ARIEL INVESTMENTS, LLC Q1 2021 Filing

Filed May 14, 2021

Portfolio Value

$10.2B

Holdings

136

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (136 positions)

#	Stock	Shares	Value	% Portfolio
101	—ORBCOMM Inc	417,287	$3.2M	0.03%
102	COWNEURCowen Inc	82,973	$2.9M	0.03%
103	ACWXiShares MSCI ACWI ex US ETF	45,502	$2.5M	0.02%
104	PCYOPure Cycle Corp	175,680	$2.4M	0.02%
105	GSITGSI Technology Inc	267,945	$1.8M	0.02%
106	NVSNNovartis AG	20,582	$1.8M	0.02%
107	GAIAGaia Inc	140,893	$1.7M	0.02%
108	CNTCentury Casinos Inc	143,403	$1.5M	0.01%
109	SFESSafeguard Scientifics Inc	198,920	$1.4M	0.01%
110	AZNAstraZeneca PLC	26,790	$1.3M	0.01%
111	HH20180 Degree Capital Corp	178,881	$1.3M	0.01%
112	—RealNetworks Inc	289,776	$1.2M	0.01%
113	—Ballantyne Strong Inc	472,135	$1.2M	0.01%
114	ALOTAstroNova Inc	79,320	$1.1M	0.01%
115	TRCTejon Ranch Co	62,425	$1.0M	0.01%
116	EMKREUREMCORE Corp	183,284	$1.0M	0.01%
117	MOVMovado Group Inc	32,250	$918K	0.01%
118	ALCOAlico Inc	30,568	$913K	0.01%
119	CRAICRA International Inc	11,050	$825K	0.01%
120	ENZBEnzo Biochem Inc	237,992	$819K	0.01%
121	OESXUSDOrion Energy Systems Inc	103,967	$724K	0.01%
122	TIMBTIM SA/Brazil	61,703	$700K	0.01%
123	CSWCCapital Southwest Corp	30,928	$685K	0.01%
124	CPIXCumberland Pharmaceuticals Inc	212,370	$643K	0.01%
125	—Vidler Water Resouces Inc	68,779	$612K	0.01%
126	LAKELakeland Industries Inc	21,331	$594K	0.01%
127	—Rubicon Technology Inc	53,798	$555K	0.01%
128	GRBKGreen Brick Partners Inc	24,182	$548K	0.01%
129	SSSSSuRo Capital Corp	33,433	$453K	0.00%
130	CRWSCrown Crafts Inc	43,048	$333K	0.00%
131	RFILRF Industries Ltd	50,110	$304K	0.00%
132	NVONovo Nordisk A/S	4,119	$278K	0.00%
133	SNYSanofi	5,435	$269K	0.00%
134	OSSOne Stop Systems Inc	23,745	$151K	0.00%
135	—GlassBridge Enterprises Inc	1,769	$124K	0.00%
136	GIFIGulf Island Fabrication Inc	30,900	$119K	0.00%

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