AMERIPRISE FINANCIAL INC Q1 2021 Filing

Filed May 17, 2021

Portfolio Value

$300.9M

Holdings

3,824

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (3,824 positions)

#	Stock	Shares	Value	% Portfolio
3801	PXLWEURPIXELWORKS INC	12,202	$40K	0.01%
3802	YB4PSAVARA INC	19,300	$40K	0.01%
3803	ENICENEL CHILE SA-ADR	10,203	$39K	0.01%
3804	LPZBLIGHTPATH TECHNOLOGIES INC-A	11,042	$34K	0.01%
3805	—GS ACQUISITION HOLDINGS-CW25	15,546	$34K	0.01%
3806	—DIGITAL ALLY INC	20,000	$33K	0.01%
3807	GHCGRAHAM HOLDINGS CO-CLASS B	17,431	$33K	0.01%
3808	SENS1GBPSENSEONICS HOLDINGS INC	12,000	$32K	0.01%
3809	CRBPEURCORBUS PHARMACEUTICALS HOLDI	15,554	$31K	0.01%
3810	—PROSPECT CAPITAL CORP	28,000	$29K	0.01%
3811	SAMBOSTON BEER COMPANY INC-A	23,228	$28K	0.01%
3812	DRRXEURDURECT CORPORATION	14,208	$28K	0.01%
3813	MIGAMICROSTRATEGY INC-CL A	38,820	$26K	0.01%
3814	—SYNACOR INC	11,957	$26K	0.01%
3815	—CAESARS ENTERTAINMENT CORP	10,465	$25K	0.01%
3816	—WASHINGTON PRIME GROUP INC	10,832	$24K	0.01%
3817	TPLTEXAS PACIFIC LAND CORP	11,587	$18K	0.01%
3818	—GOLDEN MINERALS CO	25,150	$17K	0.01%
3819	—ARES CAPITAL CORPORATION	15,000	$15K	0.00%
3820	FCNCAFIRST CITIZENS BCSHS -CL A	2,111	$14K	0.00%
3821	—ROCKWELL MEDICAL INC	10,791	$13K	0.00%
3822	BRK-BBERKSHIRE HATHAWAY INC-CL A	31	$12K	0.00%
3823	PSEC 6.375 03/01/25PROSPECT CAPITAL CORP	10,000	$11K	0.00%
3824	—GOLDMAN SACHS BDC INC	10,000	$10K	0.00%

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