Advisors Asset Management, Inc. Q3 2016 Filing

Filed October 31, 2016

Portfolio Value

$6.1B

Holdings

1,837

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (1,837 positions)

#	Stock	Shares	Value	% Portfolio
1001	CICIGNA CORPORATION	5,136	$669K	0.01%
1002	HESHESS CORP	12,401	$665K	0.01%
1003	TXTERNIUM SA	33,662	$661K	0.01%
1004	EWBCEAST WEST BANCORP INC	17,932	$658K	0.01%
1005	FCXFREEPORT-MCMORAN INC	60,388	$656K	0.01%
1006	BUWABIO RAD LABS INC	3,996	$655K	0.01%
1007	—FERRO CORP	47,274	$653K	0.01%
1008	TALTAL ED GROUP	9,174	$650K	0.01%
1009	SBACSBA COMMUNICATIONS CORP	5,778	$648K	0.01%
1010	LN5LANNET INC	24,258	$645K	0.01%
1011	IGSBISHARES TR	6,086	$644K	0.01%
1012	PFBCPREFERRED BK LOS ANGELES CA	18,005	$644K	0.01%
1013	SPSBSPDR SERIES TRUST	20,832	$641K	0.01%
1014	CMPCOMPASS MINERALS INTL INC	8,672	$639K	0.01%
1015	K6BKBR INC	42,100	$637K	0.01%
1016	BSVVANGUARD BD INDEX FD INC	7,884	$637K	0.01%
1017	—SILVER BAY RLTY TR CORP	36,281	$636K	0.01%
1018	—WEST CORP	28,769	$635K	0.01%
1019	CHDCHURCH & DWIGHT INC	13,220	$634K	0.01%
1020	QGENQIAGEN NV	22,913	$629K	0.01%
1021	—TEEKAY LNG PARTNERS L P	41,590	$629K	0.01%
1022	SNISCRIPPS NETWORKS INTERACT IN	9,791	$622K	0.01%
1023	TDSTELEPHONE & DATA SYS INC	22,833	$621K	0.01%
1024	WYWEYERHAEUSER CO	19,400	$620K	0.01%
1025	AMATAPPLIED MATLS INC	20,376	$614K	0.01%
1026	ITGRINTEGER HLDGS CORP	28,254	$613K	0.01%
1027	ETNEATON CORP PLC	9,303	$611K	0.01%
1028	TPDTEMPUR SEALY INTL INC	10,762	$611K	0.01%
1029	KALUKAISER ALUMINUM CORP	7,025	$608K	0.01%
1030	ATOATMOS ENERGY CORP	8,155	$607K	0.01%
1031	EENI S P A	21,022	$607K	0.01%
1032	—WGL HLDGS INC	9,625	$603K	0.01%
1033	—RAMCO-GERSHENSON PPTYS TR	32,136	$602K	0.01%
1034	DCIDONALDSON INC	16,123	$602K	0.01%
1035	KRCKILROY RLTY CORP	8,648	$600K	0.01%
1036	LENLENNAR CORP	14,153	$599K	0.01%
1037	LF2PACIFIC PREMIER BANCORP	22,582	$598K	0.01%
1038	MMLPMARTIN MIDSTREAM PRTNRS L P	29,804	$597K	0.01%
1039	NUVAGBPNUVASIVE INC	8,921	$595K	0.01%
1040	ESNTESSENT GROUP LTD	22,342	$595K	0.01%
1041	—VALSPAR CORP	5,581	$592K	0.01%
1042	GMEGAMESTOP CORP NEW	21,288	$587K	0.01%
1043	ELLAUDER ESTEE COS INC	6,632	$587K	0.01%
1044	—GOLDCORP INC NEW	35,373	$584K	0.01%
1045	GDOWESTERN ASSET GLOBAL CP DEFI	32,874	$582K	0.01%
1046	LTCLTC PPTYS INC	11,167	$581K	0.01%
1047	DWDMORGAN STANLEY	18,120	$581K	0.01%
1048	—PANERA BREAD CO	2,967	$578K	0.01%
1049	—ULTIMATE SOFTWARE GROUP INC	2,824	$577K	0.01%
1050	LEGLEGGETT & PLATT INC	12,670	$577K	0.01%
1051	—VIMPELCOM LTD	165,387	$576K	0.01%
1052	—TAUBMAN CTRS INC	7,678	$571K	0.01%
1053	USCRU S CONCRETE INC	12,363	$570K	0.01%
1054	BKHBLACK HILLS CORP	9,205	$564K	0.01%
1055	—CONSOL ENERGY INC	29,253	$562K	0.01%
1056	—AMTRUST FINL SVCS INC	20,929	$562K	0.01%
1057	HQHTEKLA HEALTHCARE INVS	23,519	$560K	0.01%
1058	SCHWSCHWAB CHARLES CORP NEW	17,661	$558K	0.01%
1059	WSMWILLIAMS SONOMA INC	10,925	$558K	0.01%
1060	CGNXCOGNEX CORP	10,496	$555K	0.01%
1061	NBHCNATIONAL BK HLDGS CORP	23,746	$555K	0.01%
1062	SRESEMPRA ENERGY	5,111	$548K	0.01%
1063	HIOWESTERN ASSET HIGH INCM OPP	108,584	$548K	0.01%
1064	PDIPIMCO DYNAMIC INCOME FD	19,193	$547K	0.01%
1065	ZTSZOETIS INC	10,474	$545K	0.01%
1066	NWLNEWELL BRANDS INC	10,327	$544K	0.01%
1067	AMGAFFILIATED MANAGERS GROUP	3,748	$542K	0.01%
1068	CMGCHIPOTLE MEXICAN GRILL INC	1,279	$542K	0.01%
1069	RHCRH PLC	16,251	$541K	0.01%
1070	G9NGPO AEROPORTUARIO DEL PAC SA	5,663	$538K	0.01%
1071	—WEINGARTEN RLTY INVS	13,747	$536K	0.01%
1072	AIGAMERICAN INTL GROUP INC	9,027	$536K	0.01%
1073	—WCI CMNTYS INC	22,532	$534K	0.01%
1074	KSSKOHLS CORP	12,208	$534K	0.01%
1075	—CARE CAP PPTYS INC	18,701	$533K	0.01%
1076	—TWENTY FIRST CENTY FOX INC	21,883	$530K	0.01%
1077	AEBAALLETE INC	8,851	$528K	0.01%
1078	IARTINTEGRA LIFESCIENCES HLDGS C	6,351	$524K	0.01%
1079	—HCP INC	13,797	$524K	0.01%
1080	—HUANENG PWR INTL INC	20,736	$521K	0.01%
1081	MLB1MERCADOLIBRE INC	2,811	$520K	0.01%
1082	AGCOAGCO CORP	10,499	$518K	0.01%
1083	—CBS CORP NEW	9,441	$517K	0.01%
1084	SBCSABRA HEALTH CARE REIT INC	20,319	$512K	0.01%
1085	IHDVOYA EMERGING MKTS HIGH DIVI	62,354	$511K	0.01%
1086	METMETLIFE INC	11,369	$505K	0.01%
1087	BRKRBRUKER CORP	22,259	$504K	0.01%
1088	BANCBANC OF CALIFORNIA INC	28,724	$502K	0.01%
1089	IGTINTERNATIONAL GAME TECHNOLOG	20,523	$500K	0.01%
1090	NEMNEWMONT MINING CORP	12,707	$499K	0.01%
1091	HASIHANNON ARMSTRONG SUST INFR C	21,208	$496K	0.01%
1092	GWRUSDGENESEE & WYO INC	7,193	$496K	0.01%
1093	SGENEURSEATTLE GENETICS INC	9,182	$496K	0.01%
1094	IRTINDEPENDENCE RLTY TR INC	54,986	$495K	0.01%
1095	RDWRRADWARE LTD	35,872	$493K	0.01%
1096	BKBANK NEW YORK MELLON CORP	12,308	$491K	0.01%
1097	TIPISHARES TR	4,210	$490K	0.01%
1098	REXRREXFORD INDL RLTY INC	21,373	$489K	0.01%
1099	TELTE CONNECTIVITY LTD	7,584	$488K	0.01%
1100	ALGALAMO GROUP INC	7,379	$486K	0.01%

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