Advisors Asset Management, Inc. Q3 2016 Filing
Filed October 31, 2016
Portfolio Value
$6.1B
Holdings
1,837
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (1,837 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | BACVERIZON COMMUNICATIONS INC | 1,207,760 | $62.8B | 1029.64% | |
| 2 | PFEPFIZER INC | 1,686,512 | $57.1B | 936.86% | |
| 3 | TAT&T INC | 1,274,533 | $51.8B | 848.90% | |
| 4 | MRKMERCK & CO INC | 827,902 | $51.7B | 847.43% | |
| 5 | MSFTMICROSOFT CORP | 819,040 | $47.2B | 773.75% | |
| 6 | AAPLAPPLE INC | 367,571 | $41.6B | 681.53% | |
| 7 | AMZNAMAZON COM INC | 47,360 | $39.7B | 650.38% | |
| 8 | ABBVABBVIE INC | 624,244 | $39.4B | 645.73% | |
| 9 | IBMINTERNATIONAL BUSINESS MACHS | 236,950 | $37.6B | 617.34% | |
| 10 | OKEONEOK INC NEW | 680,547 | $35.0B | 573.59% | |
| 11 | METAFACEBOOK INC | 269,786 | $34.6B | 567.56% | |
| 12 | XOMEXXON MOBIL CORP | 396,132 | $34.6B | 567.05% | |
| 13 | GOOGLALPHABET INC | 42,926 | $34.5B | 566.08% | |
| 14 | MOALTRIA GROUP INC | 540,089 | $34.1B | 560.10% | |
| 15 | JNJJOHNSON & JOHNSON | 286,633 | $33.9B | 555.34% | |
| 16 | 4I1PHILIP MORRIS INTL INC | 338,350 | $32.9B | 539.50% | |
| 17 | CSCOCISCO SYS INC | 1,013,197 | $32.1B | 527.11% | |
| 18 | —CYPRESS SEMICONDUCTOR CORP | 2,558,341 | $31.1B | 510.22% | |
| 19 | INTCINTEL CORP | 821,096 | $31.0B | 508.37% | |
| 20 | CNPCENTERPOINT ENERGY INC | 1,328,943 | $30.9B | 506.32% | |
| 21 | SESPECTRA ENERGY CORP | 720,588 | $30.8B | 505.23% | |
| 22 | HDHOME DEPOT INC | 239,050 | $30.8B | 504.51% | |
| 23 | CVXCHEVRON CORP NEW | 288,493 | $29.7B | 486.98% | |
| 24 | —CYS INVTS INC | 3,345,149 | $29.2B | 478.42% | |
| 25 | ETRENTERGY CORP NEW | 378,661 | $29.1B | 476.53% | |
| 26 | CTLEURCENTURYLINK INC | 1,058,065 | $29.0B | 476.01% | |
| 27 | CATCATERPILLAR INC DEL | 321,279 | $28.5B | 467.76% | |
| 28 | VGREURVECTOR GROUP LTD | 1,302,674 | $28.0B | 460.00% | |
| 29 | —DONNELLEY R R & SONS CO | 1,748,610 | $27.5B | 450.83% | |
| 30 | —PATTERN ENERGY GROUP INC | 1,190,341 | $26.8B | 439.07% | |
| 31 | MIC2EURMACQUARIE INFRASTRUCTURE COR | 309,370 | $25.8B | 422.36% | |
| 32 | LVSLAS VEGAS SANDS CORP | 444,712 | $25.6B | 419.69% | |
| 33 | SLBSCHLUMBERGER LTD | 322,197 | $25.3B | 415.57% | |
| 34 | RQICOHEN & STEERS QUALITY RLTY | 1,846,063 | $24.6B | 403.60% | |
| 35 | IPINTL PAPER CO | 507,729 | $24.4B | 399.55% | |
| 36 | QCOMQUALCOMM INC | 350,038 | $24.0B | 393.26% | |
| 37 | PEPPEPSICO INC | 219,949 | $23.9B | 392.38% | |
| 38 | LMTLOCKHEED MARTIN CORP | 99,485 | $23.8B | 391.15% | |
| 39 | AYRAIRCASTLE LTD | 1,184,187 | $23.5B | 385.72% | |
| 40 | UVVUNIVERSAL CORP VA | 403,088 | $23.5B | 384.90% | |
| 41 | CVA1EURCOVANTA HLDG CORP | 1,517,338 | $23.4B | 383.00% | |
| 42 | GOFGUGGENHEIM ENHNCD EQTY INCM | 2,964,289 | $23.1B | 378.73% | |
| 43 | GEF/BGREIF INC | 380,488 | $23.1B | 378.11% | |
| 44 | VVISA INC | 277,833 | $23.0B | 376.85% | |
| 45 | 7HPHP INC | 1,467,261 | $22.8B | 373.73% | |
| 46 | MCNMADISON CVRED CALL & EQ STR | 2,906,606 | $22.6B | 370.88% | |
| 47 | —FRONTIER COMMUNICATIONS CORP | 5,319,022 | $22.1B | 362.91% | |
| 48 | BABOEING CO | 167,115 | $22.0B | 361.09% | |
| 49 | MDTMEDTRONIC PLC | 252,536 | $21.8B | 357.85% | |
| 50 | NEENEXTERA ENERGY INC | 177,554 | $21.7B | 356.20% | |
| 51 | XIGDXVOYA GLBL EQTY DIV & PREM OP | 2,910,137 | $21.1B | 346.52% | |
| 52 | OLNOLIN CORP | 1,026,746 | $21.1B | 345.55% | |
| 53 | CNSLEURCONSOLIDATED COMM HLDGS INC | 826,112 | $20.9B | 341.98% | |
| 54 | PGPROCTER AND GAMBLE CO | 232,126 | $20.8B | 341.68% | |
| 55 | —JOY GLOBAL INC | 746,636 | $20.7B | 339.70% | |
| 56 | SOSOUTHERN CO | 397,207 | $20.4B | 334.20% | |
| 57 | —NUVEEN DIVERSIFIED DIV INCM | 1,740,488 | $20.3B | 333.42% | |
| 58 | RITMNEW RESIDENTIAL INVT CORP | 1,457,135 | $20.1B | 330.04% | |
| 59 | FDXFEDEX CORP | 114,950 | $20.1B | 329.32% | |
| 60 | —INTERSIL CORP | 908,982 | $19.9B | 326.94% | |
| 61 | HTDHANCOCK JOHN TAX-ADV DIV INC | 811,556 | $19.8B | 325.30% | |
| 62 | UNHUNITEDHEALTH GROUP INC | 140,955 | $19.7B | 323.66% | |
| 63 | PMTPENNYMAC MTG INVT TR | 1,260,878 | $19.6B | 322.18% | |
| 64 | MATVSCHWEITZER-MAUDUIT INTL INC | 509,059 | $19.6B | 321.94% | |
| 65 | BKEBUCKLE INC | 810,876 | $19.5B | 319.57% | |
| 66 | TUPTUPPERWARE BRANDS CORP | 294,373 | $19.2B | 315.61% | |
| 67 | MATMATTEL INC | 633,972 | $19.2B | 314.85% | |
| 68 | CIMCHIMERA INVT CORP | 1,190,442 | $19.0B | 311.42% | |
| 69 | —AMERICAN CAPITAL AGENCY CORP | 948,719 | $18.5B | 304.04% | |
| 70 | XFEBFIRST TR ENERGY INFRASTRCTR | 953,441 | $18.3B | 300.09% | |
| 71 | PAYXPAYCHEX INC | 314,884 | $18.2B | 298.86% | |
| 72 | —ALPINE TOTAL DYNAMIC DIVID F | 2,380,809 | $18.2B | 297.94% | |
| 73 | BLKCHFBLACKROCK INC | 49,664 | $18.0B | 295.24% | |
| 74 | UNPUNION PAC CORP | 183,902 | $17.9B | 294.17% | |
| 75 | DBDEURDIEBOLD INC | 717,990 | $17.8B | 291.92% | |
| 76 | CSQCALAMOS STRATEGIC TOTL RETN | 1,724,168 | $17.7B | 290.69% | |
| 77 | WFCWELLS FARGO & CO NEW | 384,107 | $17.0B | 278.95% | |
| 78 | WDCWESTERN DIGITAL CORP | 287,785 | $16.8B | 275.98% | |
| 79 | —THL CR SR LN FD | 1,014,815 | $16.7B | 274.46% | |
| 80 | NUSNU SKIN ENTERPRISES INC | 257,818 | $16.7B | 273.91% | |
| 81 | KOCOCA COLA CO | 394,080 | $16.7B | 273.52% | |
| 82 | LLYLILLY ELI & CO | 205,304 | $16.5B | 270.26% | |
| 83 | JPMJPMORGAN CHASE & CO | 247,279 | $16.5B | 270.06% | |
| 84 | CVSCVS HEALTH CORP | 184,847 | $16.4B | 269.80% | |
| 85 | —ALLIANZGI EQUITY & CONV INCO | 878,599 | $16.4B | 269.75% | |
| 86 | RGCGBPREGAL ENTMT GROUP | 749,363 | $16.3B | 267.32% | |
| 87 | MCDMCDONALDS CORP | 140,427 | $16.2B | 265.70% | |
| 88 | IVREURINVESCO MORTGAGE CAPITAL INC | 1,051,228 | $16.0B | 262.58% | |
| 89 | COPCONOCOPHILLIPS | 366,865 | $15.9B | 261.56% | |
| 90 | —MACQUARIE GLBL INFRA TOTL RE | 728,878 | $15.9B | 260.48% | |
| 91 | SBUXSTARBUCKS CORP | 290,751 | $15.7B | 258.17% | |
| 92 | XETYXEATON VANCE TX MGD DIV EQ IN | 1,458,925 | $15.6B | 256.27% | |
| 93 | —KAYNE ANDERSON ENRGY TTL RT | 1,306,113 | $15.3B | 251.28% | |
| 94 | DHRB & G FOODS INC NEW | 310,585 | $15.3B | 250.53% | |
| 95 | PPLPPL CORP | 440,663 | $15.2B | 249.85% | |
| 96 | XBOEXBLACKROCK GLOBAL OPP EQTY TR | 1,240,977 | $15.2B | 249.33% | |
| 97 | —MONROE CAP CORP | 964,654 | $15.2B | 248.87% | |
| 98 | GEGENERAL ELECTRIC CO | 508,195 | $15.1B | 246.89% | |
| 99 | BABAALIBABA GROUP HLDG LTD | 141,737 | $15.0B | 245.92% | |
| 100 | OXYOCCIDENTAL PETE CORP DEL | 201,772 | $14.7B | 241.31% |
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