ARIEL INVESTMENTS, LLC Q4 2016 Filing
Filed February 14, 2017
Portfolio Value
$8.5B
Holdings
190
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (190 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | —Edgewater Technology Inc. | 1,763,320 | $13.2B | 156.12% | |
| 102 | WCPCPI Aerostructures, Inc. | 1,427,538 | $13.2B | 155.89% | |
| 103 | —Ballantyne Strong, Inc. | 1,603,903 | $12.8B | 151.47% | |
| 104 | ALOTAstroNova, Inc. | 881,974 | $12.6B | 148.37% | |
| 105 | GHCGraham Holdings Co. | 24,270 | $12.4B | 146.68% | |
| 106 | —Mitcham Industries, Inc. | 2,934,110 | $12.2B | 143.75% | |
| 107 | PRCPGBPPerceptron, Inc. | 1,742,706 | $11.6B | 136.61% | |
| 108 | AZTABrooks Automation, Inc. | 660,710 | $11.3B | 133.14% | |
| 109 | OESXUSDOrion Energy Systems, Inc. | 5,163,080 | $11.2B | 132.26% | |
| 110 | ACWXiShares MSCI ACWI ex US ETF | 276,560 | $11.1B | 131.47% | |
| 111 | LDELandec Corp. | 794,934 | $11.0B | 129.50% | |
| 112 | CPIXCumberland Pharmaceuticals, Inc. | 1,824,580 | $10.0B | 118.46% | |
| 113 | —Manning & Napier, Inc. | 1,311,025 | $9.9B | 116.85% | |
| 114 | GAIAGaia, Inc. | 1,121,833 | $9.7B | 114.56% | |
| 115 | TSTenaris ADR | 270,030 | $9.6B | 113.84% | |
| 116 | —SeaChange Intl, Inc. | 4,132,278 | $9.5B | 112.19% | |
| 117 | GSITGSI Technology Inc. | 1,466,426 | $9.1B | 107.33% | |
| 118 | IBMInternational Business Machines Corp. | 52,688 | $8.7B | 103.25% | |
| 119 | IWNIShares Russell 2000 Value | 71,494 | $8.5B | 100.38% | |
| 120 | CMECME Group Inc. | 71,231 | $8.2B | 96.99% | |
| 121 | LMTLockheed Martin Corp. | 32,745 | $8.2B | 96.61% | |
| 122 | GIFIGulf Island Fabrication, Inc. | 663,771 | $7.9B | 93.25% | |
| 123 | VTVanguard Total World Stock Index Fd ETF | 128,969 | $7.9B | 92.87% | |
| 124 | ORCLOracle Corp. | 204,295 | $7.9B | 92.73% | |
| 125 | AKXAnsys, Inc. | 82,060 | $7.6B | 89.60% | |
| 126 | EFTTechTarget, Inc. | 863,470 | $7.4B | 86.94% | |
| 127 | —Lumber Liquidators Holdings, Inc. | 467,375 | $7.4B | 86.84% | |
| 128 | —Harris & Harris Group, Inc. | 5,282,791 | $7.3B | 86.06% | |
| 129 | JPMJPMorgan Chase & Co. | 81,873 | $7.1B | 83.40% | |
| 130 | ASPNAspen Aerogels Inc. | 1,655,326 | $6.8B | 80.70% | |
| 131 | GSGoldman Sachs Group, Inc. | 28,548 | $6.8B | 80.70% | |
| 132 | —Coach, Inc. | 189,364 | $6.6B | 78.29% | |
| 133 | —Imation Corp. | 8,049,085 | $6.6B | 77.91% | |
| 134 | MOSMosaic Co. | 222,885 | $6.5B | 77.17% | |
| 135 | RYAAYRyanair Holdings plc ADR | 78,351 | $6.5B | 77.02% | |
| 136 | AXTIAXT Inc. | 1,344,402 | $6.5B | 76.18% | |
| 137 | ABXBarrick Gold Corp. | 395,944 | $6.3B | 74.69% | |
| 138 | CRAICRA International, Inc. | 172,200 | $6.3B | 74.41% | |
| 139 | STRTStrattec Security Corp. | 151,797 | $6.1B | 72.21% | |
| 140 | XOMExxon Mobil Corp. | 66,717 | $6.0B | 71.09% | |
| 141 | —West Marine, Inc. | 552,196 | $5.8B | 68.24% | |
| 142 | SSUPSuperior Industries Intl, Inc. | 217,559 | $5.7B | 67.68% | |
| 143 | —Rentech, Inc. | 2,272,066 | $5.6B | 66.52% | |
| 144 | RELLRichardson Electronics, Ltd. | 872,699 | $5.5B | 64.90% | |
| 145 | —Hardinge Inc. | 486,609 | $5.4B | 63.65% | |
| 146 | BKBank of New York Mellon Corp. | 112,970 | $5.4B | 63.19% | |
| 147 | GLUUGlu Mobile Inc. | 2,753,700 | $5.3B | 63.06% | |
| 148 | —MB Financial, Inc. | 112,400 | $5.3B | 62.67% | |
| 149 | EMKREUREmcore Corporation | 608,030 | $5.3B | 62.45% | |
| 150 | MOVMovado Group Inc. | 172,800 | $5.0B | 58.65% | |
| 151 | DWDMorgan Stanley | 116,692 | $4.9B | 58.20% | |
| 152 | 9990302DApache Corp. | 77,018 | $4.9B | 57.70% | |
| 153 | HNGRUSDHanger, Inc. | 390,999 | $4.5B | 53.08% | |
| 154 | OXYOccidental Petroleum Corp. | 61,614 | $4.4B | 51.81% | |
| 155 | VOOVanguard S&P 500 ETF | 21,290 | $4.4B | 51.60% | |
| 156 | GGALSantander Mexico Financial Group ADR | 585,081 | $4.2B | 49.66% | |
| 157 | —Dover Motorsports, Inc. | 1,748,083 | $4.0B | 47.47% | |
| 158 | DGIIDigi International Inc. | 291,292 | $4.0B | 47.28% | |
| 159 | GRBKGreen Brick Partners Inc. | 394,600 | $4.0B | 46.82% | |
| 160 | BBBYEURBed Bath & Beyond Inc. | 97,240 | $4.0B | 46.65% | |
| 161 | FFFutureFuel Corp. | 281,200 | $3.9B | 46.15% | |
| 162 | FDSFactset Research Systems, Inc. | 23,417 | $3.8B | 45.18% | |
| 163 | QUMUEURQumu Corp. | 1,514,922 | $3.6B | 42.57% | |
| 164 | —Electro Scientific Industries, Inc. | 531,547 | $3.1B | 37.15% | |
| 165 | CRWSCrown Crafts, Inc. | 404,862 | $3.1B | 37.04% | |
| 166 | CAKECheesecake Factory Inc. | 45,115 | $2.7B | 31.89% | |
| 167 | CVSCVS Health Corp. | 33,499 | $2.6B | 31.20% | |
| 168 | CAHCardinal Health, Inc. | 36,526 | $2.6B | 31.04% | |
| 169 | ARCBArcBest Corp. | 94,820 | $2.6B | 30.95% | |
| 170 | —Versar Inc. | 1,765,373 | $2.4B | 28.56% | |
| 171 | —American Electric Technologies, Inc. | 1,329,911 | $2.1B | 24.33% | |
| 172 | —Rubicon Technology, Inc. | 3,251,726 | $2.0B | 23.03% | |
| 173 | VAREURVarian Medical Systems Inc. | 20,100 | $1.8B | 21.31% | |
| 174 | NTTYYNippon Telegraph & Telephone ADR | 41,287 | $1.7B | 20.51% | |
| 175 | EWLiShares MSCI Switzerland Capped ETF | 52,452 | $1.5B | 18.24% | |
| 176 | DFSEURDiscover Financial Services | 20,963 | $1.5B | 17.84% | |
| 177 | TSCOTractor Supply | 16,802 | $1.3B | 15.04% | |
| 178 | IWMiShares Russell 2000 Index ETF | 9,341 | $1.3B | 14.87% | |
| 179 | CHDChurch & Dwight Co., Inc. | 26,571 | $1.2B | 13.86% | |
| 180 | PPGPPG Industries | 12,113 | $1.1B | 13.55% | |
| 181 | ACNAccenture plc | 9,576 | $1.1B | 13.25% | |
| 182 | NVSNNovartis AG ADR | 15,402 | $1.1B | 13.25% | |
| 183 | BMTABritish American Tobacco plc ADR | 9,680 | $1.1B | 12.88% | |
| 184 | IWCiShares Russell Microcap Index ETF | 12,602 | $1.1B | 12.77% | |
| 185 | —Vical Inc. | 467,544 | $1.1B | 12.69% | |
| 186 | TMToyota Motor Corp. ADR | 5,708 | $669.0M | 7.90% | |
| 187 | —NTT Docomo Inc. ADR | 23,127 | $526.0M | 6.21% | |
| 188 | EWUiShares MSCI United Kingdom Index ETF | 16,751 | $514.0M | 6.07% | |
| 189 | CAJPYCanon Inc. ADR | 17,529 | $493.0M | 5.82% | |
| 190 | ITUBItau Unibanco Holding SA ADR | 29,023 | $298.0M | 3.52% |
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