AMERIPRISE FINANCIAL INC Q1 2019 Filing

Filed May 15, 2019

Portfolio Value

$217.4M

Holdings

3,665

Report Date

Q1 2019

Filing Type

13F-HR

All Holdings (3,665 positions)

#	Stock	Shares	Value	% Portfolio
3601	—NEUROTROPE INC	18,095	$99K	0.05%
3602	ASGLIBERTY ALL-STAR GROWTH FD	17,522	$97K	0.04%
3603	NEANUVEEN SENIOR INC FD	16,603	$96K	0.04%
3604	MBTGBPMOBILE TELESYSTEMS-SP ADR	12,591	$95K	0.04%
3605	EMKREUREMCORE CORP	25,700	$94K	0.04%
3606	—LIMELIGHT NETWORKS INC	28,838	$93K	0.04%
3607	LEAFLEAF GROUP LTD	11,300	$90K	0.04%
3608	WFC 7.5 PERP LWFC 7 1/2 PERP	13,529	$88K	0.04%
3609	—SMTC CORPORATION	23,412	$88K	0.04%
3610	DRRXEURDURECT CORPORATION	139,234	$87K	0.04%
3611	TNAVEURTELENAV INC	14,125	$86K	0.04%
3612	WFRDWEATHERFORD INTERNATIONAL PL	121,582	$85K	0.04%
3613	HAMHARMONY GOLD MNG-SPON ADR	44,000	$84K	0.04%
3614	—CCI 6 7/8 08/01/20	68,860	$81K	0.04%
3615	OPKOPKO HEALTH INC	30,643	$80K	0.04%
3616	—GSV CAPITAL CORP	10,594	$80K	0.04%
3617	—MACQUARIE INFRASTRUCTURE CO LLC	80,000	$80K	0.04%
3618	ACTGACACIA RESEARCH CORP	23,948	$80K	0.04%
3619	AVALGRUPO AVAL ACCIONES Y VALORE	10,220	$80K	0.04%
3620	—DANAHER CORPORATION	75,777	$79K	0.04%
3621	—CSS INDUSTRIES INC	13,170	$79K	0.04%
3622	GPROGOPRO INC-CLASS A	12,186	$79K	0.04%
3623	BAC 7.25 PERP LBAC 7 1/4 PERP	36,440	$79K	0.04%
3624	—AU OPTRONICS CORP-SPON ADR	21,455	$78K	0.04%
3625	—RITE AID CORP	123,003	$78K	0.04%
3626	—FTV 5 07/01/21	69,790	$73K	0.03%
3627	CABOCABLE ONE INC	70,922	$72K	0.03%
3628	SENS1GBPSENSEONICS HOLDINGS INC	27,835	$68K	0.03%
3629	—PORTFOLIO RECOVERY ASSOCIATES INC	70,000	$67K	0.03%
3630	NMRNOMURA HOLDINGS INC-SPON ADR	18,321	$65K	0.03%
3631	SRNESORRENTO THERAPEUTICS INC	12,670	$60K	0.03%
3632	—TRANSATLANTIC PETROLEUM LTD	69,110	$60K	0.03%
3633	INOINOVIO PHARMACEUTICALS INC	14,683	$55K	0.03%
3634	—MCEWEN MINING INC	30,920	$46K	0.02%
3635	PLUNPLUG POWER INC	17,937	$43K	0.02%
3636	—APPLIED GENETIC TECHNOLOGIES	10,128	$42K	0.02%
3637	—QUORUM HEALTH CORP	30,491	$42K	0.02%
3638	CVM1EURCEL-SCI CORP	11,420	$40K	0.02%
3639	—BIOSCRIP INC	20,120	$40K	0.02%
3640	YUSDALLEGHANY CORP	63,832	$39K	0.02%
3641	—COMMUNICATIONS SYSTEMS INC	14,605	$39K	0.02%
3642	—HC2 HOLDINGS INC	14,850	$36K	0.02%
3643	HDSNHUDSON TECHNOLOGIES INC	16,295	$32K	0.01%
3644	AGENEURAGENUS INC	10,133	$30K	0.01%
3645	—CONFORMIS INC	10,000	$29K	0.01%
3646	—OPGEN INC	47,116	$28K	0.01%
3647	RVPRETRACTABLE TECHNOLOGIES INC	44,251	$28K	0.01%
3648	—RED HAT INC	10,000	$25K	0.01%
3649	MKLMARKEL CORP	11,884	$24K	0.01%
3650	—BIOCEPT INC	20,000	$23K	0.01%
3651	—SANDRIDGE MISSISSIPPIAN TRUS	20,855	$21K	0.01%
3652	TRQEURTURQUOISE HILL RESOURCES LTD	11,754	$20K	0.01%
3653	—ORGANOVO HOLDINGS INC	16,959	$17K	0.01%
3654	—PROSPECT CAPITAL CORP	16,000	$16K	0.01%
3655	—ILLUMINA INC	12,000	$15K	0.01%
3656	BRK-BBERKSHIRE HATHAWAY INC-CL A	46	$14K	0.01%
3657	—POLYMET MINING CORP	17,712	$12K	0.01%
3658	—TEVA PHARMACEUTICAL FINANCE CO LLC	12,000	$11K	0.01%
3659	—AVINGER INC	10,025	$10K	0.00%
3660	—GLOBAL EAGLE ENTERTAINMENT I	13,926	$10K	0.00%
3661	NVAXNOVAVAX INC	15,989	$9K	0.00%
3662	NGDNEW GOLD INC	10,800	$9K	0.00%
3663	OESXUSDORION ENERGY SYSTEMS INC	10,725	$9K	0.00%
3664	NAKNORTHERN DYNASTY MINERALS	11,000	$7K	0.00%
3665	TPLUSDTEXAS PACIFIC LAND TRUST	1,842	$1K	0.00%

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