYE INC | 32,129 | $531.0M | 10.29% | |
| 178 | MRVLMARVELL TECHNOLOGY GROUP LTD | 20,000 | $531.0M | 10.29% | |
| 179 | CMGCHIPOTLE MEXICAN GRILL INC | 600 | $502.0M | 9.72% | |
| 180 | ADBEADOBE INC | 1,500 | $495.0M | 9.59% | |
| 181 | CWBSPDR BLOOMBERG BARCLAYS CONVER | 8,060 | $447.0M | 8.66% | |
| 182 | DISCAUSDDISCOVERY INC | 13,500 | $442.0M | 8.56% | |
| 183 | LEVILEVI STRAUSS & CO | 20,000 | $386.0M | 7.48% | |
| 184 | —IONIS PHARMACEUTICALS IN | 265,000 | $304.0M | 5.89% | |
| 185 | NCLHNORWEGIAN CRUISE LINE HOLDINGS | 5,000 | $292.0M | 5.66% | |
| 186 | STZCONSTELLATION BRANDS INC | 1,500 | $285.0M | 5.52% | |
| 187 | AKAMAKAMAI TECHNOLOGIES INC | 3,200 | $276.0M | 5.35% | |
| 188 | DYHTARGET CORP | 2,000 | $256.0M | 4.96% | |
| 189 | HZOMARINEMAX INC | 14,335 | $239.0M | 4.63% | |
| 190 | CHGGCHEGG INC | 5,700 | $216.0M | 4.18% | |
| 191 | EZPW 2.875 07/01/24EZCORP INC | 228,000 | $216.0M | 4.18% | |
| 192 | FNFFIDELITY NATIONAL FINANCIAL IN | 4,000 | $181.0M | 3.51% | |
| 193 | IACIEURIAC/INTERACTIVECORP | 700 | $174.0M | 3.37% | |
| 194 | MUMICRON TECHNOLOGY INC | 400 | $163.0M | 3.16% | Call |
| 195 | —INSULET CORPORATION | 73,000 | $139.0M | 2.69% | |
| 196 | 2XYSCIPLAY CORP | 10,000 | $123.0M | 2.38% | |
| 197 | PARAAVIACOMCBS INC | 2,551 | $114.0M | 2.21% | |
| 198 | —COMMSCOPE HOLDING CO INC | 400 | $66.0M | 1.28% | Call |
| 199 | TLTISHARES 20 YEAR TREASURY BOND | 847 | $62.0M | 1.20% | Put |
| 200 | LVLNSPDR S&P OIL & GAS EXPLORATION | 500 | $46.0M | 0.89% | Call |