Advisors Asset Management, Inc. Q4 2016 Filing
Filed February 9, 2017
Portfolio Value
$6.0B
Holdings
1,844
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (1,844 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | NVSNNOVARTIS A G | 114,271 | $8.3B | 138.20% | |
| 202 | CIIBLACKROCK ENH CAP & INC FD I | 606,037 | $8.3B | 137.97% | |
| 203 | XEXGXEATON VANCE TAX MNGD GBL DV | 1,035,404 | $8.3B | 137.88% | |
| 204 | FLOFLOWERS FOODS INC | 410,908 | $8.2B | 136.26% | |
| 205 | EMREMERSON ELEC CO | 147,039 | $8.2B | 136.11% | |
| 206 | CELGCELGENE CORP | 70,739 | $8.2B | 135.96% | |
| 207 | RGCGBPREGAL ENTMT GROUP | 396,741 | $8.2B | 135.71% | |
| 208 | VEMYSTONE HBR EMERG MKTS TL INC | 594,206 | $8.2B | 135.66% | |
| 209 | BDXBECTON DICKINSON & CO | 49,195 | $8.1B | 135.23% | |
| 210 | TWOTWO HBRS INVT CORP | 932,954 | $8.1B | 135.08% | |
| 211 | —TORTOISE ENERGY INDEPENDENC | 492,748 | $8.1B | 134.99% | |
| 212 | BMYBRISTOL MYERS SQUIBB CO | 138,697 | $8.1B | 134.58% | |
| 213 | CERNCHFCERNER CORP | 169,869 | $8.0B | 133.62% | |
| 214 | RRDEURDONNELLEY R R & SONS CO | 492,577 | $8.0B | 133.48% | |
| 215 | —VIRTUS TOTAL RETURN FD | 1,791,043 | $8.0B | 132.93% | |
| 216 | GLOCLOUGH GLOBAL OPPORTUNITIES | 889,592 | $8.0B | 132.20% | |
| 217 | ATDALLEGHENY TECHNOLOGIES INC | 496,334 | $7.9B | 131.29% | |
| 218 | SCMSTELLUS CAP INVT CORP | 654,159 | $7.9B | 130.99% | |
| 219 | MAAMID AMER APT CMNTYS INC | 80,551 | $7.9B | 130.98% | |
| 220 | BBTUSDBB&T CORP | 167,494 | $7.9B | 130.78% | |
| 221 | GDGENERAL DYNAMICS CORP | 45,603 | $7.9B | 130.74% | |
| 222 | DEODIAGEO P L C | 75,388 | $7.8B | 130.11% | |
| 223 | —CM FIN INC | 841,662 | $7.8B | 129.96% | |
| 224 | EOIEATON VANCE ENHANCED EQ INC | 628,133 | $7.8B | 129.33% | |
| 225 | WMTWAL-MART STORES INC | 112,684 | $7.8B | 129.33% | |
| 226 | EVFEATON VANCE SR INCOME TR | 1,154,519 | $7.7B | 128.05% | |
| 227 | —TORTOISE MLP FD INC | 402,530 | $7.7B | 127.52% | |
| 228 | PFLTPENNANTPARK FLOATING RATE CA | 544,162 | $7.7B | 127.49% | |
| 229 | MLMMARTIN MARIETTA MATLS INC | 34,550 | $7.7B | 127.09% | |
| 230 | BMTABRITISH AMERN TOB PLC | 67,931 | $7.7B | 127.09% | |
| 231 | EWEDWARDS LIFESCIENCES CORP | 81,663 | $7.7B | 127.06% | |
| 232 | JRINUVEEN REAL ASSET INC & GROW | 485,448 | $7.6B | 126.87% | |
| 233 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 572,808 | $7.6B | 126.87% | |
| 234 | SLRCSOLAR CAP LTD | 365,556 | $7.6B | 126.38% | |
| 235 | —ALPINE GLOBAL DYNAMIC DIVD F | 863,318 | $7.6B | 125.71% | |
| 236 | AVGOBROADCOM LTD | 42,738 | $7.6B | 125.45% | |
| 237 | JWNUSDNORDSTROM INC | 157,399 | $7.5B | 125.26% | |
| 238 | IAEVOYA ASIA PAC DIVID EQUITY I | 861,789 | $7.5B | 124.63% | |
| 239 | JRSNUVEEN REAL ESTATE INCOME FD | 696,842 | $7.5B | 124.62% | |
| 240 | PSECPROSPECT CAPITAL CORPORATION | 897,945 | $7.5B | 124.50% | |
| 241 | PYPLPAYPAL HLDGS INC | 187,406 | $7.4B | 122.82% | |
| 242 | —VOYA RISK MANAGED NAT RES FD | 1,142,418 | $7.3B | 121.39% | |
| 243 | PNNTPENNANTPARK INVT CORP | 948,640 | $7.3B | 120.66% | |
| 244 | —WILLIAMS PARTNERS L P NEW | 190,837 | $7.3B | 120.51% | |
| 245 | AXPAMERICAN EXPRESS CO | 97,566 | $7.2B | 120.02% | |
| 246 | —DOW CHEM CO | 125,872 | $7.2B | 119.58% | |
| 247 | PSAPUBLIC STORAGE | 32,219 | $7.2B | 119.57% | |
| 248 | VLOVALERO ENERGY CORP NEW | 104,138 | $7.1B | 118.14% | |
| 249 | —TORTOISE PIPELINE & ENERGY F | 329,526 | $7.1B | 118.07% | |
| 250 | —BLACKROCK DEBT STRAT FD INC | 625,796 | $7.1B | 117.84% | |
| 251 | —FST TR NEW OPPORT MLP & ENE | 546,042 | $7.0B | 116.51% | |
| 252 | PNCPNC FINL SVCS GROUP INC | 59,667 | $7.0B | 115.88% | |
| 253 | IGRCBRE CLARION GLOBAL REAL EST | 955,598 | $7.0B | 115.83% | |
| 254 | WBAWALGREENS BOOTS ALLIANCE INC | 84,152 | $7.0B | 115.63% | |
| 255 | —GARRISON CAP INC | 742,418 | $6.9B | 115.27% | |
| 256 | NXDRKINDRED HEALTHCARE INC | 869,580 | $6.8B | 113.34% | |
| 257 | HSYHERSHEY CO | 65,948 | $6.8B | 113.26% | |
| 258 | ADBEADOBE SYS INC | 66,189 | $6.8B | 113.14% | |
| 259 | AVKADVENT CLAYMORE CV SECS & IN | 463,391 | $6.8B | 112.96% | |
| 260 | EPREPR PPTYS | 94,433 | $6.8B | 112.53% | |
| 261 | WELLWELLTOWER INC | 100,918 | $6.8B | 112.15% | |
| 262 | ELSEQUITY LIFESTYLE PPTYS INC | 93,525 | $6.7B | 111.96% | |
| 263 | XFRAXBLACKROCK FLOAT RATE OME STR | 467,937 | $6.7B | 111.96% | |
| 264 | DUKDUKE ENERGY CORP NEW | 86,580 | $6.7B | 111.58% | |
| 265 | —AMERICAN CAP SR FLOATING LTD | 564,024 | $6.7B | 111.45% | |
| 266 | GSKGLAXOSMITHKLINE PLC | 174,119 | $6.7B | 111.33% | |
| 267 | OTTROTTER TAIL CORP | 161,570 | $6.6B | 109.46% | |
| 268 | SPGSIMON PPTY GROUP INC NEW | 36,710 | $6.5B | 108.29% | |
| 269 | UTFCOHEN & STEERS INFRASTRUCTUR | 336,455 | $6.5B | 108.16% | |
| 270 | —FIFTH STR SR FLOATNG RATE CO | 747,476 | $6.5B | 108.11% | |
| 271 | EBAEBAY INC | 219,062 | $6.5B | 107.99% | |
| 272 | CLXCLOROX CO DEL | 53,717 | $6.4B | 107.05% | |
| 273 | MPCMARATHON PETE CORP | 127,526 | $6.4B | 106.62% | |
| 274 | ADIANALOG DEVICES INC | 88,150 | $6.4B | 106.28% | |
| 275 | —PRUDENTIAL GLB SHT DUR HG YL | 428,551 | $6.4B | 105.95% | |
| 276 | CMICUMMINS INC | 46,385 | $6.3B | 105.26% | |
| 277 | DPGDUFF & PHELPS GLB UTL INC FD | 407,876 | $6.3B | 104.84% | |
| 278 | IQIINVESCO QUALITY MUNI INC TRS | 506,407 | $6.3B | 104.26% | |
| 279 | GAINGLADSTONE INVT CORP | 740,998 | $6.3B | 104.09% | |
| 280 | —SOLAR SR CAP LTD | 380,944 | $6.3B | 103.99% | |
| 281 | BTABLACKROCK LONG-TERM MUNI ADV | 553,463 | $6.2B | 103.66% | |
| 282 | EIMEATON VANCE MUN BD FD | 498,472 | $6.2B | 102.71% | |
| 283 | VKQINVESCO MUN TR | 502,467 | $6.2B | 102.28% | |
| 284 | BKFIDREYFUS MUN BD INFRSTRCTR FD | 502,858 | $6.2B | 102.20% | |
| 285 | PMMPUTNAM MANAGED MUN INCOM TR | 870,293 | $6.2B | 102.17% | |
| 286 | CLSCA INC | 191,874 | $6.1B | 101.22% | |
| 287 | —ALLERGAN PLC | 29,006 | $6.1B | 101.15% | |
| 288 | NMLNEUBERGER BERMAN MLP INCOME | 640,859 | $6.0B | 99.93% | |
| 289 | —TIME INC NEW | 333,125 | $5.9B | 98.73% | |
| 290 | DHRDANAHER CORP DEL | 76,210 | $5.9B | 98.50% | |
| 291 | —INTERSIL CORP | 264,814 | $5.9B | 98.05% | |
| 292 | WEPMAGELLAN MIDSTREAM PRTNRS LP | 77,896 | $5.9B | 97.82% | |
| 293 | NOCNORTHROP GRUMMAN CORP | 25,187 | $5.9B | 97.27% | |
| 294 | TFXTELEFLEX INC | 36,308 | $5.9B | 97.15% | |
| 295 | ORLYO REILLY AUTOMOTIVE INC NEW | 21,004 | $5.8B | 97.10% | |
| 296 | OMCOMNICOM GROUP INC | 68,654 | $5.8B | 97.02% | |
| 297 | RDS/AROYAL DUTCH SHELL PLC | 106,666 | $5.8B | 96.31% | |
| 298 | CHWCALAMOS GBL DYN INCOME FUND | 829,006 | $5.8B | 95.94% | |
| 299 | XFEBFIRST TR MLP & ENERGY INCOME | 357,391 | $5.8B | 95.77% | |
| 300 | HRSEURHARRIS CORP DEL | 56,218 | $5.8B | 95.66% |