AE Wealth Management LLC Q1 2020 Filing
Filed May 7, 2020
Portfolio Value
$4.4T
Holdings
1,095
Report Date
Q1 2020
Filing Type
13F-HR
All Holdings (1,095 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1001 | STNESTONECO LTD | 9,328 | $203.0M | 0.00% | |
| 1002 | UNMUNUM GROUP | 13,541 | $203.0M | 0.00% | |
| 1003 | RPMRPM INTL INC | 3,406 | $203.0M | 0.00% | |
| 1004 | WIPSPDR SER TR | 4,144 | $202.0M | 0.00% | |
| 1005 | VFCV F CORP | 3,741 | $202.0M | 0.00% | |
| 1006 | HACKUSDETF MANAGERS TR | 5,653 | $202.0M | 0.00% | |
| 1007 | EMLPFIRST TR EXCHANGE-TRADED FD | 10,579 | $188.0M | 0.00% | |
| 1008 | ZNGAEURZYNGA INC | 27,262 | $187.0M | 0.00% | |
| 1009 | OPPRIVERNORTH / DOUBLELINE STRA | 14,149 | $181.0M | 0.00% | |
| 1010 | FPFFIRST TR EXCHANGE TRADED ALP | 10,149 | $179.0M | 0.00% | |
| 1011 | SDIVEURGLOBAL X FDS | 18,977 | $177.0M | 0.00% | |
| 1012 | WMBWILLIAMS COS INC | 12,081 | $171.0M | 0.00% | |
| 1013 | KREFKKR REAL ESTATE FIN TR INC | 11,311 | $170.0M | 0.00% | |
| 1014 | FPIFARMLAND PARTNERS INC | 26,772 | $163.0M | 0.00% | |
| 1015 | AMRNAMARIN CORP PLC | 40,591 | $162.0M | 0.00% | |
| 1016 | ARIAPOLLO COML REAL EST FIN INC | 21,691 | $161.0M | 0.00% | |
| 1017 | PSECPROSPECT CAPITAL CORPORATION | 37,462 | $159.0M | 0.00% | |
| 1018 | —RETAIL PPTYS AMER INC | 30,228 | $156.0M | 0.00% | |
| 1019 | PHYS/USPROTT PHYSICAL GOLD TRUST | 11,849 | $155.0M | 0.00% | |
| 1020 | GLPGLOBAL PARTNERS LP | 17,250 | $152.0M | 0.00% | |
| 1021 | CCOCAMECO CORP | 19,766 | $151.0M | 0.00% | |
| 1022 | IPFFEURISHARES TR | 14,275 | $149.0M | 0.00% | |
| 1023 | PDBCINVESCO ACTIVELY MANAGD ETF | 12,516 | $148.0M | 0.00% | |
| 1024 | KNOPKNOT OFFSHORE PARTNERS LP | 14,475 | $148.0M | 0.00% | |
| 1025 | UBSUBS GROUP AG | 15,821 | $147.0M | 0.00% | |
| 1026 | GABGABELLI EQUITY TR INC | 33,205 | $144.0M | 0.00% | |
| 1027 | ERICERICSSON | 17,264 | $140.0M | 0.00% | |
| 1028 | MRO*MARATHON OIL CORP | 42,371 | $139.0M | 0.00% | |
| 1029 | —COLUMBIA PPTY TR INC | 10,401 | $130.0M | 0.00% | |
| 1030 | BPYPNBROOKFIELD PPTY REIT INC | 15,337 | $130.0M | 0.00% | |
| 1031 | HLITHARMONIC INC | 22,018 | $127.0M | 0.00% | |
| 1032 | GEGGEO GROUP INC NEW | 10,331 | $126.0M | 0.00% | |
| 1033 | —PREFERRED APT CMNTYS INC | 16,970 | $122.0M | 0.00% | |
| 1034 | JPCNUVEEN PFD & INCOME OPPORTUN | 16,612 | $122.0M | 0.00% | |
| 1035 | BDJBLACKROCK ENHANCED EQUITY DI | 18,371 | $120.0M | 0.00% | |
| 1036 | XJQCXNUVEEN CR STRATEGIES INCOME | 20,311 | $115.0M | 0.00% | |
| 1037 | VGREURVECTOR GROUP LTD | 12,086 | $114.0M | 0.00% | |
| 1038 | NIONIO INC | 40,194 | $112.0M | 0.00% | |
| 1039 | VVRINVESCO SR INCOME TR | 33,924 | $109.0M | 0.00% | |
| 1040 | XBXMXNUVEEN S&P 500 BUY-WRITE INC | 10,734 | $108.0M | 0.00% | |
| 1041 | PMMPUTNAM MANAGED MUN INCOME TR | 13,649 | $98.0M | 0.00% | |
| 1042 | YRIYAMANA GOLD INC | 35,108 | $97.0M | 0.00% | |
| 1043 | ETWEATON VANCE TXMGD GL BUYWR O | 12,173 | $91.0M | 0.00% | |
| 1044 | NEANUVEEN FLTNG RTE INCM OPP FD | 12,189 | $91.0M | 0.00% | |
| 1045 | CTVHELIX ENERGY SOLUTIONS GRP I | 52,496 | $86.0M | 0.00% | |
| 1046 | IGRCBRE CLARION GLOBAL REAL EST | 15,365 | $81.0M | 0.00% | |
| 1047 | ASGLIBERTY ALL-STAR GROWTH FD I | 17,333 | $81.0M | 0.00% | |
| 1048 | TWOEURTWO HBRS INVT CORP | 20,684 | $79.0M | 0.00% | |
| 1049 | WHFWHITEHORSE FIN INC | 11,000 | $78.0M | 0.00% | |
| 1050 | AMLPUSDALPS ETF TR | 20,021 | $69.0M | 0.00% | |
| 1051 | FCXFREEPORT-MCMORAN INC | 10,020 | $68.0M | 0.00% | |
| 1052 | —BARCLAYS BANK PLC | 16,537 | $68.0M | 0.00% | |
| 1053 | XAWPXABERDEEN GLOBAL PREMIER PPTY | 15,431 | $65.0M | 0.00% | |
| 1054 | CRONCRONOS GROUP INC | 10,970 | $62.0M | 0.00% | |
| 1055 | XNROXNEUBERGER BERMAN REAL ESTATE | 19,745 | $59.0M | 0.00% | |
| 1056 | —ANTARES PHARMA INC | 24,786 | $58.0M | 0.00% | |
| 1057 | CXCEMEX SAB DE CV | 27,335 | $58.0M | 0.00% | |
| 1058 | BCXBLACKROCK RES & COMMODITIES | 11,311 | $57.0M | 0.00% | |
| 1059 | —ABERDEEN ASIA-PACIFIC INCOME | 16,876 | $57.0M | 0.00% | |
| 1060 | USOUNITED STATES OIL FUND LP | 13,248 | $54.0M | 0.00% | Call |
| 1061 | AEGAEGON N V | 20,384 | $51.0M | 0.00% | |
| 1062 | ENZBENZO BIOCHEM INC | 20,000 | $51.0M | 0.00% | |
| 1063 | WPRTWESTPORT FUEL SYSTEMS INC | 53,114 | $50.0M | 0.00% | |
| 1064 | APH1EURAPHRIA INC | 15,934 | $49.0M | 0.00% | |
| 1065 | —THERATECHNOLOGIES INC | 29,428 | $47.0M | 0.00% | |
| 1066 | —TORTOISE MIDSTRM ENERGY FD I | 50,491 | $43.0M | 0.00% | |
| 1067 | PSEC 6.375 03/01/25PROSPECT CAPITAL CORPORATION | 46,000 | $39.0M | 0.00% | |
| 1068 | NOKNOKIA CORP | 12,236 | $38.0M | 0.00% | |
| 1069 | ACBAURORA CANNABIS INC | 41,633 | $38.0M | 0.00% | |
| 1070 | BMY-RBRISTOL-MYERS SQUIBB CO | 10,075 | $38.0M | 0.00% | |
| 1071 | LAC1EURLITHIUM AMERS CORP NEW | 13,515 | $36.0M | 0.00% | |
| 1072 | —SHIP FINANCE INTERNATIONAL L | 40,000 | $35.0M | 0.00% | |
| 1073 | —PROSPECT CAPITAL CORPORATION | 41,000 | $35.0M | 0.00% | |
| 1074 | ARCC 4.625 03/01/24ARES CAPITAL CORP | 40,000 | $35.0M | 0.00% | |
| 1075 | —ALASKA COMMUNICATIONS SYS GR | 20,000 | $35.0M | 0.00% | |
| 1076 | BBVABANCO BILBAO VIZCAYA ARGENTA | 10,931 | $33.0M | 0.00% | |
| 1077 | OPKOPKO HEALTH INC | 21,000 | $28.0M | 0.00% | |
| 1078 | TYGEURTORTOISE ENERGY INFRA CORP | 10,744 | $28.0M | 0.00% | |
| 1079 | —WESTERN ASSET MTG CAP CORP | 11,840 | $27.0M | 0.00% | |
| 1080 | —SOLENO THERAPEUTICS INC | 10,630 | $25.0M | 0.00% | |
| 1081 | LYGLLOYDS BANKING GROUP PLC | 16,142 | $24.0M | 0.00% | |
| 1082 | DHYCREDIT SUISSE HIGH YLD BND F | 12,674 | $23.0M | 0.00% | |
| 1083 | NYMTEURNEW YORK MTG TR INC | 13,343 | $21.0M | 0.00% | |
| 1084 | CLNECLEAN ENERGY FUELS CORP | 10,609 | $19.0M | 0.00% | |
| 1085 | —PROSHARES TR II | 11,668 | $19.0M | 0.00% | |
| 1086 | —WASHINGTON PRIME GROUP NEW | 13,321 | $11.0M | 0.00% | |
| 1087 | DNREURDENBURY RES INC | 56,821 | $10.0M | 0.00% | |
| 1088 | GSVGOLD STD VENTURES CORP | 20,000 | $10.0M | 0.00% | |
| 1089 | SENS1GBPSENSEONICS HLDGS INC | 10,289 | $7.0M | 0.00% | |
| 1090 | NAKNORTHERN DYNASTY MINERALS LT | 18,912 | $7.0M | 0.00% | |
| 1091 | —SESEN BIO INC | 10,000 | $6.0M | 0.00% | |
| 1092 | —IZEA WORLDWIDE INC | 25,400 | $5.0M | 0.00% | |
| 1093 | —AVINGER INC | 11,990 | $5.0M | 0.00% | |
| 1094 | CHKEURCHESAPEAKE ENERGY CORP | 22,128 | $4.0M | 0.00% | |
| 1095 | —POLYMET MINING CORP | 10,551 | $3.0M | 0.00% |
PreviousPage 11 of 11