Advisors Asset Management, Inc. Q4 2019 Filing
Filed February 14, 2020
Portfolio Value
$11.3B
Holdings
1,556
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (1,556 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 601 | —EATON VANCE FLTG RATE INCOM | 104,398 | $1.7B | 14.77% | |
| 602 | CXHMFS INVT GRADE MUN TR | 170,551 | $1.7B | 14.75% | |
| 603 | FMCF M C CORP | 16,644 | $1.7B | 14.70% | |
| 604 | MUCBLACKROCK MUNIHLDNGS CALI QL | 118,502 | $1.7B | 14.67% | |
| 605 | FIBKFIRST INTST BANCSYSTEM INC | 39,558 | $1.7B | 14.67% | |
| 606 | SMFGSUMITOMO MITSUI FINL GROUP I | 223,545 | $1.7B | 14.66% | |
| 607 | —ENEL AMERICAS S A | 112,571 | $1.6B | 14.59% | |
| 608 | PLNTPLANET FITNESS INC | 19,322 | $1.6B | 14.57% | |
| 609 | —BLACKROCK MUNIYIELD CALI QLT | 115,683 | $1.6B | 14.55% | |
| 610 | PCFHIGH INCOME SECS FD | 183,140 | $1.6B | 14.52% | |
| 611 | CPACOPA HOLDINGS SA | 15,138 | $1.6B | 14.48% | |
| 612 | HOLXHOLOGIC INC | 31,209 | $1.6B | 14.42% | |
| 613 | —GOLDMAN SACHS MLP INC OPP FD | 267,985 | $1.6B | 14.40% | |
| 614 | XBFZXBLACKROCK CALIF MUN INCOME T | 119,974 | $1.6B | 14.40% | |
| 615 | DC4DEXCOM INC | 7,411 | $1.6B | 14.35% | |
| 616 | HUMHUMANA INC | 4,410 | $1.6B | 14.30% | |
| 617 | NHINATIONAL HEALTH INVS INC | 19,774 | $1.6B | 14.26% | |
| 618 | EXASEXACT SCIENCES CORP | 17,418 | $1.6B | 14.26% | |
| 619 | MUMICRON TECHNOLOGY INC | 20,970 | $1.6B | 14.23% | |
| 620 | WINGWINGSTOP INC | 18,650 | $1.6B | 14.23% | |
| 621 | NGGNATIONAL GRID PLC | 25,465 | $1.6B | 14.21% | |
| 622 | EOSEATON VANCE ENH EQTY INC FD | 89,913 | $1.6B | 14.19% | |
| 623 | ESSESSEX PPTY TR INC | 5,318 | $1.6B | 14.16% | |
| 624 | WATWATERS CORP | 6,781 | $1.6B | 14.02% | |
| 625 | VMOINVESCO MUN OPPORTUNITY TR | 127,350 | $1.6B | 13.93% | |
| 626 | CLCOLGATE PALMOLIVE CO | 22,693 | $1.6B | 13.83% | |
| 627 | BRK/BBERKSHIRE HATHAWAY INC DEL | 6,903 | $1.6B | 13.83% | |
| 628 | LNTALLIANT ENERGY CORP | 28,414 | $1.6B | 13.76% | |
| 629 | MSAMSA SAFETY INC | 12,284 | $1.6B | 13.74% | |
| 630 | —BP MIDSTREAM PARTNERS LP | 98,922 | $1.5B | 13.67% | |
| 631 | MVFBLACKROCK MUNIVEST FD INC | 168,792 | $1.5B | 13.61% | |
| 632 | BHPBHP GROUP LTD | 27,628 | $1.5B | 13.52% | |
| 633 | XELXCEL ENERGY INC | 24,014 | $1.5B | 13.50% | |
| 634 | SIVBEURSVB FINL GROUP | 6,074 | $1.5B | 13.50% | |
| 635 | WCGEURWELLCARE HEALTH PLANS INC | 4,582 | $1.5B | 13.39% | |
| 636 | EMFTEMPLETON EMERGING MKTS FD I | 96,481 | $1.5B | 13.31% | |
| 637 | UEOWESTLAKE CHEM CORP | 21,422 | $1.5B | 13.30% | |
| 638 | HMNHORACE MANN EDUCATORS CORP N | 34,343 | $1.5B | 13.27% | |
| 639 | TFSLTFS FINL CORP | 76,001 | $1.5B | 13.24% | |
| 640 | CUKCARNIVAL PLC | 30,845 | $1.5B | 13.23% | |
| 641 | ARRUSDARMOUR RESIDENTIAL REIT INC | 83,201 | $1.5B | 13.16% | |
| 642 | TCFTCF FINANCIAL CORPORATION NE | 31,487 | $1.5B | 13.05% | |
| 643 | XPCKXPIMCO CALIF MUN INCOME FD II | 147,054 | $1.5B | 13.02% | |
| 644 | EQIXEQUINIX INC | 2,517 | $1.5B | 12.99% | |
| 645 | DHID R HORTON INC | 27,787 | $1.5B | 12.98% | |
| 646 | TEAMATLASSIAN CORP PLC | 12,161 | $1.5B | 12.95% | |
| 647 | —PIMCO DYNMIC CREDIT AND MRT | 57,680 | $1.5B | 12.87% | |
| 648 | MPWRMONOLITHIC PWR SYS INC | 8,161 | $1.5B | 12.86% | |
| 649 | DRIDARDEN RESTAURANTS INC | 13,273 | $1.4B | 12.72% | |
| 650 | CEVEATON VANCE CA MUNI INCOME T | 106,583 | $1.4B | 12.72% | |
| 651 | QRVOQORVO INC | 12,356 | $1.4B | 12.71% | |
| 652 | MKSIMKS INSTRUMENT INC | 10,418 | $1.4B | 12.59% | |
| 653 | STLDSTEEL DYNAMICS INC | 41,773 | $1.4B | 12.59% | |
| 654 | METMETLIFE INC | 27,907 | $1.4B | 12.59% | |
| 655 | CXCEMEX SAB DE CV | 375,485 | $1.4B | 12.56% | |
| 656 | HMCHONDA MOTOR LTD | 50,062 | $1.4B | 12.54% | |
| 657 | NHCNATIONAL HEALTHCARE CORP | 16,387 | $1.4B | 12.53% | |
| 658 | AXONAXON ENTERPRISE INC | 19,307 | $1.4B | 12.52% | |
| 659 | —BLACKROCK MUNIYIELD CALIF FD | 100,076 | $1.4B | 12.51% | |
| 660 | YUMCYUM CHINA HLDGS INC | 29,245 | $1.4B | 12.43% | |
| 661 | PEOADAM NAT RES FD INC | 85,210 | $1.4B | 12.42% | |
| 662 | ASTEASTEC INDS INC | 33,265 | $1.4B | 12.36% | |
| 663 | CIGCOMPANHIA ENERGETICA DE MINA | 405,947 | $1.4B | 12.25% | |
| 664 | AGCOAGCO CORP | 17,847 | $1.4B | 12.21% | |
| 665 | HBC2HSBC HLDGS PLC | 34,381 | $1.4B | 12.16% | |
| 666 | —PBF LOGISTICS LP | 67,866 | $1.4B | 12.16% | |
| 667 | ASMLASML HOLDING N V | 4,641 | $1.4B | 12.15% | |
| 668 | FDSFACTSET RESH SYS INC | 5,068 | $1.4B | 12.04% | |
| 669 | NBIXNEUROCRINE BIOSCIENCES INC | 12,643 | $1.4B | 12.03% | |
| 670 | MOG/AMOOG INC | 15,906 | $1.4B | 12.01% | |
| 671 | S9QSPIRIT AEROSYSTEMS HLDGS INC | 18,593 | $1.4B | 11.99% | |
| 672 | ABEVAMBEV SA | 290,188 | $1.4B | 11.97% | |
| 673 | —MONROE CAP CORP | 123,558 | $1.3B | 11.87% | |
| 674 | CIMCHIMERA INVT CORP | 64,906 | $1.3B | 11.81% | |
| 675 | CPTCAMDEN PPTY TR | 12,498 | $1.3B | 11.74% | |
| 676 | NOKNOKIA CORP | 353,845 | $1.3B | 11.62% | |
| 677 | SNPUSDCHINA PETE & CHEM CORP | 21,794 | $1.3B | 11.60% | |
| 678 | TPCTUTOR PERINI CORP | 101,361 | $1.3B | 11.54% | |
| 679 | MEDPMEDPACE HLDGS INC | 15,432 | $1.3B | 11.48% | |
| 680 | BSBRBANCO SANTANDER BRASIL S A | 106,299 | $1.3B | 11.41% | |
| 681 | CFCF INDS HLDGS INC | 26,968 | $1.3B | 11.39% | |
| 682 | NSCNORFOLK SOUTHERN CORP | 6,604 | $1.3B | 11.35% | |
| 683 | CRSCARPENTER TECHNOLOGY CORP | 25,676 | $1.3B | 11.31% | |
| 684 | ATROASTRONICS CORP | 45,701 | $1.3B | 11.30% | |
| 685 | SARSARATOGA INVT CORP | 51,162 | $1.3B | 11.29% | |
| 686 | OKTAOKTA INC | 11,053 | $1.3B | 11.28% | |
| 687 | —BUNGE LIMITED | 22,117 | $1.3B | 11.27% | |
| 688 | PNWPINNACLE WEST CAP CORP | 14,144 | $1.3B | 11.26% | |
| 689 | XEADXWELLS FARGO INCOME OPPORTUNI | 150,989 | $1.3B | 11.25% | |
| 690 | STAGSTAG INDL INC | 40,161 | $1.3B | 11.22% | |
| 691 | GPNGLOBAL PMTS INC | 6,874 | $1.3B | 11.07% | |
| 692 | BUDANHEUSER BUSCH INBEV SA/NV | 15,399 | $1.3B | 11.06% | |
| 693 | XHNWXPIONEER DIV HIGH INCOME TRUS | 83,809 | $1.2B | 11.04% | |
| 694 | CTVACORTEVA INC | 41,268 | $1.2B | 11.03% | |
| 695 | —NUVEEN ENHANCED MUN VALUE FD | 83,677 | $1.2B | 11.01% | |
| 696 | HALHALLIBURTON CO | 50,716 | $1.2B | 10.98% | |
| 697 | GOFGUGGENHEIM ENHNCD EQTY INCM | 154,044 | $1.2B | 10.98% | |
| 698 | KLACKLA CORPORATION | 6,951 | $1.2B | 10.96% | |
| 699 | TELTE CONNECTIVITY LTD | 12,903 | $1.2B | 10.95% | |
| 700 | EVRGEVERGY INC | 18,999 | $1.2B | 10.95% |