AMERIPRISE FINANCIAL INC Q3 2019 Filing
Filed November 14, 2019
Portfolio Value
$223.2M
Holdings
3,693
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (3,693 positions)
| Stock | Value |
|---|---|
NVRNVR INC | $129K |
—NEOPHOTONICS CORP | $128K |
CXHMFS INVESTMENT GRADE MUNICIP | $128K |
WTMWHITE MOUNTAINS INSURANCE GP | $126K |
XPMAXPIONEER MUNI HI INC ADV TRST | $125K |
BWGBRANDYWINEGLOBAL GLOBAL INCO | $125K |
WITWIPRO LTD-ADR | $125K |
PCGP G & E CORP | $124K |
TTMCHFTATA MOTORS LTD-SPON ADR | $123K |
T7DTRANSDIGM GROUP INC | $122K |
SPFFGLOBAL X SUPERINCOME PREFER | $119K |
RBBNRIBBON COMMUNICATIONS INC | $119K |
RADEURRITE AID CORP | $118K |
MRCCLMONROE CAPITAL CORP | $115K |
—ENTERCOM COMMUNICATIONS-CL A | $114K |
BSBRBANCO SANTANDER BRASIL-ADS | $110K |
—TRIBUNE PUBLISHING CO | $108K |
MFGMIZUHO FINANCIAL GROUP-ADR | $106K |
0E41ENLINK MIDSTREAM LLC | $105K |
—CASI PHARMACEUTICALS INC | $104K |
—HC2 HOLDINGS INC | $104K |
CVM1EURCEL-SCI CORP | $102K |
HMHCHOUGHTON MIFFLIN HARCOURT CO | $101K |
TLVGRUPO TELEVISA SA-SPON ADR | $99K |
—PACIFIC MERCANTILE BANCORP | $98K |
—LADENBURG THALMANN FINANCIAL | $96K |
WFC 7.5 PERP LWFC 7 1/2 PERP | $96K |
BGCPEURBGC PARTNERS INC-CL A | $88K |
NEANUVEEN SENIOR INC FD | $88K |
CBAYUSDCYMABAY THERAPEUTICS INC | $87K |
AVALGRUPO AVAL ACCIONES Y VALORE | $84K |
—DHR 4 3/4 04/15/22 | $82K |
GIGMGIGAMEDIA LTD | $82K |
—FIVE PRIME THERAPEUTICS INC | $82K |
HAMHARMONY GOLD MNG-SPON ADR | $80K |
BAC 7.25 PERP LBAC 7 1/4 PERP | $79K |
INODINNODATA INC | $79K |
—SPDR OIL & GAS EQUIP & SERV | $78K |
APH1EURAPHRIA INC | $75K |
VRAYQVIEWRAY INC | $70K |
LPLLG DISPLAY CO LTD-ADR | $69K |
—PORTFOLIO RECOVERY ASSOCIATES INC | $69K |
—APTINYX INC | $68K |
—TORTOISE ENERGY INDEPENDENCE | $66K |
MCHXMARCHEX INC-CLASS B | $66K |
EMKREUREMCORE CORP | $65K |
—SUTTER ROCK CAPITAL CORP | $65K |
—CCI 6 7/8 08/01/20 | $64K |
—ENDOLOGIX INC | $62K |
CABOCABLE ONE INC | $61K |
ELVTUSDELEVATE CREDIT INC | $61K |
—HI-CRUSH INC | $59K |
BBBLACKBERRY LTD | $57K |
PLUNPLUG POWER INC | $57K |
NAGECHROMADEX CORP | $55K |
XXII22ND CENTURY GROUP INC | $55K |
TPIVDEURMARKER THERAPEUTICS INC | $54K |
SOGOGBPSOGOU INC-ADR | $52K |
IMGNEURIMMUNOGEN INC | $50K |
—FTV 5 07/01/21 | $49K |
ACTGACACIA RESEARCH CORP | $49K |
—COMMUNICATIONS SYSTEMS INC | $48K |
—MCEWEN MINING INC | $48K |
YUSDALLEGHANY CORP | $48K |
—CSS INDUSTRIES INC | $45K |
—TRANSATLANTIC PETROLEUM LTD | $44K |
IMGIAMGOLD CORP | $44K |
PXLWEURPIXELWORKS INC | $43K |
CRNTCERAGON NETWORKS LTD | $42K |
INOINOVIO PHARMACEUTICALS INC | $38K |
MKLMARKEL CORP | $36K |
OCULOCULAR THERAPEUTIX INC | $33K |
ATATLANTIC POWER CORP | $32K |
MRSNMERSANA THERAPEUTICS INC | $31K |
—RTI SURGICAL HDS INC | $30K |
—PROSPECT CAPITAL CORP | $28K |
35VVEON LTD | $27K |
AGENEURAGENUS INC | $27K |
—TRANSENTERIX INC | $21K |
—RA MEDICAL SYSTEMS INC | $19K |
AVXLANAVEX LIFE SCIENCES CORP | $19K |
—NEON THERAPEUTICS INC | $19K |
—ARES CAPITAL CORPORATION | $16K |
—NEUROTROPE INC | $14K |
AXASEURABRAXAS PETROLEUM CORP | $13K |
—TEVA PHARMACEUTICAL FINANCE CO LLC | $11K |
KOPNKOPIN CORP | $10K |
HDSNHUDSON TECHNOLOGIES INC | $10K |
—TESLA INC | $10K |
—BIOCEPT INC | $8K |
NAKNORTHERN DYNASTY MINERALS | $8K |
BRK-BBERKSHIRE HATHAWAY INC-CL A | $8K |
TRQEURTURQUOISE HILL RESOURCES LTD | $6K |
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