Advisors Asset Management, Inc. Q3 2019 Filing
Filed November 14, 2019
Portfolio Value
$5.4B
Holdings
1,577
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (1,577 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | WHFWHITEHORSE FIN INC | 289,554 | $4.0B | 74.28% | |
| 302 | GAINGLADSTONE INVT CORP | 323,274 | $4.0B | 73.47% | |
| 303 | CHWCALAMOS GBL DYN INCOME FUND | 509,002 | $4.0B | 73.39% | |
| 304 | FFAFIRST TR ENHANCED EQTY INC F | 250,865 | $4.0B | 73.14% | |
| 305 | GOFGUGGENHEIM ENHNCD EQTY INCM | 507,630 | $4.0B | 72.82% | |
| 306 | EVFEATON VANCE SR INCOME TR | 645,616 | $4.0B | 72.77% | |
| 307 | HRLHORMEL FOODS CORP | 90,326 | $4.0B | 72.75% | |
| 308 | AEPAMERICAN ELEC PWR CO INC | 42,090 | $3.9B | 72.62% | |
| 309 | SCMSTELLUS CAP INVT CORP | 289,293 | $3.9B | 72.62% | |
| 310 | EMOCLEARBRIDGE MLP AND MIDSTRM | 345,562 | $3.9B | 72.42% | |
| 311 | EDDMORGAN STANLEY EM MKTS DM DE | 596,294 | $3.9B | 72.38% | |
| 312 | XJQCXNUVEEN CR STRATEGIES INCM FD | 525,403 | $3.9B | 72.38% | |
| 313 | BGTBLACKROCK FLOATING RATE INCO | 317,630 | $3.9B | 71.77% | |
| 314 | ZBRAZEBRA TECHNOLOGIES CORP | 18,876 | $3.9B | 71.74% | |
| 315 | TSLXUSDTPG SPECIALTY LENDING INC | 185,508 | $3.9B | 71.68% | |
| 316 | JFRNUVEEN FLOATING RATE INCOME | 400,285 | $3.9B | 71.66% | |
| 317 | —APOLLO SR FLOATING RATE FD I | 262,287 | $3.9B | 71.64% | |
| 318 | BAXBAXTER INTL INC | 44,247 | $3.9B | 71.28% | |
| 319 | IPGINTERPUBLIC GROUP COS INC | 179,338 | $3.9B | 71.22% | |
| 320 | FANGDIAMONDBACK ENERGY INC | 42,377 | $3.8B | 70.17% | |
| 321 | PNCPNC FINL SVCS GROUP INC | 27,109 | $3.8B | 69.99% | |
| 322 | EVNEATON VANCE MUNI INCOME TRUS | 292,961 | $3.8B | 69.49% | |
| 323 | PAYCPAYCOM SOFTWARE INC | 17,951 | $3.8B | 69.27% | |
| 324 | MCXMCCORMICK & CO INC | 24,000 | $3.8B | 69.08% | |
| 325 | MSIMOTOROLA SOLUTIONS INC | 21,910 | $3.7B | 68.77% | |
| 326 | —SOLAR SR CAP LTD | 207,162 | $3.7B | 67.76% | |
| 327 | AZNASTRAZENECA PLC | 81,644 | $3.6B | 67.02% | |
| 328 | XAGDXABERDEEN GLOBAL DYNAMIC DIVI | 376,738 | $3.6B | 66.97% | |
| 329 | CECELANESE CORP DEL | 29,732 | $3.6B | 66.97% | |
| 330 | XEFRXEATON VANCE SR FLTNG RTE TR | 278,630 | $3.6B | 66.91% | |
| 331 | TFXTELEFLEX INC | 10,597 | $3.6B | 66.30% | |
| 332 | RITMNEW RESIDENTIAL INVT CORP | 228,507 | $3.6B | 65.99% | |
| 333 | NVGNUVEEN AMT FREE MUN CR INC F | 213,739 | $3.6B | 65.86% | |
| 334 | IAEVOYA ASIA PAC DIVID EQUITY I | 421,349 | $3.6B | 65.81% | |
| 335 | RSRELIANCE STEEL & ALUMINUM CO | 35,836 | $3.6B | 65.77% | |
| 336 | —XPERI CORP | 172,589 | $3.6B | 65.73% | |
| 337 | —COLONY CAP INC NEW | 592,082 | $3.6B | 65.64% | |
| 338 | COOCOOPER COS INC | 11,987 | $3.6B | 65.57% | |
| 339 | SLRCSOLAR CAP LTD | 171,636 | $3.5B | 65.27% | |
| 340 | HTGCHERCULES CAPITAL INC | 265,029 | $3.5B | 65.25% | |
| 341 | WMWASTE MGMT INC DEL | 30,813 | $3.5B | 65.25% | |
| 342 | CYBRCYBERARK SOFTWARE LTD | 35,460 | $3.5B | 65.20% | |
| 343 | ODFLOLD DOMINION FREIGHT LINE IN | 20,730 | $3.5B | 64.88% | |
| 344 | EXREXTRA SPACE STORAGE INC | 30,153 | $3.5B | 64.87% | |
| 345 | LRCXEURLAM RESEARCH CORP | 15,236 | $3.5B | 64.85% | |
| 346 | AJGGALLAGHER ARTHUR J & CO | 39,188 | $3.5B | 64.64% | |
| 347 | ETRENTERGY CORP NEW | 29,771 | $3.5B | 64.35% | |
| 348 | XLNXEURXILINX INC | 36,279 | $3.5B | 64.07% | |
| 349 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 242,903 | $3.5B | 64.02% | |
| 350 | OGEOGE ENERGY CORP | 76,575 | $3.5B | 64.00% | |
| 351 | PLDPROLOGIS INC | 40,754 | $3.5B | 63.96% | |
| 352 | —IVY HIGH INC OPPORTUNITIES F | 251,741 | $3.5B | 63.56% | |
| 353 | SYKSTRYKER CORP | 15,944 | $3.4B | 63.52% | |
| 354 | RIORIO TINTO PLC | 66,208 | $3.4B | 63.52% | |
| 355 | MTZMASTEC INC | 53,088 | $3.4B | 63.48% | |
| 356 | AFBALLIANCEBERNSTEIN NATL MUNI | 250,006 | $3.4B | 63.45% | |
| 357 | NADNUVEEN QUALITY MUNCP INCOME | 239,241 | $3.4B | 63.28% | |
| 358 | WFCWELLS FARGO CO NEW | 67,853 | $3.4B | 63.04% | |
| 359 | NMFCNEW MTN FIN CORP | 245,419 | $3.3B | 61.61% | |
| 360 | OFSOFS CAP CORP | 287,355 | $3.3B | 61.44% | |
| 361 | NFLXNETFLIX INC | 12,387 | $3.3B | 61.05% | |
| 362 | EPAMEPAM SYS INC | 18,170 | $3.3B | 61.02% | |
| 363 | —NUVEEN SHT DUR CR OPP FD | 221,136 | $3.3B | 61.02% | |
| 364 | CSWCCAPITAL SOUTHWEST CORP | 151,847 | $3.3B | 60.96% | |
| 365 | ATOATMOS ENERGY CORP | 29,018 | $3.3B | 60.87% | |
| 366 | COPCONOCOPHILLIPS | 57,504 | $3.3B | 60.35% | |
| 367 | CMECME GROUP INC | 15,449 | $3.3B | 60.13% | |
| 368 | RHCRH PLC | 94,970 | $3.3B | 60.10% | |
| 369 | NBHNEUBERGER BERMAN MUNI FD INC | 208,204 | $3.2B | 59.25% | |
| 370 | BGCPEURBGC PARTNERS INC | 584,740 | $3.2B | 59.23% | |
| 371 | —BLACKROCK STRATEGIC MUN TR | 223,168 | $3.2B | 59.06% | |
| 372 | UTFCOHEN & STEERS INFRASTRUCTUR | 117,558 | $3.2B | 58.97% | |
| 373 | FISFIDELITY NATL INFORMATION SV | 23,990 | $3.2B | 58.66% | |
| 374 | LHCGUSDLHC GROUP INC | 27,909 | $3.2B | 58.36% | |
| 375 | PMOPUTNAM MUN OPPORTUNITIES TR | 242,183 | $3.2B | 58.29% | |
| 376 | OXSQOXFORD SQUARE CAP CORP | 506,769 | $3.2B | 58.14% | |
| 377 | CA8ACACI INTL INC | 13,630 | $3.2B | 58.05% | |
| 378 | —ABERDEEN ASIA PACIFIC INCOM | 750,236 | $3.1B | 57.89% | |
| 379 | NUVNUVEEN MUN VALUE FD INC | 298,743 | $3.1B | 57.83% | |
| 380 | MYIBLACKROCK MUNIYIELD QLTY FD | 231,390 | $3.1B | 57.83% | |
| 381 | LAMRLAMAR ADVERTISING CO NEW | 38,136 | $3.1B | 57.54% | |
| 382 | XCHYXCALAMOS CONV & HIGH INCOME F | 283,408 | $3.1B | 57.41% | |
| 383 | PNNTPENNANTPARK INVT CORP | 495,209 | $3.1B | 57.19% | |
| 384 | AFLAFLAC INC | 59,117 | $3.1B | 56.96% | |
| 385 | NEANUVEEN FLTNG RTE INCM OPP FD | 323,815 | $3.1B | 56.89% | |
| 386 | THQTEKLA HEALTHCARE OPPORTUNIT | 175,222 | $3.1B | 56.34% | |
| 387 | DGXQUEST DIAGNOSTICS INC | 28,498 | $3.0B | 56.17% | |
| 388 | SCHWTHE CHARLES SCHWAB CORPORATI | 72,609 | $3.0B | 55.93% | |
| 389 | EHCENCOMPASS HEALTH CORP | 47,838 | $3.0B | 55.75% | |
| 390 | TROWPRICE T ROWE GROUP INC | 26,407 | $3.0B | 55.57% | |
| 391 | CAECAE INC | 118,798 | $3.0B | 55.57% | |
| 392 | HRCHILL ROM HLDGS INC | 28,490 | $3.0B | 55.22% | |
| 393 | WIWWESTERN AST INFL LKD OPP & I | 269,402 | $3.0B | 54.98% | |
| 394 | GABGABELLI EQUITY TR INC | 496,867 | $3.0B | 54.72% | |
| 395 | WMTWALMART INC | 24,857 | $3.0B | 54.33% | |
| 396 | EIMEATON VANCE MUN BD FD | 226,468 | $2.9B | 54.05% | |
| 397 | FDUSFIDUS INVT CORP | 197,700 | $2.9B | 54.00% | |
| 398 | CHCTCOMMUNITY HEALTHCARE TR INC | 65,758 | $2.9B | 53.96% | |
| 399 | EXPEAGLE MATERIALS INC | 32,512 | $2.9B | 53.89% | |
| 400 | RMERESMED INC | 21,583 | $2.9B | 53.71% |