Advisors Asset Management, Inc. Q1 2019 Filing

Filed May 15, 2019

Portfolio Value

$5.6B

Holdings

1,816

Report Date

Q1 2019

Filing Type

13F-HR

All Holdings (1,816 positions)

#	Stock	Shares	Value	% Portfolio
1001	ALSALLSTATE CORP	6,778	$638K	0.01%
1002	—WEINGARTEN REALTY INVESTORS	21,705	$637K	0.01%
1003	RNR 5.75 PERP FRENAISSANCERE HOLDINGS LTD, SE	25,271	$635K	0.01%
1004	CNSLEURCONSOLIDATED COMMUNICATIONS	57,401	$626K	0.01%
1005	CUBECUBESMART	19,471	$624K	0.01%
1006	IPGPIPG PHOTONICS CORPORATION	4,098	$622K	0.01%
1007	—CNX MIDSTREAM PARTNERS LP	40,784	$620K	0.01%
1008	SLABSILICON LABORATORIES INC	7,586	$613K	0.01%
1009	—HEINEKEN NV	5,775	$611K	0.01%
1010	HIWHIGHWOODS PROPERTIES INC	12,992	$608K	0.01%
1011	NSANATIONAL STORAGE AFFILIATES	21,281	$607K	0.01%
1012	CRSCARPENTER TECHNOLOGY CORP	13,199	$605K	0.01%
1013	—PARSLEY ENERGY INC CLASS A	31,295	$604K	0.01%
1014	MASMASCO CORP	15,354	$604K	0.01%
1015	HOLIHOLLYSYS AUTOMATION TECHNOLOGI	28,737	$602K	0.01%
1016	—SIEMENS AG-ADR	5,595	$602K	0.01%
1017	EIX V5.45 PERP KSCE TRUST V, SERIES K, 5.45 V	26,773	$600K	0.01%
1018	XMUIXBLACKROCK MUNI INTERMEDIATE DU	43,475	$599K	0.01%
1019	SYFSYNCHRONY FINANCIAL	18,787	$599K	0.01%
1020	AGNALLERGAN PLC	4,077	$597K	0.01%
1021	COR1EURCORESITE REALTY CORP	5,582	$597K	0.01%
1022	—CANTEL MEDICAL CORP	8,897	$595K	0.01%
1023	RDYDR. REDDYS LABORATORIES LTD-AD	14,698	$595K	0.01%
1024	—POWER FINANCIAL CORP	25,411	$594K	0.01%
1025	—WELLS FARGO CO (WFC) 5.8500 S	22,711	$592K	0.01%
1026	WABWESTINGHOUSE AIR BRAKE TECHNOL	8,033	$592K	0.01%
1027	—VOYA PRIME RATE TRUST	123,733	$591K	0.01%
1028	SMCAYSMC CORP JAPAN NPV ADR	31,324	$589K	0.01%
1029	STXSEAGATE TECHNOLOGY	12,280	$588K	0.01%
1030	BKCCUSDBLACKROCK CAPITAL INVESTMENT C	97,982	$587K	0.01%
1031	KWRQUAKER CHEMICAL CORP	2,925	$586K	0.01%
1032	CDNSCADENCE DESIGN SYS INC	9,234	$586K	0.01%
1033	NJDCYNIDEC CORP ADS	18,350	$585K	0.01%
1034	CBOECBOE HOLDINGS INC	6,090	$581K	0.01%
1035	LPLALPL FINANCIAL HOLDINGS INC	8,307	$579K	0.01%
1036	MYDBLACKROCK MUNIYIELD FUND	41,517	$579K	0.01%
1037	PRAHPRA HEALTH SCIENCES INC	5,244	$578K	0.01%
1038	ZBHZIMMER BIOMET HOLDINGS INC	4,523	$578K	0.01%
1039	ARIAPOLLO COMMERCIAL REAL ESTATE	31,693	$577K	0.01%
1040	DBSDYDBS GROUP HOLDINGS LIMITED	7,677	$573K	0.01%
1041	ATRAPTARGROUP INC	5,375	$572K	0.01%
1042	DKDELEK US HOLDINGS INC	15,713	$572K	0.01%
1043	—LINDE AG	2,587	$571K	0.01%
1044	EMFTEMPLETON EMERGING MARKETS FUN	38,076	$567K	0.01%
1045	EQIXEQUINIX INC	1,244	$564K	0.01%
1046	QSRRESTAURANT BRANDS INTL INC COM	8,662	$564K	0.01%
1047	CP.TOCANADIAN PACIFIC RAILWAYS	2,732	$563K	0.01%
1048	VNOVORNADO REALTY TRUST	8,331	$562K	0.01%
1049	—CARNIVAL PLC	11,337	$561K	0.01%
1050	MEOHMETHANEX CORP	9,787	$556K	0.01%
1051	—ZURICH FINANCIAL	1,679	$556K	0.01%
1052	—JUST EAT PLC	56,684	$555K	0.01%
1053	NCANUVEEN CALIF MUN VALUE FD INC	58,074	$555K	0.01%
1054	SHOSUNSTONE HOTEL INVESTORS INC	38,375	$553K	0.01%
1055	ASMLASML HOLDING NV	2,942	$553K	0.01%
1056	SONYSONY CORP-ADR	13,094	$553K	0.01%
1057	EVEUREATON VANCE CORP	13,684	$552K	0.01%
1058	AXSAXIS CAPITAL HOLDINGS LIMITED	10,084	$552K	0.01%
1059	TTWOTAKE TWO INTERACTIVE SOFTWARE	5,776	$545K	0.01%
1060	NSUSDNUSTAR ENERGY LP	20,219	$544K	0.01%
1061	OMRNYOMRON CORP NPV ADR	11,505	$541K	0.01%
1062	LBRDKLIBERTY BROADBAND CORP COM SER	5,883	$540K	0.01%
1063	—GOLDMAN SACHS GROUP INC SERIES	21,029	$539K	0.01%
1064	PRU 5.625 08/15/58PRUDENTIAL FINL INC 5.625 PFD	20,728	$533K	0.01%
1065	CAGCONAGRA BRANDS INC	19,222	$533K	0.01%
1066	—MONOTYPE IMAGING HOLDINGS, INC	26,730	$532K	0.01%
1067	ADXADAMS DIVERSIFIED EQUITY FUND	36,698	$530K	0.01%
1068	ETXEATON VANCE MUNICIPAL INCOME T	26,239	$529K	0.01%
1069	OKTAOKTA INC	6,369	$527K	0.01%
1070	AXONAXON ENTERPRISE INC	9,624	$524K	0.01%
1071	TECK/BTECK RESOURCES LTD - CLS B	22,470	$521K	0.01%
1072	—VINA CONCHA Y TORO SA	13,042	$515K	0.01%
1073	SCGLYSOCIETE GENERALE	89,342	$515K	0.01%
1074	PDIPIMCO MUNICIPAL INCOME FUND	36,507	$515K	0.01%
1075	—NOVARTIS AG	5,285	$508K	0.01%
1076	INVHINVITATION COM USD0.01	20,810	$506K	0.01%
1077	IQVIQVIA HOLDINGS INC	3,499	$503K	0.01%
1078	—DIAGEO ORD	12,241	$501K	0.01%
1079	—THALES SA	4,146	$497K	0.01%
1080	INCYINCYTE CORP	5,738	$494K	0.01%
1081	MIMEMIMECAST LIMITED	10,386	$492K	0.01%
1082	—VEDANTA LIMITED	46,505	$491K	0.01%
1083	TOLTOLL BROTHERS	13,535	$490K	0.01%
1084	NPKINEWPARK RESOURCES INC	53,540	$490K	0.01%
1085	—DSW INC-CLASS A	22,032	$490K	0.01%
1086	DHYCREDIT SUISSE HIGH YIELD BOND	196,277	$487K	0.01%
1087	JPM 5.75 PERP DDJPMORGAN CHASE & CO SERIES DD	18,904	$486K	0.01%
1088	YASKYYASKAWA ELEC CORP NPV ADR	7,719	$485K	0.01%
1089	AVYAVERY DENNISON CORP	4,268	$482K	0.01%
1090	G9NGRUPO AEROPORTUARIO DEL PACIFI	5,416	$482K	0.01%
1091	PLNTPLANET FITNESS INC (CLASS A)	6,964	$479K	0.01%
1092	CMCCOMMERCIAL METALS CO COM	28,040	$479K	0.01%
1093	—CABOT MICROELECTRONICS CORP	4,271	$478K	0.01%
1094	FANUYFANUC CORP	27,341	$466K	0.01%
1095	BLEBLACKROCK MUNI INCOME TRUST II	33,054	$466K	0.01%
1096	COLMCOLUMBIA SPORTSWEAR	4,457	$464K	0.01%
1097	JPMJPMORGAN CHASE & CO 6.0 PFD	17,501	$463K	0.01%
1098	MCOMOODY'S CORP	2,540	$460K	0.01%
1099	NTRSNORTHERN TRUST CORP	5,083	$460K	0.01%
1100	—UNILEVER PLC	7,990	$460K	0.01%

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