Alken Asset Management Ltd Q3 2026 Filing

Filed October 20, 2026

Portfolio Value

$78.5M

Holdings

Report Date

Q3 2026

Filing Type

13F-HR

All Holdings (30 positions)

#	Stock	Shares	Value	% Portfolio
1	—Alphabet C 6.250 15-May-2029 PEPS B	125,000	$6.0M	7.71%
2	UBER 0.875 12/01/28 2028Uber Technologies 0.875 01-Dec-2028	4,950	$5.6M	7.19%
3	—CyberArk Software (Palo Alto) 0.000 15-Jun-2030	3,000	$5.6M	7.11%
4	IDCC 3.5 06/01/27InterDigital 3.500 01-Jun-2027	1,170	$5.0M	6.32%
5	MSFTMicrosoft Corp	9,280	$4.7M	6.02%
6	CMS 3.375 05/01/28CMS Energy 3.375 01-May-2028	4,300	$4.3M	5.50%
7	SNOW 0 10/01/29Snowflake 0.000 01-Oct-2029	1,700	$3.8M	4.79%
8	—Macom Tech 0.000 15-Dec-2029 (Exch)	2,040	$3.6M	4.64%
9	BABA 0.5 06/01/31Alibaba Group 0.500 01-Jun-2031	2,740	$3.4M	4.36%
10	—DoorDash 0.000 15-May-2030	3,200	$3.0M	3.87%
11	—NextEra Energy 7.375 15-Feb-2029 PEPS	70,300	$3.0M	3.85%
12	IRTC 1.5 09/01/29iRhythm Technologies 1.500 01-Sep-2029	2,700	$2.9M	3.66%
13	—Cloudflare 0.000 15-Jun-2030	1,730	$2.7M	3.46%
14	ANIP 2.25 09/01/29ANI Pharma 2.250 01-Sep-2029	2,250	$2.6M	3.37%
15	ALNY 1 09/15/27Alnylam Pharma 1.000 15-Sep-2027	2,250	$2.4M	3.10%
16	POST 2.5 08/15/27Post Holdings 2.500 15-Aug-2027	2,430	$2.4M	3.05%
17	ITRI 1.375 07/15/30Itron 1.375 15-Jul-2030	2,300	$2.2M	2.81%
18	NTNX 0.25 10/01/27Nutanix 0.250 01-Oct-2027 (Exch)	1,700	$2.2M	2.81%
19	—Oracle 6.500 15-Jan-2029 PEPS D	49,800	$2.2M	2.80%
20	—Rubrik 0.000 15-Jun-2030	1,800	$2.1M	2.72%
21	DDOG 0 12/01/29Datadog 0.000 01-Dec-2029	1,380	$2.0M	2.52%
22	—GDS Holdings 2.250 01-Jun-2032	1,450	$1.8M	2.26%
23	AVAV 0 07/15/30AeroVironment 0.000 15-Jul-2030	1,500	$1.3M	1.67%
24	KOCoca-Cola Co/The	11,600	$1.0M	1.28%
25	MSCIMSCI Inc	1,200	$648K	0.83%
26	WDC 3 11/15/28Western Digital 3.000 15-Nov-2028	40	$481K	0.61%
27	IAU*Ishares Gold Trust	7,400	$410K	0.52%
28	SRPT 1.25 09/15/27Sarepta Therapeutics 1.250 15-Sep-2027	400	$381K	0.49%
29	RPD 1.25 03/15/29Rapid7 1.250 15-Mar-2029	400	$355K	0.45%
30	JD 0.25 06/01/29JD.com 0.250 01-Jun-2029	180	$175K	0.22%