AE Wealth Management LLC Q4 2019 Filing
Filed January 15, 2020
Portfolio Value
$4.6T
Holdings
1,118
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (1,118 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1001 | IVOVVANGUARD ADMIRAL FDS INC | 1,820 | $237.0M | 0.01% | |
| 1002 | VONVVANGUARD SCOTTSDALE FDS | 1,967 | $236.0M | 0.01% | |
| 1003 | HRLHORMEL FOODS CORP | 7,724 | $236.0M | 0.01% | Call |
| 1004 | MLMMARTIN MARIETTA MATLS INC | 841 | $235.0M | 0.01% | |
| 1005 | DDOGDATADOG INC | 6,204 | $234.0M | 0.01% | |
| 1006 | LEGLEGGETT & PLATT INC | 4,603 | $234.0M | 0.01% | |
| 1007 | SCHMSCHWAB STRATEGIC TR | 3,886 | $234.0M | 0.01% | |
| 1008 | ACCUSDAMERICAN CAMPUS CMNTYS INC | 4,966 | $234.0M | 0.01% | |
| 1009 | HTOSJW GROUP | 3,297 | $234.0M | 0.01% | |
| 1010 | VOOVVANGUARD ADMIRAL FDS INC | 1,865 | $234.0M | 0.01% | |
| 1011 | AYRAIRCASTLE LTD | 7,300 | $234.0M | 0.01% | |
| 1012 | —ISHARES TR | 7,980 | $233.0M | 0.01% | |
| 1013 | HALHALLIBURTON CO | 9,781 | $232.0M | 0.01% | Call |
| 1014 | HEHAWAIIAN ELEC INDUSTRIES | 4,961 | $232.0M | 0.01% | |
| 1015 | FALNISHARES TR | 8,548 | $232.0M | 0.01% | |
| 1016 | FTNTFORTINET INC | 2,166 | $231.0M | 0.01% | |
| 1017 | QSRRESTAURANT BRANDS INTL INC | 3,628 | $231.0M | 0.01% | |
| 1018 | MRSHMARSH & MCLENNAN COS INC | 2,071 | $231.0M | 0.01% | |
| 1019 | WMBWILLIAMS COS INC DEL | 9,682 | $230.0M | 0.00% | |
| 1020 | ROCKGIBRALTAR INDS INC | 4,538 | $229.0M | 0.00% | |
| 1021 | MNAINDEXIQ ETF TR | 6,894 | $229.0M | 0.00% | |
| 1022 | QLTAISHARES TR | 4,178 | $228.0M | 0.00% | |
| 1023 | FOXAFOX CORP | 6,144 | $228.0M | 0.00% | |
| 1024 | SMDVPROSHARES TR | 3,665 | $226.0M | 0.00% | |
| 1025 | AVKADVENT CONVERTIBLE & INCOME | 14,481 | $225.0M | 0.00% | |
| 1026 | DEWWISDOMTREE TR | 4,633 | $224.0M | 0.00% | |
| 1027 | FEMBFIRST TR EXCH TRADED FD III | 5,708 | $223.0M | 0.00% | |
| 1028 | AIGAMERICAN INTL GROUP INC | 4,333 | $222.0M | 0.00% | |
| 1029 | BDJBLACKROCK ENHANCED EQT DIV T | 22,361 | $222.0M | 0.00% | |
| 1030 | MASMASCO CORP | 4,619 | $222.0M | 0.00% | |
| 1031 | THGHANOVER INS GROUP INC | 1,615 | $221.0M | 0.00% | |
| 1032 | —COLUMBIA PPTY TR INC | 10,519 | $220.0M | 0.00% | |
| 1033 | IGMISHARES TR | 904 | $219.0M | 0.00% | |
| 1034 | REGNREGENERON PHARMACEUTICALS | 582 | $219.0M | 0.00% | |
| 1035 | SPEUSPDR INDEX SHS FDS | 5,973 | $218.0M | 0.00% | |
| 1036 | SNPSSYNOPSYS INC | 1,556 | $217.0M | 0.00% | |
| 1037 | BXMTBLACKSTONE MTG TR INC | 5,829 | $217.0M | 0.00% | |
| 1038 | MKLMARKEL CORP | 190 | $217.0M | 0.00% | |
| 1039 | UNUSDUNILEVER N V | 3,782 | $217.0M | 0.00% | |
| 1040 | —GARDNER DENVER HLDGS INC | 5,881 | $216.0M | 0.00% | |
| 1041 | VACMARRIOTT VACTINS WORLDWID CO | 1,661 | $214.0M | 0.00% | |
| 1042 | SLYVSPDR SERIES TRUST | 3,250 | $214.0M | 0.00% | |
| 1043 | FFINFIRST FINL BANKSHARES | 6,071 | $213.0M | 0.00% | |
| 1044 | CALYCALLAWAY GOLF CO | 10,059 | $213.0M | 0.00% | |
| 1045 | AXONAXON ENTERPRISE INC | 2,881 | $211.0M | 0.00% | |
| 1046 | EMCBWISDOMTREE TR | 2,841 | $210.0M | 0.00% | |
| 1047 | EMNEASTMAN CHEMICAL CO | 2,654 | $210.0M | 0.00% | |
| 1048 | PTHINVESCO EXCHANGE TRADED FD T | 2,189 | $209.0M | 0.00% | |
| 1049 | EEFTEURONET WORLDWIDE INC | 1,325 | $209.0M | 0.00% | |
| 1050 | PCEFINVESCO EXCHNG TRADED FD TR | 8,874 | $207.0M | 0.00% | |
| 1051 | WABWABTEC CORP | 2,640 | $205.0M | 0.00% | |
| 1052 | VNOVORNADO RLTY TR | 3,067 | $204.0M | 0.00% | |
| 1053 | HIGHARTFORD FINL SVCS GROUP INC | 3,351 | $204.0M | 0.00% | |
| 1054 | OSKOSHKOSH CORP | 2,144 | $203.0M | 0.00% | |
| 1055 | —TARO PHARMACEUTICAL INDS LTD | 2,300 | $202.0M | 0.00% | |
| 1056 | VONGVANGUARD SCOTTSDALE FDS | 1,117 | $202.0M | 0.00% | |
| 1057 | FTECFIDELITY COVINGTON TR | 2,772 | $201.0M | 0.00% | |
| 1058 | RDNRADIAN GROUP INC | 7,986 | $201.0M | 0.00% | |
| 1059 | UBSUBS GROUP AG | 15,919 | $200.0M | 0.00% | |
| 1060 | GABGABELLI EQUITY TR INC | 32,443 | $198.0M | 0.00% | |
| 1061 | GOFGUGGENHEIM STRATEGIC OPP FD | 10,615 | $192.0M | 0.00% | |
| 1062 | AMLPUSDALPS ETF TR | 22,086 | $188.0M | 0.00% | |
| 1063 | —DIVERSIFIED RSTRNT HLDGS INC | 178,960 | $186.0M | 0.00% | |
| 1064 | JPCNUVEEN PFD & INCM OPPORTNYS | 17,634 | $184.0M | 0.00% | |
| 1065 | PDBCINVESCO ACTIVELY MANAGD ETF | 11,003 | $182.0M | 0.00% | |
| 1066 | CCOCAMECO CORP | 19,764 | $176.0M | 0.00% | |
| 1067 | DSUBLACKROCK DEBT STRAT FD INC | 15,310 | $171.0M | 0.00% | |
| 1068 | —ETF MANAGERS TR | 11,404 | $170.0M | 0.00% | Call |
| 1069 | CSQCALAMOS STRATEGIC TOTL RETN | 11,995 | $163.0M | 0.00% | |
| 1070 | VGREURVECTOR GROUP LTD | 11,714 | $157.0M | 0.00% | |
| 1071 | ACICUNITED INS HLDGS CORP | 12,119 | $153.0M | 0.00% | |
| 1072 | ETWEATON VANCE TXMGD GL BUYWR O | 14,696 | $152.0M | 0.00% | |
| 1073 | IGRCBRE CLARION GLOBAL REAL EST | 19,010 | $152.0M | 0.00% | |
| 1074 | WHFWHITEHORSE FIN INC | 11,100 | $152.0M | 0.00% | |
| 1075 | XBXMXNUVEEN S&P 500 BUY-WRITE INC | 10,917 | $150.0M | 0.00% | |
| 1076 | PSECPROSPECT CAPITAL CORPORATION | 23,271 | $150.0M | 0.00% | |
| 1077 | ERICERICSSON | 16,918 | $149.0M | 0.00% | |
| 1078 | VVRINVESCO SR INCOME TR | 33,915 | $145.0M | 0.00% | |
| 1079 | PHYS/USPROTT PHYSICAL GOLD TRUST | 11,183 | $136.0M | 0.00% | |
| 1080 | XNROXNEUBERGER BERMAN RE ES SEC F | 24,219 | $135.0M | 0.00% | |
| 1081 | WPRTWESTPORT FUEL SYSTEMS INC | 53,214 | $126.0M | 0.00% | |
| 1082 | NEANUVEEN FLTNG RTE INCM OPP FD | 12,620 | $126.0M | 0.00% | |
| 1083 | BBVABANCO BILBAO VIZCAYA ARGENTA | 22,372 | $125.0M | 0.00% | |
| 1084 | XAWPXABERDEEN GLOBAL PREMIER PPTY | 18,683 | $121.0M | 0.00% | |
| 1085 | —ANTARES PHARMA INC | 24,814 | $117.0M | 0.00% | |
| 1086 | XJQCXNUVEEN CR STRATEGIES INCM FD | 14,648 | $112.0M | 0.00% | |
| 1087 | —THERATECHNOLOGIES INC | 32,062 | $106.0M | 0.00% | |
| 1088 | CXCEMEX SAB DE CV | 27,294 | $103.0M | 0.00% | |
| 1089 | PMMPUTNAM MANAGED MUN INCOM TR | 12,649 | $101.0M | 0.00% | |
| 1090 | MUFGMITSUBISHI UFJ FINL GROUP IN | 16,209 | $88.0M | 0.00% | |
| 1091 | HLITHARMONIC INC | 10,484 | $82.0M | 0.00% | |
| 1092 | ACBAURORA CANNABIS INC | 36,755 | $79.0M | 0.00% | |
| 1093 | YRIYAMANA GOLD INC | 15,903 | $63.0M | 0.00% | |
| 1094 | APH1EURAPHRIA INC | 11,164 | $58.0M | 0.00% | |
| 1095 | BMY-RBRISTOL MYERS SQUIBB CO | 18,667 | $56.0M | 0.00% | |
| 1096 | NIONIO INC | 13,900 | $56.0M | 0.00% | |
| 1097 | LYGLLOYDS BANKING GROUP PLC | 16,168 | $54.0M | 0.00% | |
| 1098 | ENZBENZO BIOCHEM INC | 20,000 | $53.0M | 0.00% | |
| 1099 | NOKNOKIA CORP | 13,781 | $51.0M | 0.00% | |
| 1100 | DHYCREDIT SUISSE HIGH YLD BND F | 19,002 | $48.0M | 0.00% |